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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$181M
AUM Growth
-$10.1M
Cap. Flow
-$2.53M
Cap. Flow %
-1.4%
Top 10 Hldgs %
23.14%
Holding
908
New
41
Increased
133
Reduced
140
Closed
17

Top Buys

Rank Stock Value
1
DG icon
Dollar General
DG
+$765K
2
SENEA icon
Seneca Foods Class A
SENEA
+$450K
3
OKE icon
Oneok
OKE
+$320K
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$271K
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$214K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.64M
2
GOLD
Gold.com Inc
GOLD
+$1.18M
3
NHS
Neuberger High Yield Strategies Fund Inc
NHS
+$502K
4
MMP
Magellan Midstream Partners, L.P.
MMP
+$470K
5
CVS icon
CVS Health
CVS
+$286K

Sector Composition

Rank Sector Weight
1 Financials 21.51%
2 Technology 12.44%
3 Industrials 12.39%
4 Energy 8.35%
5 Consumer Staples 8.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
D icon
126
Dominion Energy
D
$60.5B
$337K 0.19%
7,554
+563
+8% +$28K
IWR icon
127
iShares Russell Mid-Cap ETF
IWR
$56.3B
$335K 0.19%
4,832
– –
FTV icon
128
Fortive
FTV
$18B
$333K 0.18%
5,950
– –
STGW icon
129
Stagwell
STGW
$2.13B
$333K 0.18%
70,900
– –
F icon
130
Ford
F
$57.5B
$326K 0.18%
26,232
+862
+3% +$11.2K
FBMS
131
DELISTED
The First Bancshares, Inc.
FBMS
$324K 0.18%
12,008
– –
SHY icon
132
iShares 1-3 Year Treasury Bond ETF
SHY
$25B
$311K 0.17%
3,840
+288
+8% +$23.3K
AMZN icon
133
Amazon
AMZN
$3.06T
$310K 0.17%
2,435
+657
+37% +$88K
VOO icon
134
Vanguard S&P 500 ETF
VOO
$993B
$303K 0.17%
771
– –
GOOG icon
135
Alphabet (Google) Class C
GOOG
$4.56T
$302K 0.17%
2,294
+640
+39% +$83.2K
IP icon
136
International Paper
IP
$21.9B
$298K 0.17%
8,415
-423
-5% -$14.4K
MDT icon
137
Medtronic
MDT
$111B
$295K 0.16%
3,765
+286
+8% +$23.9K
MO icon
138
Altria Group
MO
$114B
$289K 0.16%
6,864
+226
+3% +$9.98K
GIS icon
139
General Mills
GIS
$19.2B
$288K 0.16%
4,495
+140
+3% +$9.89K
IBB icon
140
iShares Biotechnology ETF
IBB
$9.18B
$288K 0.16%
2,351
– –
CWBC
141
Community West Bancshares
CWBC
$691M
$283K 0.16%
20,043
– –
K
142
DELISTED
Kellanova
K
$278K 0.15%
4,972
+344
+7% +$20.5K
PM icon
143
Philip Morris
PM
$292B
$277K 0.15%
2,993
– –
NXDT
144
NexPoint Diversified Real Estate Trust
NXDT
$244M
$274K 0.15%
31,509
-2,130
-6% -$22.8K
NEE icon
145
NextEra Energy
NEE
$181B
$260K 0.14%
4,545
+265
+6% +$18.3K
GSK icon
146
GSK
GSK
$103B
$256K 0.14%
7,049
-12
-0.2% -$426
HEDJ icon
147
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.86B
$255K 0.14%
6,444
– –
AMP icon
148
Ameriprise Financial
AMP
$48.8B
$255K 0.14%
772
– –
RTX icon
149
RTX Corp
RTX
$292B
$254K 0.14%
3,536
+57
+2% +$4.88K
VO icon
150
Vanguard Morningstar Mid-Cap ETF
VO
$108B
$254K 0.14%
4,868
+312
+7% +$17.1K
4 5
6
7 8

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MAMHA
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IRP
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HA
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DB
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HWM
HighMark Wealth Management St. Paul, Minnesota $246M AUM 35.95% 1-Year Est. Return
FPW
Flagship Private Wealth Woburn, Massachusetts $246M AUM 15.53% 1-Year Est. Return
EPIM
Equinox Partners Investment Management Stamford, Connecticut $245M AUM 225.58% 1-Year Est. Return

Caldwell Sutter Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Caldwell Sutter Capital held 908 positions worth $181M, down 5.3% from $191M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Caldwell Sutter Capital's Q3 2023 filing shows 41 new, 133 increased, 140 reduced and 17 closed positions. Its largest new stake was Unity: 2,160 shares worth $67.8K. The largest sale was Apple, an estimated $1.64M.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 21% a quarter earlier, followed by Technology and Industrials.

  • Caldwell Sutter Capital's largest Q3 2023 buy was Unity: 2,160 shares worth $67.8K.
  • Caldwell Sutter Capital added most to Dollar General in Q3 2023, an estimated $765K increase.
  • Caldwell Sutter Capital's biggest Q3 2023 reduction was Apple, cutting an estimated $1.64M.
  • Caldwell Sutter Capital fully exited Neuberger High Yield Strategies Fund Inc in Q3 2023, selling an estimated $502K.
  • Caldwell Sutter Capital's ten largest holdings make up 23% of its $181M portfolio in Q3 2023.
  • Caldwell Sutter Capital opened 41 new positions and closed 17 in Q3 2023.
  • Caldwell Sutter Capital's portfolio value fell 5.3% quarter-over-quarter to $181M.

Based on Caldwell Sutter Capital's 13F filing for Q3 2023, filed 25 Oct 2023.