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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $265M
1-Year Est. Return 30.15%
This Fund
S&P 500
This Quarter Est. Return
+10.95%
1 Year Est. Return
+30.15%
3 Year Est. Return
+79.5%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$197M
AUM Growth
+$16.1M
Cap. Flow
+$406K
Cap. Flow %
0.21%
Top 10 Hldgs %
22.2%
Holding
991
New
99
Increased
183
Reduced
143
Closed
34

Top Buys

Rank Stock Value
1
SENEA icon
Seneca Foods Class A
SENEA
+$540K
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$393K
3
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$215K
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$213K
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$203K

Top Sells

Rank Stock Value
1
V icon
Visa
V
+$498K
2
CTG
Computer Task Group, Inc.
CTG
+$342K
3
GOLD
Gold.com Inc
GOLD
+$299K
4
INTG icon
InterGroup Corp
INTG
+$267K
5
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$211K

Sector Composition

Rank Sector Weight
1 Financials 21.87%
2 Miscellaneous 15.44%
3 Technology 13.01%
4 Industrials 12.76%
5 Consumer Staples 7.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
O icon
76
Realty Income
O
$54.1B
$716K 0.36%
12,466
-705
-5% -$37K
T icon
77
AT&T
T
$174B
$711K 0.36%
42,389
-2,489
-6% -$39.3K
MPV
78
Barings Participation Investors
MPV
$182M
$708K 0.36%
45,377
– –
LDUR icon
79
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$1.34B
$708K 0.36%
7,468
+156
+2% +$14.7K
NRIM icon
80
Northrim BanCorp
NRIM
$570M
$708K 0.36%
49,468
– –
DG icon
81
Dollar General
DG
$27.3B
$701K 0.36%
5,155
– –
SMBK icon
82
SmartFinancial
SMBK
$887M
$696K 0.35%
28,431
– –
SBUX icon
83
Starbucks
SBUX
$111B
$695K 0.35%
7,238
-1,015
-12% -$98.8K
BAC icon
84
Bank of America
BAC
$408B
$666K 0.34%
19,785
+26
+0.1% +$757
LGL icon
85
LGL Group
LGL
$84.1M
$662K 0.34%
107,897
+8,977
+9% +$43.8K
OKE icon
86
Oneok
OKE
$58.9B
$649K 0.33%
9,243
+435
+5% +$29.2K
CLX icon
87
Clorox
CLX
$10.2B
$646K 0.33%
4,530
-110
-2% -$14.7K
KEYS icon
88
Keysight
KEYS
$56.7B
$644K 0.33%
4,050
-1,271
-24% -$173K
TLT icon
89
iShares 20+ Year Treasury Bond ETF
TLT
$47B
$643K 0.33%
6,501
+1,129
+21% +$102K
BMRC icon
90
Bank of Marin Bancorp
BMRC
$463M
$618K 0.31%
28,048
– –
VDE icon
91
Vanguard Energy ETF
VDE
$10.9B
$614K 0.31%
5,237
+335
+7% +$40.2K
DUK icon
92
Duke Energy
DUK
$92.1B
$613K 0.31%
6,322
+510
+9% +$46.4K
FSBW icon
93
FS Bancorp
FSBW
$350M
$609K 0.31%
16,468
– –
KO icon
94
Coca-Cola
KO
$379B
$593K 0.3%
10,071
-82
-0.8% -$4.66K
PNBK icon
95
Patriot National Bancorp
PNBK
$115M
$586K 0.3%
153,101
+2,100
+1% +$11.4K
AMGN icon
96
Amgen
AMGN
$206B
$586K 0.3%
2,034
+16
+0.8% +$4.36K
VTV icon
97
Vanguard Morningstar Value ETF
VTV
$190B
$576K 0.29%
3,856
+263
+7% +$37K
DOW icon
98
Dow Inc
DOW
$21.4B
$557K 0.28%
10,164
-801
-7% -$40.9K
WLYB icon
99
John Wiley & Sons Class B
WLYB
$2.48B
$550K 0.28%
17,104
– –
BRK.A icon
100
Berkshire Hathaway Class A
BRK.A
$1.09T
$543K 0.28%
1
– –
2 3
4
5 6

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Caldwell Sutter Capital's Q4 2023 Portfolio in Review

As of Q4 2023, Caldwell Sutter Capital held 991 positions worth $197M, up 8.9% from $181M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Caldwell Sutter Capital's Q4 2023 filing shows 99 new, 183 increased, 143 reduced and 34 closed positions. Its largest new stake was Nuveen Preferred & Income Opportunities Fund: 33,864 shares worth $229K. The largest sale was Visa, an estimated $498K.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 22% a quarter earlier, followed by Miscellaneous and Technology.

  • Caldwell Sutter Capital's largest Q4 2023 buy was Nuveen Preferred & Income Opportunities Fund: 33,864 shares worth $229K.
  • Caldwell Sutter Capital added most to Seneca Foods Class A in Q4 2023, an estimated $540K increase.
  • Caldwell Sutter Capital's biggest Q4 2023 reduction was Visa, cutting an estimated $498K.
  • Caldwell Sutter Capital fully exited Computer Task Group, Inc. in Q4 2023, selling an estimated $342K.
  • Caldwell Sutter Capital's ten largest holdings make up 22% of its $197M portfolio in Q4 2023.
  • Caldwell Sutter Capital opened 99 new positions and closed 34 in Q4 2023.
  • Caldwell Sutter Capital's portfolio value rose 8.9% quarter-over-quarter to $197M.

Based on Caldwell Sutter Capital's 13F filing for Q4 2023, filed 19 Jan 2024.