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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
+6.22%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$234M
AUM Growth
+$15.8M
Cap. Flow
+$4.87M
Cap. Flow %
2.08%
Top 10 Hldgs %
22.85%
Holding
896
New
39
Increased
124
Reduced
160
Closed
25

Top Buys

Rank Stock Value
1
PLBC icon
Plumas Bancorp
PLBC
+$4.54M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$998K
3
AAPL icon
Apple
AAPL
+$880K
4
FBK icon
FB Financial Corp
FBK
+$619K
5
MCHB
Mechanics Bancorp
MCHB
+$615K

Top Sells

Rank Stock Value
1
SSBK
Southern States Bancshares
SSBK
+$663K
2
MSFT icon
Microsoft
MSFT
+$533K
3
SPLP
STEEL PARTNERS HOLDINGS L.P.
SPLP
+$290K
4
V icon
Visa
V
+$278K
5
CAT icon
Caterpillar
CAT
+$201K

Sector Composition

Rank Sector Weight
1 Financials 26.24%
2 Technology 13.12%
3 Industrials 11.97%
4 Consumer Staples 6.82%
5 Energy 5.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ORCL icon
151
Oracle
ORCL
$346B
$347K 0.15%
1,234
– –
UNH icon
152
UnitedHealth
UNH
$389B
$338K 0.14%
980
+65
+7% +$19.7K
VCTR icon
153
Victory Capital Holdings
VCTR
$6.28B
$335K 0.14%
5,178
– –
XLY icon
154
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.9B
$332K 0.14%
2,774
– –
DG icon
155
Dollar General
DG
$27.8B
$329K 0.14%
3,187
-400
-11% -$43.9K
KEY icon
156
KeyCorp
KEY
$24.3B
$323K 0.14%
17,272
-1,023
-6% -$18.9K
KMI icon
157
Kinder Morgan
KMI
$70.3B
$319K 0.14%
11,267
-334
-3% -$9.14K
VEA icon
158
Vanguard FTSE Developed Markets ETF
VEA
$225B
$308K 0.13%
5,142
-5
-0.1% -$291
SPY icon
159
State Street SPDR S&P 500 ETF Trust
SPY
$783B
$307K 0.13%
461
– –
STGW icon
160
Stagwell
STGW
$1.98B
$302K 0.13%
53,700
– –
SCHD icon
161
Schwab US Dividend Equity ETF
SCHD
$104B
$298K 0.13%
10,916
-342
-3% -$9.33K
REGL icon
162
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.78B
$296K 0.13%
3,471
+160
+5% +$13.5K
VAL icon
163
Valaris
VAL
$5.16B
$293K 0.13%
6,000
– –
RNST icon
164
Renasant Corp
RNST
$4.05B
$288K 0.12%
7,811
– –
WRB icon
165
W.R. Berkley
WRB
$28.3B
$283K 0.12%
3,700
– –
GIS icon
166
General Mills
GIS
$20.1B
$281K 0.12%
5,582
+16
+0.3% +$802
LRCX icon
167
Lam Research
LRCX
$337B
$275K 0.12%
2,055
-48
-2% -$5.08K
BMY icon
168
Bristol-Myers Squibb
BMY
$130B
$272K 0.12%
6,028
+623
+12% +$29.1K
BGH
169
Barings Global Short Duration High Yield Fund
BGH
$282M
$268K 0.11%
17,314
+914
+6% +$14.7K
PNC icon
170
PNC Financial Services
PNC
$100B
$266K 0.11%
1,324
-110
-8% -$21.8K
NDAQ icon
171
Nasdaq
NDAQ
$53.6B
$265K 0.11%
3,000
– –
AEP icon
172
American Electric Power
AEP
$72.4B
$265K 0.11%
2,355
-13
-0.5% -$1.42K
KEYS icon
173
Keysight
KEYS
$52.2B
$263K 0.11%
1,501
-30
-2% -$5K
JOE icon
174
St. Joe Company
JOE
$3.57B
$262K 0.11%
5,294
+1,666
+46% +$84K
IAU icon
175
iShares Gold Trust
IAU
$62.5B
$259K 0.11%
3,565
– –
5 6
7
8 9

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Caldwell Sutter Capital's Q3 2025 Portfolio in Review

As of Q3 2025, Caldwell Sutter Capital held 896 positions worth $234M, up 7.2% from $218M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Caldwell Sutter Capital's Q3 2025 filing shows 39 new, 124 increased, 160 reduced and 25 closed positions. Its largest new stake was FB Financial Corp: 12,187 shares worth $679K. The largest sale was Southern States Bancshares, an estimated $663K.

By sector, the portfolio is most concentrated in Financials at 26% of assets, up from 25% a quarter earlier, followed by Technology and Industrials.

  • Caldwell Sutter Capital's largest Q3 2025 buy was FB Financial Corp: 12,187 shares worth $679K.
  • Caldwell Sutter Capital added most to Plumas Bancorp in Q3 2025, an estimated $4.54M increase.
  • Caldwell Sutter Capital's biggest Q3 2025 reduction was Microsoft, cutting an estimated $533K.
  • Caldwell Sutter Capital fully exited Southern States Bancshares in Q3 2025, selling an estimated $663K.
  • Caldwell Sutter Capital's ten largest holdings make up 23% of its $234M portfolio in Q3 2025.
  • Caldwell Sutter Capital opened 39 new positions and closed 25 in Q3 2025.
  • Caldwell Sutter Capital's portfolio value rose 7.2% quarter-over-quarter to $234M.

Based on Caldwell Sutter Capital's 13F filing for Q3 2025, filed 29 Oct 2025.