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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
+10.95%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$197M
AUM Growth
+$16.1M
Cap. Flow
+$406K
Cap. Flow %
0.21%
Top 10 Hldgs %
22.2%
Holding
991
New
100
Increased
183
Reduced
143
Closed
34

Top Buys

Rank Stock Value
1
SENEA icon
Seneca Foods Class A
SENEA
+$540K
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$393K
3
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$215K
4
VTI icon
Vanguard Total Stock Market ETF
VTI
+$213K
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$203K

Top Sells

Rank Stock Value
1
V icon
Visa
V
+$498K
2
CTG
Computer Task Group, Inc.
CTG
+$342K
3
GOLD
Gold.com Inc
GOLD
+$299K
4
INTG icon
InterGroup Corp
INTG
+$267K
5
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$211K

Sector Composition

Rank Sector Weight
1 Financials 21.87%
2 Technology 13.01%
3 Industrials 12.76%
4 Consumer Staples 7.98%
5 Energy 7.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UA icon
926
Under Armour Class C
UA
$2.97B
$125 ﹤0.01%
15
– –
NVAX icon
927
Novavax
NVAX
$1.21B
$120 ﹤0.01%
25
– –
INMD icon
928
InMode
INMD
$889M
$111 ﹤0.01%
+5
New +$112
HYZN
929
DELISTED
Hyzon Motors Inc. Class A Common Stock
HYZN
$90 ﹤0.01%
2
– –
BYND icon
930
Beyond Meat
BYND
$279M
$89 ﹤0.01%
+10
New +$79
PMD
931
DELISTED
Psychemedics Corporation
PMD
$89 ﹤0.01%
30
– –
CGC
932
Canopy Growth
CGC
$377M
$77 ﹤0.01%
15
– –
ATYR
933
aTyr Pharma
ATYR
$48.4M
$73 ﹤0.01%
52
– –
AVNS icon
934
Avanos Medical
AVNS
$67 ﹤0.01%
3
– –
HOOD icon
935
Robinhood
HOOD
$83.3B
$64 ﹤0.01%
5
– –
WDS icon
936
Woodside Energy
WDS
$42.1B
$63 ﹤0.01%
3
-27
-90% -$575
DARE icon
937
Dare Bioscience
DARE
$17.8M
$62 ﹤0.01%
17
– –
FIRY
938
Firy Inc
FIRY
$154M
$62 ﹤0.01%
10
– –
FRC
939
DELISTED
First Republic Bank
FRC
$50 ﹤0.01%
1,228
– –
FROG icon
940
JFrog
FROG
$9.26B
$35 ﹤0.01%
+1
New +$27
OVLY icon
941
Oak Valley Bancorp
OVLY
$289M
$30 ﹤0.01%
1
– –
LL
942
DELISTED
LL Flooring Holdings, Inc.
LL
$20 ﹤0.01%
5
– –
BLNK icon
943
Blink Charging
BLNK
$74.1M
$17 ﹤0.01%
5
– –
CYPH
944
Cypherpunk Technologies Inc
CYPH
$65.4M
$17 ﹤0.01%
4
– –
CHPT icon
945
ChargePoint
CHPT
$138M
– –
0
– –
EVA
946
DELISTED
Enviva Inc.
EVA
$11 ﹤0.01%
11
-56
-84% -$155
TLF icon
947
Tandy Leather Factory
TLF
$19.4M
$9 ﹤0.01%
2
– –
IMUX icon
948
Immunic
IMUX
$182M
$8 ﹤0.01%
1
– –
WKHS icon
949
Workhorse Group
WKHS
$32.4M
– –
0
– –
SIRI icon
950
SiriusXM
SIRI
$10.7B
– –
0
– –
36 37
38
39 40

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Caldwell Sutter Capital's Q4 2023 Portfolio in Review

As of Q4 2023, Caldwell Sutter Capital held 991 positions worth $197M, up 8.9% from $181M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Caldwell Sutter Capital's Q4 2023 filing shows 100 new, 183 increased, 143 reduced and 34 closed positions. Its largest new stake was Nuveen Preferred & Income Opportunities Fund: 33,864 shares worth $229K. The largest sale was Visa, an estimated $498K.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 22% a quarter earlier, followed by Technology and Industrials.

  • Caldwell Sutter Capital's largest Q4 2023 buy was Nuveen Preferred & Income Opportunities Fund: 33,864 shares worth $229K.
  • Caldwell Sutter Capital added most to Seneca Foods Class A in Q4 2023, an estimated $540K increase.
  • Caldwell Sutter Capital's biggest Q4 2023 reduction was Visa, cutting an estimated $498K.
  • Caldwell Sutter Capital fully exited Computer Task Group, Inc. in Q4 2023, selling an estimated $342K.
  • Caldwell Sutter Capital's ten largest holdings make up 22% of its $197M portfolio in Q4 2023.
  • Caldwell Sutter Capital opened 100 new positions and closed 34 in Q4 2023.
  • Caldwell Sutter Capital's portfolio value rose 8.9% quarter-over-quarter to $197M.

Based on Caldwell Sutter Capital's 13F filing for Q4 2023, filed 19 Jan 2024.