We are live on ! Find out more
CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$181M
AUM Growth
-$10.1M
Cap. Flow
-$2.53M
Cap. Flow %
-1.4%
Top 10 Hldgs %
23.14%
Holding
908
New
41
Increased
133
Reduced
140
Closed
17

Top Buys

Rank Stock Value
1
DG icon
Dollar General
DG
+$765K
2
SENEA icon
Seneca Foods Class A
SENEA
+$450K
3
OKE icon
Oneok
OKE
+$320K
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$271K
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$214K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.64M
2
GOLD
Gold.com Inc
GOLD
+$1.18M
3
NHS
Neuberger High Yield Strategies Fund Inc
NHS
+$502K
4
MMP
Magellan Midstream Partners, L.P.
MMP
+$470K
5
CVS icon
CVS Health
CVS
+$286K

Sector Composition

Rank Sector Weight
1 Financials 21.51%
2 Technology 12.44%
3 Industrials 12.39%
4 Energy 8.35%
5 Consumer Staples 8.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COLM icon
176
Columbia Sportswear
COLM
$2.97B
$200K 0.11%
2,700
– –
ED icon
177
Consolidated Edison
ED
$39.8B
$197K 0.11%
2,305
+106
+5% +$9.65K
WELL icon
178
Welltower
WELL
$165B
$197K 0.11%
2,405
– –
PCG icon
179
PG&E
PCG
$38B
$194K 0.11%
12,006
-249
-2% -$4.28K
SMID icon
180
Smith-Midland
SMID
$151M
$191K 0.11%
10,037
-8,373
-45% -$179K
PSX icon
181
Phillips 66
PSX
$82B
$186K 0.1%
1,550
-14
-0.9% -$1.57K
EXE
182
Expand Energy Corp
EXE
$21.4B
$183K 0.1%
2,125
– –
STEW
183
SRH Total Return Fund
STEW
$1.8B
$182K 0.1%
14,044
– –
GAIN icon
184
Gladstone Investment Corp
GAIN
$662M
$182K 0.1%
14,272
-216
-1% -$2.82K
MNSB icon
185
MainStreet Bancshares
MNSB
$166M
$181K 0.1%
8,818
– –
QSR icon
186
Restaurant Brands International
QSR
$25.6B
$177K 0.1%
2,651
– –
IEI icon
187
iShares 3-7 Year Treasury Bond ETF
IEI
$17.8B
$176K 0.1%
1,558
+49
+3% +$5.6K
VEA icon
188
Vanguard FTSE Developed Markets ETF
VEA
$233B
$175K 0.1%
4,009
+320
+9% +$14.6K
ORI icon
189
Old Republic International
ORI
$10.4B
$175K 0.1%
6,500
– –
PBJ icon
190
Invesco Food & Beverage ETF
PBJ
$107M
$175K 0.1%
4,126
– –
PNC icon
191
PNC Financial Services
PNC
$101B
$174K 0.1%
1,418
+175
+14% +$22K
CSM icon
192
ProShares Large Cap Core Plus
CSM
$528M
$172K 0.1%
3,530
– –
REGL icon
193
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.8B
$172K 0.1%
2,581
+795
+45% +$55.7K
AFL icon
194
Aflac
AFL
$63.7B
$172K 0.1%
2,244
-268
-11% -$19.9K
BARK icon
195
BARK
BARK
$88.8M
$171K 0.09%
7,142
-650
-8% -$18.1K
COP icon
196
ConocoPhillips
COP
$143B
$171K 0.09%
1,428
– –
EBC icon
197
Eastern Bankshares
EBC
$5.34B
$169K 0.09%
13,500
– –
CARR icon
198
Carrier Global
CARR
$52.8B
$168K 0.09%
3,041
– –
COLB icon
199
Columbia Banking Systems
COLB
$9.02B
$166K 0.09%
8,166
+64
+0.8% +$1.33K
EBF icon
200
Ennis
EBF
$558M
$166K 0.09%
7,800
– –
6 7
8
9 10

Similar funds

VPA
Vernal Point Advisors San Francisco, California $246M AUM 12.97% 1-Year Est. Return
MAMHA
MY.Alpha Management HK Advisors Hong Kong $246M AUM 73.75% 1-Year Est. Return
IRP
Investment Research Partners Lemont, Pennsylvania $246M AUM
HA
Hanover Advisors Seneca, South Carolina $246M AUM 12.74% 1-Year Est. Return
DB
Dravo Bay Rehoboth Beach, Delaware $246M AUM 15.09% 1-Year Est. Return
HWM
HighMark Wealth Management St. Paul, Minnesota $246M AUM 35.95% 1-Year Est. Return
FPW
Flagship Private Wealth Woburn, Massachusetts $246M AUM 15.53% 1-Year Est. Return
EPIM
Equinox Partners Investment Management Stamford, Connecticut $245M AUM 225.58% 1-Year Est. Return

Caldwell Sutter Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Caldwell Sutter Capital held 908 positions worth $181M, down 5.3% from $191M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Caldwell Sutter Capital's Q3 2023 filing shows 41 new, 133 increased, 140 reduced and 17 closed positions. Its largest new stake was Unity: 2,160 shares worth $67.8K. The largest sale was Apple, an estimated $1.64M.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 21% a quarter earlier, followed by Technology and Industrials.

  • Caldwell Sutter Capital's largest Q3 2023 buy was Unity: 2,160 shares worth $67.8K.
  • Caldwell Sutter Capital added most to Dollar General in Q3 2023, an estimated $765K increase.
  • Caldwell Sutter Capital's biggest Q3 2023 reduction was Apple, cutting an estimated $1.64M.
  • Caldwell Sutter Capital fully exited Neuberger High Yield Strategies Fund Inc in Q3 2023, selling an estimated $502K.
  • Caldwell Sutter Capital's ten largest holdings make up 23% of its $181M portfolio in Q3 2023.
  • Caldwell Sutter Capital opened 41 new positions and closed 17 in Q3 2023.
  • Caldwell Sutter Capital's portfolio value fell 5.3% quarter-over-quarter to $181M.

Based on Caldwell Sutter Capital's 13F filing for Q3 2023, filed 25 Oct 2023.