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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
+4.12%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$191M
AUM Growth
+$53.7M
Cap. Flow
+$48.9M
Cap. Flow %
25.6%
Top 10 Hldgs %
24.39%
Holding
875
New
308
Increased
287
Reduced
38
Closed
8

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.77M
2
BANR icon
Banner Corp
BANR
+$1.67M
3
CVX icon
Chevron
CVX
+$1.58M
4
AAPL icon
Apple
AAPL
+$1.35M
5
UNP icon
Union Pacific
UNP
+$1.2M

Top Sells

Rank Stock Value
1
INDT
INDUS Realty Trust, Inc. (MD) Common Stock
INDT
+$337K
2
U icon
Unity
U
+$324K
3
NVDA icon
NVIDIA
NVDA
+$210K
4
KNTK icon
Kinetik
KNTK
+$92.9K
5
INTG icon
InterGroup Corp
INTG
+$74.4K

Sector Composition

Rank Sector Weight
1 Financials 21.24%
2 Technology 13.77%
3 Industrials 12.57%
4 Energy 7.76%
5 Consumer Staples 7.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHPT icon
851
ChargePoint
CHPT
$143M
– –
0
– –
BLNK icon
852
Blink Charging
BLNK
$78M
$30 ﹤0.01%
+5
New +$35
OVLY icon
853
Oak Valley Bancorp
OVLY
$283M
$25 ﹤0.01%
1
– –
WKHS icon
854
Workhorse Group
WKHS
$34M
– –
0
– –
LL
855
DELISTED
LL Flooring Holdings, Inc.
LL
$19 ﹤0.01%
+5
New +$19
BCS icon
856
Barclays
BCS
$93.8B
$16 ﹤0.01%
+2
New +$15
IMUX icon
857
Immunic
IMUX
$192M
$13 ﹤0.01%
+1
New +$17
CYPH
858
Cypherpunk Technologies Inc
CYPH
$67.8M
$13 ﹤0.01%
+4
New +$20
ZIMV
859
DELISTED
ZimVie
ZIMV
$11 ﹤0.01%
+1
New +$10
RAD
860
DELISTED
Rite Aid Corporation
RAD
$11 ﹤0.01%
+7
New +$14
TTNP
861
DELISTED
Titan Pharmaceuticals
TTNP
– –
0
– –
AGO icon
862
Assured Guaranty
AGO
$3.72B
– –
-1
Closed -$50
BABA icon
863
Alibaba
BABA
$305B
– –
-10
Closed -$1.02K
BCLI
864
DELISTED
BRAINSTORM CELL THERAPUTC
BCLI
$0 ﹤0.01%
10,467
– –
GNLN icon
865
Greenlane Holdings
GNLN
$1.23M
– –
0
– -$21
PHYS icon
866
Sprott Physical Gold
PHYS
$14.6B
– –
-1,000
Closed -$15.5K
U icon
867
Unity
U
$14.6B
– –
-10,000
Closed -$324K
SURF
868
DELISTED
Surface Oncology, Inc. Common Stock
SURF
– –
-200
Closed -$140
INDT
869
DELISTED
INDUS Realty Trust, Inc. (MD) Common Stock
INDT
– –
-5,054
Closed -$337K
AQUA
870
DELISTED
Evoqua Water Technologies Corp. Common Stock
AQUA
– –
-19
Closed -$945
TTM
871
DELISTED
Tata Motors Limited
TTM
$0 ﹤0.01%
+100
New –
ARD
872
DELISTED
Ardagh Group S.A. Class A Common Shares
ARD
$0 ﹤0.01%
+64
New –
ECTY
873
DELISTED
ECOTALITY INC COMMON STOCK (NV)
ECTY
$0 ﹤0.01%
4,000
– –
SLY
874
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
– –
-265
Closed -$22.3K
31 32 33 34
35

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VPA
Vernal Point Advisors San Francisco, California $246M AUM 12.97% 1-Year Est. Return
MAMHA
MY.Alpha Management HK Advisors Hong Kong $246M AUM 73.75% 1-Year Est. Return
IRP
Investment Research Partners Lemont, Pennsylvania $246M AUM
HA
Hanover Advisors Seneca, South Carolina $246M AUM 12.74% 1-Year Est. Return
DB
Dravo Bay Rehoboth Beach, Delaware $246M AUM 15.09% 1-Year Est. Return
HWM
HighMark Wealth Management St. Paul, Minnesota $246M AUM 35.95% 1-Year Est. Return
FPW
Flagship Private Wealth Woburn, Massachusetts $246M AUM 15.53% 1-Year Est. Return
EPIM
Equinox Partners Investment Management Stamford, Connecticut $245M AUM 225.58% 1-Year Est. Return

Caldwell Sutter Capital's Q2 2023 Portfolio in Review

As of Q2 2023, Caldwell Sutter Capital held 875 positions worth $191M, up 39% from $137M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Caldwell Sutter Capital deployed $48.9M of net new capital in Q2 2023, opening 308 new positions and adding to 287 existing holdings. Its largest new stake was Canadian Pacific Kansas City: 13,250 shares worth $1.07M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, down from 25% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was NVIDIA, an estimated $210K trimmed.

  • Caldwell Sutter Capital's largest Q2 2023 buy was Canadian Pacific Kansas City: 13,250 shares worth $1.07M.
  • Caldwell Sutter Capital added most to iShares Core S&P 500 ETF in Q2 2023, an estimated $1.77M increase.
  • Caldwell Sutter Capital's biggest Q2 2023 reduction was NVIDIA, cutting an estimated $210K.
  • Caldwell Sutter Capital fully exited INDUS Realty Trust, Inc. (MD) Common Stock in Q2 2023, selling an estimated $337K.
  • Caldwell Sutter Capital's ten largest holdings make up 24% of its $191M portfolio in Q2 2023.
  • Caldwell Sutter Capital opened 308 new positions and closed 8 in Q2 2023.
  • Caldwell Sutter Capital's portfolio value rose 39% quarter-over-quarter to $191M.

Based on Caldwell Sutter Capital's 13F filing for Q2 2023, filed 19 Jul 2023.