We are live on ! Find out more
CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
+10.95%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$197M
AUM Growth
+$16.1M
Cap. Flow
+$406K
Cap. Flow %
0.21%
Top 10 Hldgs %
22.2%
Holding
991
New
100
Increased
183
Reduced
143
Closed
34

Top Buys

Rank Stock Value
1
SENEA icon
Seneca Foods Class A
SENEA
+$540K
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$393K
3
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$215K
4
VTI icon
Vanguard Total Stock Market ETF
VTI
+$213K
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$203K

Top Sells

Rank Stock Value
1
V icon
Visa
V
+$498K
2
CTG
Computer Task Group, Inc.
CTG
+$342K
3
GOLD
Gold.com Inc
GOLD
+$299K
4
INTG icon
InterGroup Corp
INTG
+$267K
5
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$211K

Sector Composition

Rank Sector Weight
1 Financials 21.87%
2 Technology 13.01%
3 Industrials 12.76%
4 Consumer Staples 7.98%
5 Energy 7.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RAD
951
DELISTED
Rite Aid Corporation
RAD
$2 ﹤0.01%
7
– –
TTNP
952
DELISTED
Titan Pharmaceuticals
TTNP
– –
0
– –
BCLI
953
DELISTED
BRAINSTORM CELL THERAPUTC
BCLI
$0 ﹤0.01%
10,467
– –
BCS icon
954
Barclays
BCS
$91B
– –
-2
Closed -$16
CATY icon
955
Cathay General Bancorp
CATY
$4.25B
– –
-2,350
Closed -$81.7K
CSIQ icon
956
Canadian Solar
CSIQ
$927M
– –
-50
Closed -$1.23K
E icon
957
ENI
E
$72.9B
– –
-62
Closed -$1.98K
ES icon
958
Eversource Energy
ES
$28.4B
– –
-34
Closed -$1.96K
EVLV icon
959
Evolv Technologies
EVLV
$1.01B
– –
-1,000
Closed -$4.86K
FL
960
DELISTED
Foot Locker
FL
– –
-37
Closed -$642
FRGE
961
DELISTED
Forge Global Holdings
FRGE
– –
-521
Closed -$15.9K
FTI icon
962
TechnipFMC
FTI
$28.9B
– –
-82
Closed -$1.67K
GDX icon
963
VanEck Gold Miners ETF
GDX
$22.7B
– –
-342
Closed -$9.2K
HDB icon
964
HDFC Bank
HDB
$121B
– –
-140
Closed -$4.13K
IPGP icon
965
IPG Photonics
IPGP
$3.57B
– –
-9
Closed -$914
IR icon
966
Ingersoll Rand
IR
$33.9B
– –
-22
Closed -$1.4K
JLL icon
967
Jones Lang LaSalle
JLL
$15.9B
– –
-10
Closed -$1.41K
LYV icon
968
Live Nation Entertainment
LYV
$42.1B
– –
-40
Closed -$3.32K
MUFG icon
969
Mitsubishi UFJ Financial
MUFG
$253B
– –
-609
Closed -$5.17K
PGR icon
970
Progressive
PGR
$128B
– –
-93
Closed -$13K
PRG icon
971
PROG Holdings
PRG
$1.81B
– –
-8
Closed -$266
QRVO icon
972
Qorvo
QRVO
$8.09B
– –
-31
Closed -$2.96K
SNA icon
973
Snap-on
SNA
$21.7B
– –
-8
Closed -$2.04K
U icon
974
Unity
U
$13.9B
– –
-2,160
Closed -$67.8K
VMBS icon
975
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.5B
– –
-199
Closed -$8.71K
36 37 38
39
40

Similar funds

RPCONE
Retirement Planning Company of New England Warwick, Rhode Island $246M AUM 27.83% 1-Year Est. Return
VPA
Vernal Point Advisors San Francisco, California $246M AUM 12.97% 1-Year Est. Return
MAMHA
MY.Alpha Management HK Advisors Hong Kong $246M AUM 73.75% 1-Year Est. Return
IRP
Investment Research Partners Lemont, Pennsylvania $246M AUM
HA
Hanover Advisors Seneca, South Carolina $246M AUM 12.74% 1-Year Est. Return
DB
Dravo Bay Rehoboth Beach, Delaware $246M AUM 15.09% 1-Year Est. Return
PPA
Pilgrim Partners Asia Singapore $246M AUM
HWM
HighMark Wealth Management St. Paul, Minnesota $246M AUM 35.95% 1-Year Est. Return

Caldwell Sutter Capital's Q4 2023 Portfolio in Review

As of Q4 2023, Caldwell Sutter Capital held 991 positions worth $197M, up 8.9% from $181M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Caldwell Sutter Capital's Q4 2023 filing shows 100 new, 183 increased, 143 reduced and 34 closed positions. Its largest new stake was Nuveen Preferred & Income Opportunities Fund: 33,864 shares worth $229K. The largest sale was Visa, an estimated $498K.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 22% a quarter earlier, followed by Technology and Industrials.

  • Caldwell Sutter Capital's largest Q4 2023 buy was Nuveen Preferred & Income Opportunities Fund: 33,864 shares worth $229K.
  • Caldwell Sutter Capital added most to Seneca Foods Class A in Q4 2023, an estimated $540K increase.
  • Caldwell Sutter Capital's biggest Q4 2023 reduction was Visa, cutting an estimated $498K.
  • Caldwell Sutter Capital fully exited Computer Task Group, Inc. in Q4 2023, selling an estimated $342K.
  • Caldwell Sutter Capital's ten largest holdings make up 22% of its $197M portfolio in Q4 2023.
  • Caldwell Sutter Capital opened 100 new positions and closed 34 in Q4 2023.
  • Caldwell Sutter Capital's portfolio value rose 8.9% quarter-over-quarter to $197M.

Based on Caldwell Sutter Capital's 13F filing for Q4 2023, filed 19 Jan 2024.