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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
+10.95%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$197M
AUM Growth
+$16.1M
Cap. Flow
+$406K
Cap. Flow %
0.21%
Top 10 Hldgs %
22.2%
Holding
991
New
100
Increased
183
Reduced
143
Closed
34

Top Buys

Rank Stock Value
1
SENEA icon
Seneca Foods Class A
SENEA
+$540K
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$393K
3
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$215K
4
VTI icon
Vanguard Total Stock Market ETF
VTI
+$213K
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$203K

Top Sells

Rank Stock Value
1
V icon
Visa
V
+$498K
2
CTG
Computer Task Group, Inc.
CTG
+$342K
3
GOLD
Gold.com Inc
GOLD
+$299K
4
INTG icon
InterGroup Corp
INTG
+$267K
5
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$211K

Sector Composition

Rank Sector Weight
1 Financials 21.87%
2 Technology 13.01%
3 Industrials 12.76%
4 Consumer Staples 7.98%
5 Energy 7.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ITIC
101
Investors Title Co
ITIC
$549M
$534K 0.27%
3,293
+70
+2% +$10.4K
UPS icon
102
United Parcel Service
UPS
$89.7B
$517K 0.26%
3,287
+142
+5% +$21.5K
WMB icon
103
Williams Companies
WMB
$85.8B
$506K 0.26%
14,535
-507
-3% -$17.8K
WMT icon
104
Walmart Inc
WMT
$900B
$493K 0.25%
9,381
+552
+6% +$29.2K
AMZN icon
105
Amazon
AMZN
$2.48T
$482K 0.25%
3,174
+739
+30% +$104K
STGW icon
106
Stagwell
STGW
$1.98B
$459K 0.23%
69,200
-1,700
-2% -$8.47K
IWR icon
107
iShares Russell Mid-Cap ETF
IWR
$56.5B
$455K 0.23%
5,860
+1,028
+21% +$73K
DVN icon
108
Devon Energy
DVN
$49.2B
$455K 0.23%
10,035
-326
-3% -$14.9K
DIS icon
109
Walt Disney
DIS
$172B
$449K 0.23%
4,969
+44
+0.9% +$3.88K
CWBC
110
Community West Bancshares
CWBC
$693M
$448K 0.23%
20,043
– –
GOOG icon
111
Alphabet (Google) Class C
GOOG
$4.07T
$441K 0.22%
3,127
+833
+36% +$113K
USB icon
112
US Bancorp
USB
$100B
$440K 0.22%
10,156
-1,263
-11% -$46.2K
CCI icon
113
Crown Castle
CCI
$33.1B
$439K 0.22%
3,807
+17
+0.4% +$1.74K
MMM icon
114
3M
MMM
$94.1B
$437K 0.22%
4,780
-961
-17% -$77.1K
XLF icon
115
State Street Financial Select Sector SPDR ETF
XLF
$57.4B
$434K 0.22%
11,544
-100
-0.9% -$3.46K
NSC icon
116
Norfolk Southern
NSC
$76.1B
$425K 0.22%
1,800
– –
BNY
117
Bank of New York Mellon
BNY
$106B
$413K 0.21%
7,943
– –
AAXJ icon
118
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.58B
$412K 0.21%
6,192
+695
+13% +$44.7K
STT icon
119
State Street
STT
$50.2B
$411K 0.21%
5,300
– –
NUE icon
120
Nucor
NUE
$60.5B
$407K 0.21%
2,338
-60
-3% -$9.51K
ABT icon
121
Abbott
ABT
$187B
$399K 0.2%
3,623
– –
KMB icon
122
Kimberly-Clark
KMB
$37.5B
$397K 0.2%
3,264
-277
-8% -$33.5K
MA icon
123
Mastercard
MA
$497B
$389K 0.2%
912
– –
BCE icon
124
BCE
BCE
$20.3B
$385K 0.2%
9,781
-1,435
-13% -$55.5K
NEE icon
125
NextEra Energy
NEE
$186B
$379K 0.19%
6,232
+1,687
+37% +$96.1K
3 4
5
6 7

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Caldwell Sutter Capital's Q4 2023 Portfolio in Review

As of Q4 2023, Caldwell Sutter Capital held 991 positions worth $197M, up 8.9% from $181M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Caldwell Sutter Capital's Q4 2023 filing shows 100 new, 183 increased, 143 reduced and 34 closed positions. Its largest new stake was Nuveen Preferred & Income Opportunities Fund: 33,864 shares worth $229K. The largest sale was Visa, an estimated $498K.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 22% a quarter earlier, followed by Technology and Industrials.

  • Caldwell Sutter Capital's largest Q4 2023 buy was Nuveen Preferred & Income Opportunities Fund: 33,864 shares worth $229K.
  • Caldwell Sutter Capital added most to Seneca Foods Class A in Q4 2023, an estimated $540K increase.
  • Caldwell Sutter Capital's biggest Q4 2023 reduction was Visa, cutting an estimated $498K.
  • Caldwell Sutter Capital fully exited Computer Task Group, Inc. in Q4 2023, selling an estimated $342K.
  • Caldwell Sutter Capital's ten largest holdings make up 22% of its $197M portfolio in Q4 2023.
  • Caldwell Sutter Capital opened 100 new positions and closed 34 in Q4 2023.
  • Caldwell Sutter Capital's portfolio value rose 8.9% quarter-over-quarter to $197M.

Based on Caldwell Sutter Capital's 13F filing for Q4 2023, filed 19 Jan 2024.