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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
+10.95%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$197M
AUM Growth
+$16.1M
Cap. Flow
+$406K
Cap. Flow %
0.21%
Top 10 Hldgs %
22.2%
Holding
991
New
100
Increased
183
Reduced
143
Closed
34

Top Buys

Rank Stock Value
1
SENEA icon
Seneca Foods Class A
SENEA
+$540K
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$393K
3
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$215K
4
VTI icon
Vanguard Total Stock Market ETF
VTI
+$213K
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$203K

Top Sells

Rank Stock Value
1
V icon
Visa
V
+$498K
2
CTG
Computer Task Group, Inc.
CTG
+$342K
3
GOLD
Gold.com Inc
GOLD
+$299K
4
INTG icon
InterGroup Corp
INTG
+$267K
5
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$211K

Sector Composition

Rank Sector Weight
1 Financials 21.87%
2 Technology 13.01%
3 Industrials 12.76%
4 Consumer Staples 7.98%
5 Energy 7.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LPCN icon
801
Lipocine
LPCN
$17.6M
$1.31K ﹤0.01%
471
– –
HLT icon
802
Hilton Worldwide
HLT
$72.6B
$1.27K ﹤0.01%
7
– –
XSOE icon
803
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$1.97B
$1.27K ﹤0.01%
44
– –
PEN icon
804
Penumbra
PEN
$12.6B
$1.26K ﹤0.01%
+5
New +$1.1K
CNP icon
805
CenterPoint Energy
CNP
$29B
$1.26K ﹤0.01%
44
– –
WDC icon
806
Western Digital
WDC
$160B
$1.26K ﹤0.01%
32
– –
PTC icon
807
PTC
PTC
$14.7B
$1.23K ﹤0.01%
+7
New +$1.07K
TXRH icon
808
Texas Roadhouse
TXRH
$13.5B
$1.22K ﹤0.01%
+10
New +$1.07K
IVOL icon
809
Quadratic Interest Rate Volatility and Inflation Hedge ETF
IVOL
$271M
$1.22K ﹤0.01%
59
+9
+18% +$186
IGV icon
810
iShares Expanded Tech-Software Sector ETF
IGV
$12.3B
$1.22K ﹤0.01%
+15
New +$1.11K
ALK icon
811
Alaska Air
ALK
$5.42B
$1.21K ﹤0.01%
31
– –
OXY.WS icon
812
Occidental Petroleum Corp Warrants
OXY.WS
$30.1B
$1.21K ﹤0.01%
31
– –
CF icon
813
CF Industries
CF
$18.9B
$1.19K ﹤0.01%
15
– –
MEOH icon
814
Methanex
MEOH
$4.12B
$1.18K ﹤0.01%
25
– –
HBAN icon
815
Huntington Bancshares
HBAN
$35B
$1.18K ﹤0.01%
93
– –
UCB
816
United Community Banks
UCB
$4.27B
$1.17K ﹤0.01%
40
– –
CPA icon
817
Copa Holdings
CPA
$5.71B
$1.17K ﹤0.01%
+11
New +$1.01K
SPMD icon
818
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.4B
$1.17K ﹤0.01%
24
– –
EWJ icon
819
iShares MSCI Japan ETF
EWJ
$21.3B
$1.16K ﹤0.01%
18
+3
+20% +$183
SOXX icon
820
iShares Semiconductor ETF
SOXX
$40.6B
$1.15K ﹤0.01%
+6
New +$1.01K
RBLX icon
821
Roblox
RBLX
$35.4B
$1.14K ﹤0.01%
25
+18
+257% +$665
APPN icon
822
Appian
APPN
$2.01B
$1.13K ﹤0.01%
+30
New +$1.17K
CNQ icon
823
Canadian Natural Resources
CNQ
$92.2B
$1.11K ﹤0.01%
34
– –
LMNR icon
824
Limoneira
LMNR
$245M
$1.11K ﹤0.01%
54
– –
BRN icon
825
Barnwell Industries
BRN
$13.7M
$1.1K ﹤0.01%
454
– –
31 32
33
34 35

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Caldwell Sutter Capital's Q4 2023 Portfolio in Review

As of Q4 2023, Caldwell Sutter Capital held 991 positions worth $197M, up 8.9% from $181M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Caldwell Sutter Capital's Q4 2023 filing shows 100 new, 183 increased, 143 reduced and 34 closed positions. Its largest new stake was Nuveen Preferred & Income Opportunities Fund: 33,864 shares worth $229K. The largest sale was Visa, an estimated $498K.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 22% a quarter earlier, followed by Technology and Industrials.

  • Caldwell Sutter Capital's largest Q4 2023 buy was Nuveen Preferred & Income Opportunities Fund: 33,864 shares worth $229K.
  • Caldwell Sutter Capital added most to Seneca Foods Class A in Q4 2023, an estimated $540K increase.
  • Caldwell Sutter Capital's biggest Q4 2023 reduction was Visa, cutting an estimated $498K.
  • Caldwell Sutter Capital fully exited Computer Task Group, Inc. in Q4 2023, selling an estimated $342K.
  • Caldwell Sutter Capital's ten largest holdings make up 22% of its $197M portfolio in Q4 2023.
  • Caldwell Sutter Capital opened 100 new positions and closed 34 in Q4 2023.
  • Caldwell Sutter Capital's portfolio value rose 8.9% quarter-over-quarter to $197M.

Based on Caldwell Sutter Capital's 13F filing for Q4 2023, filed 19 Jan 2024.