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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$181M
AUM Growth
-$10.1M
Cap. Flow
-$2.53M
Cap. Flow %
-1.4%
Top 10 Hldgs %
23.14%
Holding
908
New
41
Increased
133
Reduced
140
Closed
17

Top Buys

Rank Stock Value
1
DG icon
Dollar General
DG
+$765K
2
SENEA icon
Seneca Foods Class A
SENEA
+$450K
3
OKE icon
Oneok
OKE
+$320K
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$271K
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$214K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.64M
2
GOLD
Gold.com Inc
GOLD
+$1.18M
3
NHS
Neuberger High Yield Strategies Fund Inc
NHS
+$502K
4
MMP
Magellan Midstream Partners, L.P.
MMP
+$470K
5
CVS icon
CVS Health
CVS
+$286K

Sector Composition

Rank Sector Weight
1 Financials 21.51%
2 Technology 12.44%
3 Industrials 12.39%
4 Energy 8.35%
5 Consumer Staples 8.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FSBW icon
101
FS Bancorp
FSBW
$314M
$486K 0.27%
16,468
– –
ITIC
102
Investors Title Co
ITIC
$551M
$477K 0.26%
3,223
+300
+10% +$45.1K
TLT icon
103
iShares 20+ Year Treasury Bond ETF
TLT
$41.4B
$476K 0.26%
5,372
+2,228
+71% +$214K
WMT icon
104
Walmart Inc
WMT
$881B
$471K 0.26%
8,829
+27
+0.3% +$1.44K
MMM icon
105
3M
MMM
$91.4B
$449K 0.25%
5,741
+421
+8% +$36.1K
BCE icon
106
BCE
BCE
$20.3B
$428K 0.24%
11,216
+1,200
+12% +$50.4K
KMB icon
107
Kimberly-Clark
KMB
$35.7B
$428K 0.24%
3,541
+35
+1% +$4.52K
LGL icon
108
LGL Group
LGL
$46.8M
$424K 0.23%
98,920
+41,625
+73% +$198K
RGR icon
109
Sturm, Ruger & Co
RGR
$616M
$420K 0.23%
8,056
– –
BMY icon
110
Bristol-Myers Squibb
BMY
$134B
$416K 0.23%
7,170
+1,220
+21% +$74.8K
DIS icon
111
Walt Disney
DIS
$170B
$399K 0.22%
4,925
-190
-4% -$16.2K
XLF icon
112
State Street Financial Select Sector SPDR ETF
XLF
$58B
$386K 0.21%
11,644
-1,040
-8% -$35.8K
USB icon
113
US Bancorp
USB
$99.6B
$378K 0.21%
11,419
+552
+5% +$20.1K
NUE icon
114
Nucor
NUE
$59.5B
$375K 0.21%
2,398
-61
-2% -$10.1K
SPLP
115
DELISTED
STEEL PARTNERS HOLDINGS L.P.
SPLP
$370K 0.2%
8,711
-200
-2% -$8.94K
MA icon
116
Mastercard
MA
$500B
$361K 0.2%
912
– –
SLB icon
117
SLB Ltd
SLB
$73.2B
$359K 0.2%
6,150
– –
STT icon
118
State Street
STT
$50.5B
$355K 0.2%
5,300
– –
NSC icon
119
Norfolk Southern
NSC
$75.6B
$354K 0.2%
1,800
– –
ABT icon
120
Abbott
ABT
$185B
$351K 0.19%
3,623
-75
-2% -$7.88K
AAXJ icon
121
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.7B
$349K 0.19%
5,497
– –
CCI icon
122
Crown Castle
CCI
$33.5B
$349K 0.19%
3,790
+549
+17% +$56.9K
LOW icon
123
Lowe's Companies
LOW
$119B
$345K 0.19%
1,659
– –
CTG
124
DELISTED
Computer Task Group, Inc.
CTG
$342K 0.19%
33,088
– –
BNY
125
Bank of New York Mellon
BNY
$106B
$339K 0.19%
7,943
– –
3 4
5
6 7

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MAMHA
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IRP
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HA
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DB
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HWM
HighMark Wealth Management St. Paul, Minnesota $246M AUM 35.95% 1-Year Est. Return
FPW
Flagship Private Wealth Woburn, Massachusetts $246M AUM 15.53% 1-Year Est. Return
EPIM
Equinox Partners Investment Management Stamford, Connecticut $245M AUM 225.58% 1-Year Est. Return

Caldwell Sutter Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Caldwell Sutter Capital held 908 positions worth $181M, down 5.3% from $191M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Caldwell Sutter Capital's Q3 2023 filing shows 41 new, 133 increased, 140 reduced and 17 closed positions. Its largest new stake was Unity: 2,160 shares worth $67.8K. The largest sale was Apple, an estimated $1.64M.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 21% a quarter earlier, followed by Technology and Industrials.

  • Caldwell Sutter Capital's largest Q3 2023 buy was Unity: 2,160 shares worth $67.8K.
  • Caldwell Sutter Capital added most to Dollar General in Q3 2023, an estimated $765K increase.
  • Caldwell Sutter Capital's biggest Q3 2023 reduction was Apple, cutting an estimated $1.64M.
  • Caldwell Sutter Capital fully exited Neuberger High Yield Strategies Fund Inc in Q3 2023, selling an estimated $502K.
  • Caldwell Sutter Capital's ten largest holdings make up 23% of its $181M portfolio in Q3 2023.
  • Caldwell Sutter Capital opened 41 new positions and closed 17 in Q3 2023.
  • Caldwell Sutter Capital's portfolio value fell 5.3% quarter-over-quarter to $181M.

Based on Caldwell Sutter Capital's 13F filing for Q3 2023, filed 25 Oct 2023.