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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$181M
AUM Growth
-$10.1M
Cap. Flow
-$2.53M
Cap. Flow %
-1.4%
Top 10 Hldgs %
23.14%
Holding
908
New
41
Increased
133
Reduced
140
Closed
17

Top Buys

Rank Stock Value
1
DG icon
Dollar General
DG
+$765K
2
SENEA icon
Seneca Foods Class A
SENEA
+$450K
3
OKE icon
Oneok
OKE
+$320K
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$271K
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$214K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.64M
2
GOLD
Gold.com Inc
GOLD
+$1.18M
3
NHS
Neuberger High Yield Strategies Fund Inc
NHS
+$502K
4
MMP
Magellan Midstream Partners, L.P.
MMP
+$470K
5
CVS icon
CVS Health
CVS
+$286K

Sector Composition

Rank Sector Weight
1 Financials 21.51%
2 Technology 12.44%
3 Industrials 12.39%
4 Energy 8.35%
5 Consumer Staples 8.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLMT icon
151
Calumet Specialty Products
CLMT
$3.69B
$248K 0.14%
13,000
– –
IYH icon
152
iShares US Healthcare ETF
IYH
$3.45B
$244K 0.14%
4,520
– –
EPD icon
153
Enterprise Products Partners
EPD
$81.9B
$238K 0.13%
8,694
-258
-3% -$6.9K
ET icon
154
Energy Transfer Partners
ET
$69.8B
$238K 0.13%
16,959
-344
-2% -$4.56K
XLK icon
155
State Street Technology Select Sector SPDR ETF
XLK
$117B
$236K 0.13%
2,880
– –
BGH
156
Barings Global Short Duration High Yield Fund
BGH
$283M
$235K 0.13%
18,500
– –
PRU icon
157
Prudential Financial
PRU
$42.7B
$234K 0.13%
2,464
+172
+8% +$16.3K
AVGO icon
158
Broadcom
AVGO
$1.87T
$233K 0.13%
2,800
-600
-18% -$52K
QQQ icon
159
Invesco QQQ Trust
QQQ
$469B
$230K 0.13%
641
-3
-0.5% -$1.11K
CET
160
Central Securities Corp
CET
$1.58B
$226K 0.13%
6,378
– –
GPMT
161
Granite Point Mortgage Trust
GPMT
$69.5M
$226K 0.12%
46,280
-2,000
-4% -$10.7K
XLY icon
162
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.9B
$222K 0.12%
2,762
– –
NVDA icon
163
NVIDIA
NVDA
$5.01T
$218K 0.12%
5,020
-50
-1% -$2.24K
KEY icon
164
KeyCorp
KEY
$24.5B
$212K 0.12%
19,724
+1,603
+9% +$17.8K
JPS
165
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$211K 0.12%
34,254
– –
WFC icon
166
Wells Fargo
WFC
$266B
$209K 0.12%
5,126
+92
+2% +$3.97K
WDAY icon
167
Workday
WDAY
$40.8B
$209K 0.12%
972
– –
TRV icon
168
Travelers Companies
TRV
$78B
$208K 0.12%
1,274
+32
+3% +$5.34K
GE icon
169
GE Aerospace
GE
$383B
$207K 0.11%
2,341
– –
FRPH icon
170
FRP Holdings
FRPH
$432M
$206K 0.11%
7,632
-500
-6% -$14.1K
USFR icon
171
WisdomTree Floating Rate Treasury Fund
USFR
$18.4B
$206K 0.11%
4,089
+3,488
+580% +$176K
NKE icon
172
Nike
NKE
$63.3B
$205K 0.11%
2,143
-500
-19% -$51.4K
PBHC icon
173
Pathfinder Bancorp
PBHC
$101M
$205K 0.11%
15,373
– –
KMI icon
174
Kinder Morgan
KMI
$69.9B
$204K 0.11%
12,288
+1,589
+15% +$27.4K
VCTR icon
175
Victory Capital Holdings
VCTR
$6.49B
$203K 0.11%
6,078
– –
5 6
7
8 9

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IRP
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HA
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HWM
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FPW
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EPIM
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Caldwell Sutter Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Caldwell Sutter Capital held 908 positions worth $181M, down 5.3% from $191M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Caldwell Sutter Capital's Q3 2023 filing shows 41 new, 133 increased, 140 reduced and 17 closed positions. Its largest new stake was Unity: 2,160 shares worth $67.8K. The largest sale was Apple, an estimated $1.64M.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 21% a quarter earlier, followed by Technology and Industrials.

  • Caldwell Sutter Capital's largest Q3 2023 buy was Unity: 2,160 shares worth $67.8K.
  • Caldwell Sutter Capital added most to Dollar General in Q3 2023, an estimated $765K increase.
  • Caldwell Sutter Capital's biggest Q3 2023 reduction was Apple, cutting an estimated $1.64M.
  • Caldwell Sutter Capital fully exited Neuberger High Yield Strategies Fund Inc in Q3 2023, selling an estimated $502K.
  • Caldwell Sutter Capital's ten largest holdings make up 23% of its $181M portfolio in Q3 2023.
  • Caldwell Sutter Capital opened 41 new positions and closed 17 in Q3 2023.
  • Caldwell Sutter Capital's portfolio value fell 5.3% quarter-over-quarter to $181M.

Based on Caldwell Sutter Capital's 13F filing for Q3 2023, filed 25 Oct 2023.