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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
+5.39%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$246M
AUM Growth
+$10M
Cap. Flow
+$3.64M
Cap. Flow %
1.48%
Top 10 Hldgs %
23.16%
Holding
913
New
36
Increased
169
Reduced
158
Closed
21

Top Buys

Rank Stock Value
1
KNTK icon
Kinetik
KNTK
+$1.93M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$1.56M
3
EMBJ
Embraer S.A. ADS
EMBJ
+$638K
4
BANX
ArrowMark Financial
BANX
+$506K
5
CET
Central Securities Corp
CET
+$470K

Top Sells

Rank Stock Value
1
MOD icon
Modine Manufacturing
MOD
+$696K
2
OMCC
Old Market Capital Corp
OMCC
+$632K
3
MSA icon
Mine Safety
MSA
+$525K
4
AAPL icon
Apple
AAPL
+$502K
5
GOLD
Gold.com Inc
GOLD
+$337K

Sector Composition

Rank Sector Weight
1 Financials 24.98%
2 Industrials 12.43%
3 Technology 11.13%
4 Consumer Staples 7.46%
5 Energy 7.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DARE icon
876
Dare Bioscience
DARE
$17.8M
$31 ﹤0.01%
17
– –
CVKD icon
877
Cadrenal Therapeutics
CVKD
$6.23M
$26 ﹤0.01%
5
– –
FIRY
878
Firy Inc
FIRY
$154M
$26 ﹤0.01%
10
– –
AIHS icon
879
Senmiao Technology Ltd
AIHS
$21.4M
$19 ﹤0.01%
+15
New +$19
PCF
880
High Income Securities Fund
PCF
$99.2M
$11 ﹤0.01%
2
– –
CMCT
881
Creative Media & Community Trust
CMCT
$8.7M
$5 ﹤0.01%
1
– –
TLF icon
882
Tandy Leather Factory
TLF
$19.4M
$5 ﹤0.01%
2
– –
GME.WS
883
GameStop Corp Warrants
GME.WS
$4 ﹤0.01%
1
– –
BLNK icon
884
Blink Charging
BLNK
$74.1M
$3 ﹤0.01%
5
– –
IMUX icon
885
Immunic
IMUX
$182M
– –
0
– –
APTO
886
DELISTED
Aptose Biosciences, Inc.
APTO
$3 ﹤0.01%
2
– –
COTY icon
887
Coty
COTY
$2.45B
$2 ﹤0.01%
1
– –
WPRT
888
Westport Fuel Systems
WPRT
$32.9M
$2 ﹤0.01%
+1
New +$2
TTNP
889
DELISTED
Titan Pharmaceuticals
TTNP
$1 ﹤0.01%
1
– –
EMDV icon
890
ProShares MSCI Emerging Markets Dividend Growers ETF
EMDV
$7.24M
– –
-55
Closed -$2.57K
IFN
891
Aberdeen India Fund
IFN
$496M
– –
-10
Closed -$132
PPT
892
Franklin Premier Income Trust
PPT
$323M
– –
-4,375
Closed -$15.5K
RA
893
Brookfield Real Assets Income Fund
RA
$707M
– –
-1,471
Closed -$19.1K
RDVY icon
894
First Trust Rising Dividend Achievers ETF
RDVY
$24.7B
– –
-40
Closed -$2.78K
RNP icon
895
Cohen & Steers REIT and Preferred and Income Fund
RNP
$996M
– –
-1,218
Closed -$24.2K
RXST icon
896
RxSight
RXST
$250M
– –
-200
Closed -$2.08K
SOHO
897
DELISTED
Sotherly Hotels
SOHO
– –
-1,315
Closed -$2.83K
SPMD icon
898
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.4B
– –
-24
Closed -$1.39K
THRD
899
DELISTED
Third Harmonic Bio
THRD
$0 ﹤0.01%
1,000
– –
VAL icon
900
Valaris
VAL
$5.16B
– –
-6,000
Closed -$302K
33 34 35
36
37

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Caldwell Sutter Capital's Q1 2026 Portfolio in Review

As of Q1 2026, Caldwell Sutter Capital held 913 positions worth $246M, up 4.2% from $236M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Caldwell Sutter Capital's Q1 2026 filing shows 36 new, 169 increased, 158 reduced and 21 closed positions. Its largest new stake was Embraer S.A. ADS: 9,322 shares worth $553K. The largest sale was Modine Manufacturing, an estimated $696K.

By sector, the portfolio is most concentrated in Financials at 25% of assets, down from 27% a quarter earlier, followed by Industrials and Technology.

  • Caldwell Sutter Capital's largest Q1 2026 buy was Embraer S.A. ADS: 9,322 shares worth $553K.
  • Caldwell Sutter Capital added most to Kinetik in Q1 2026, an estimated $1.93M increase.
  • Caldwell Sutter Capital's biggest Q1 2026 reduction was Modine Manufacturing, cutting an estimated $696K.
  • Caldwell Sutter Capital fully exited Old Market Capital Corp in Q1 2026, selling an estimated $632K.
  • Caldwell Sutter Capital's ten largest holdings make up 23% of its $246M portfolio in Q1 2026.
  • Caldwell Sutter Capital opened 36 new positions and closed 21 in Q1 2026.
  • Caldwell Sutter Capital's portfolio value rose 4.2% quarter-over-quarter to $246M.

Based on Caldwell Sutter Capital's 13F filing for Q1 2026, filed 6 May 2026.