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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$181M
AUM Growth
-$10.1M
Cap. Flow
-$2.53M
Cap. Flow %
-1.4%
Top 10 Hldgs %
23.14%
Holding
908
New
41
Increased
133
Reduced
140
Closed
17

Top Buys

Rank Stock Value
1
DG icon
Dollar General
DG
+$765K
2
SENEA icon
Seneca Foods Class A
SENEA
+$450K
3
OKE icon
Oneok
OKE
+$320K
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$271K
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$214K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.64M
2
GOLD
Gold.com Inc
GOLD
+$1.18M
3
NHS
Neuberger High Yield Strategies Fund Inc
NHS
+$502K
4
MMP
Magellan Midstream Partners, L.P.
MMP
+$470K
5
CVS icon
CVS Health
CVS
+$286K

Sector Composition

Rank Sector Weight
1 Financials 21.51%
2 Technology 12.44%
3 Industrials 12.39%
4 Energy 8.35%
5 Consumer Staples 8.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AXTI icon
851
AXT Inc
AXTI
$4.49B
$240 ﹤0.01%
100
– –
LLYVK icon
852
Liberty Live Group Series C
LLYVK
$9.46B
$225 ﹤0.01%
+7
New +$232
RBLX icon
853
Roblox
RBLX
$26.2B
$203 ﹤0.01%
7
– –
SPHR icon
854
Sphere Entertainment
SPHR
$5.29B
$186 ﹤0.01%
+5
New +$184
NVAX icon
855
Novavax
NVAX
$1.22B
$181 ﹤0.01%
25
– –
MSGE icon
856
Madison Square Garden
MSGE
$3.64B
$165 ﹤0.01%
+5
New +$165
VIAV icon
857
Viavi Solutions
VIAV
$9.31B
$165 ﹤0.01%
18
– –
OLED icon
858
Universal Display
OLED
$3.67B
$157 ﹤0.01%
1
– –
BATRK icon
859
Atlanta Braves Holdings Series B
BATRK
$3.27B
$143 ﹤0.01%
+4
New +$151
LITE icon
860
Lumentum
LITE
$60.7B
$136 ﹤0.01%
3
– –
HYZN
861
DELISTED
Hyzon Motors Inc. Class A Common Stock
HYZN
$125 ﹤0.01%
2
– –
PMD
862
DELISTED
Psychemedics Corporation
PMD
$119 ﹤0.01%
30
-547
-95% -$2.44K
CGC
863
Canopy Growth
CGC
$404M
$117 ﹤0.01%
15
– –
NLY icon
864
Annaly Capital Management
NLY
$17.2B
$113 ﹤0.01%
6
-525
-99% -$10.4K
UA icon
865
Under Armour Class C
UA
$2.83B
$96 ﹤0.01%
+15
New +$103
DARE icon
866
Dare Bioscience
DARE
$19.2M
$92 ﹤0.01%
17
– –
FRC
867
DELISTED
First Republic Bank
FRC
$88 ﹤0.01%
1,228
– –
ATYR
868
aTyr Pharma
ATYR
$48.2M
$82 ﹤0.01%
52
– –
AVNS
869
DELISTED
Avanos Medical
AVNS
$61 ﹤0.01%
3
-16
-84% -$363
FIRY
870
Firy Inc
FIRY
$144M
$51 ﹤0.01%
+10
New +$89
AVTA
871
DELISTED
Avantax, Inc. Common Stock
AVTA
$51 ﹤0.01%
2
– –
HOOD icon
872
Robinhood
HOOD
$81.2B
$49 ﹤0.01%
+5
New +$55
AAN
873
DELISTED
The Aaron's Company Inc
AAN
$42 ﹤0.01%
4
– –
CHPT icon
874
ChargePoint
CHPT
$143M
– –
0
– –
OVLY icon
875
Oak Valley Bancorp
OVLY
$283M
$25 ﹤0.01%
1
– –
33 34
35
36 37

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MAMHA
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IRP
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HA
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DB
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HWM
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FPW
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EPIM
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Caldwell Sutter Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Caldwell Sutter Capital held 908 positions worth $181M, down 5.3% from $191M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Caldwell Sutter Capital's Q3 2023 filing shows 41 new, 133 increased, 140 reduced and 17 closed positions. Its largest new stake was Unity: 2,160 shares worth $67.8K. The largest sale was Apple, an estimated $1.64M.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 21% a quarter earlier, followed by Technology and Industrials.

  • Caldwell Sutter Capital's largest Q3 2023 buy was Unity: 2,160 shares worth $67.8K.
  • Caldwell Sutter Capital added most to Dollar General in Q3 2023, an estimated $765K increase.
  • Caldwell Sutter Capital's biggest Q3 2023 reduction was Apple, cutting an estimated $1.64M.
  • Caldwell Sutter Capital fully exited Neuberger High Yield Strategies Fund Inc in Q3 2023, selling an estimated $502K.
  • Caldwell Sutter Capital's ten largest holdings make up 23% of its $181M portfolio in Q3 2023.
  • Caldwell Sutter Capital opened 41 new positions and closed 17 in Q3 2023.
  • Caldwell Sutter Capital's portfolio value fell 5.3% quarter-over-quarter to $181M.

Based on Caldwell Sutter Capital's 13F filing for Q3 2023, filed 25 Oct 2023.