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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
+10.95%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$197M
AUM Growth
+$16.1M
Cap. Flow
+$406K
Cap. Flow %
0.21%
Top 10 Hldgs %
22.2%
Holding
991
New
100
Increased
183
Reduced
143
Closed
34

Top Buys

Rank Stock Value
1
SENEA icon
Seneca Foods Class A
SENEA
+$540K
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$393K
3
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$215K
4
VTI icon
Vanguard Total Stock Market ETF
VTI
+$213K
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$203K

Top Sells

Rank Stock Value
1
V icon
Visa
V
+$498K
2
CTG
Computer Task Group, Inc.
CTG
+$342K
3
GOLD
Gold.com Inc
GOLD
+$299K
4
INTG icon
InterGroup Corp
INTG
+$267K
5
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$211K

Sector Composition

Rank Sector Weight
1 Financials 21.87%
2 Technology 13.01%
3 Industrials 12.76%
4 Consumer Staples 7.98%
5 Energy 7.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JD icon
901
JD.com
JD
$42.9B
$318 ﹤0.01%
+11
New +$298
GME icon
902
GameStop
GME
$9.94B
$316 ﹤0.01%
18
– –
ABEV icon
903
Ambev
ABEV
$48.4B
$311 ﹤0.01%
111
– –
SCZ icon
904
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.2B
$310 ﹤0.01%
5
– –
GH icon
905
Guardant Health
GH
$19B
$298 ﹤0.01%
+11
New +$289
QDEL icon
906
QuidelOrtho
QDEL
$1.14B
$295 ﹤0.01%
+4
New +$270
BOTZ icon
907
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.17B
$285 ﹤0.01%
10
– –
EDIT icon
908
Editas Medicine
EDIT
$402M
$284 ﹤0.01%
+28
New +$246
NVCR icon
909
NovoCure
NVCR
$1.89B
$284 ﹤0.01%
+19
New +$254
LLYVK icon
910
Liberty Live Group Series C
LLYVK
$9.45B
$262 ﹤0.01%
7
– –
EFV icon
911
iShares MSCI EAFE Value ETF
EFV
$28.4B
$261 ﹤0.01%
5
– –
AXTI icon
912
AXT Inc
AXTI
$2.8B
$240 ﹤0.01%
100
– –
APTO
913
DELISTED
Aptose Biosciences, Inc.
APTO
$234 ﹤0.01%
3
– –
BABA icon
914
Alibaba
BABA
$276B
$233 ﹤0.01%
3
– –
MTCH icon
915
Match Group
MTCH
$9.16B
$219 ﹤0.01%
+6
New +$203
ZTEK
916
Zentek
ZTEK
$69.9M
$216 ﹤0.01%
200
– –
PD icon
917
PagerDuty
PD
$795M
$208 ﹤0.01%
+9
New +$195
INSP icon
918
Inspire Medical Systems
INSP
$1.5B
$203 ﹤0.01%
+1
New +$162
SE icon
919
Sea Limited
SE
$65.8B
$203 ﹤0.01%
+5
New +$204
OLED icon
920
Universal Display
OLED
$3.85B
$191 ﹤0.01%
1
– –
VIAV icon
921
Viavi Solutions
VIAV
$8.66B
$181 ﹤0.01%
18
– –
TDOC icon
922
Teladoc Health
TDOC
$1.69B
$172 ﹤0.01%
+8
New +$148
SPHR icon
923
Sphere Entertainment
SPHR
$5.06B
$170 ﹤0.01%
5
– –
MSGE icon
924
Madison Square Garden
MSGE
$3.65B
$159 ﹤0.01%
5
– –
BATRK icon
925
Atlanta Braves Holdings Series B
BATRK
$3.27B
$158 ﹤0.01%
4
– –
35 36
37
38 39

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Caldwell Sutter Capital's Q4 2023 Portfolio in Review

As of Q4 2023, Caldwell Sutter Capital held 991 positions worth $197M, up 8.9% from $181M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Caldwell Sutter Capital's Q4 2023 filing shows 100 new, 183 increased, 143 reduced and 34 closed positions. Its largest new stake was Nuveen Preferred & Income Opportunities Fund: 33,864 shares worth $229K. The largest sale was Visa, an estimated $498K.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 22% a quarter earlier, followed by Technology and Industrials.

  • Caldwell Sutter Capital's largest Q4 2023 buy was Nuveen Preferred & Income Opportunities Fund: 33,864 shares worth $229K.
  • Caldwell Sutter Capital added most to Seneca Foods Class A in Q4 2023, an estimated $540K increase.
  • Caldwell Sutter Capital's biggest Q4 2023 reduction was Visa, cutting an estimated $498K.
  • Caldwell Sutter Capital fully exited Computer Task Group, Inc. in Q4 2023, selling an estimated $342K.
  • Caldwell Sutter Capital's ten largest holdings make up 22% of its $197M portfolio in Q4 2023.
  • Caldwell Sutter Capital opened 100 new positions and closed 34 in Q4 2023.
  • Caldwell Sutter Capital's portfolio value rose 8.9% quarter-over-quarter to $197M.

Based on Caldwell Sutter Capital's 13F filing for Q4 2023, filed 19 Jan 2024.