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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$181M
AUM Growth
-$10.1M
Cap. Flow
-$2.53M
Cap. Flow %
-1.4%
Top 10 Hldgs %
23.14%
Holding
908
New
41
Increased
133
Reduced
140
Closed
17

Top Buys

Rank Stock Value
1
DG icon
Dollar General
DG
+$765K
2
SENEA icon
Seneca Foods Class A
SENEA
+$450K
3
OKE icon
Oneok
OKE
+$320K
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$271K
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$214K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.64M
2
GOLD
Gold.com Inc
GOLD
+$1.18M
3
NHS
Neuberger High Yield Strategies Fund Inc
NHS
+$502K
4
MMP
Magellan Midstream Partners, L.P.
MMP
+$470K
5
CVS icon
CVS Health
CVS
+$286K

Sector Composition

Rank Sector Weight
1 Financials 21.51%
2 Technology 12.44%
3 Industrials 12.39%
4 Energy 8.35%
5 Consumer Staples 8.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CF icon
776
CF Industries
CF
$18B
$1.29K ﹤0.01%
15
– –
MELI icon
777
Mercado Libre
MELI
$95.3B
$1.27K ﹤0.01%
1
– –
CSIQ icon
778
Canadian Solar
CSIQ
$1.08B
$1.23K ﹤0.01%
50
– –
BRN icon
779
Barnwell Industries
BRN
$14.8M
$1.2K ﹤0.01%
454
– –
CNP icon
780
CenterPoint Energy
CNP
$27.1B
$1.18K ﹤0.01%
44
– –
APH icon
781
Amphenol
APH
$205B
$1.18K ﹤0.01%
28
– –
XSOE icon
782
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$2.08B
$1.17K ﹤0.01%
44
– –
SCHP icon
783
Schwab US TIPS ETF
SCHP
$16.3B
$1.16K ﹤0.01%
+46
New +$1.19K
ALK icon
784
Alaska Air
ALK
$5.74B
$1.15K ﹤0.01%
31
– –
FISV
785
Fiserv Inc
FISV
$28.8B
$1.13K ﹤0.01%
10
– –
MEOH icon
786
Methanex
MEOH
$4.13B
$1.13K ﹤0.01%
25
– –
GAP
787
The Gap Inc
GAP
$7.39B
$1.12K ﹤0.01%
105
+5
+5% +$51
CNQ icon
788
Canadian Natural Resources
CNQ
$96.3B
$1.1K ﹤0.01%
34
– –
VFC icon
789
VF Corp
VFC
$6.01B
$1.1K ﹤0.01%
62
– –
WDC icon
790
Western Digital
WDC
$187B
$1.09K ﹤0.01%
32
– –
CCL icon
791
Carnival Corporation Ltd
CCL
$40.5B
$1.08K ﹤0.01%
79
– –
HLT icon
792
Hilton Worldwide
HLT
$70.8B
$1.05K ﹤0.01%
7
– –
SPMD icon
793
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.6B
$1.05K ﹤0.01%
24
– –
DAL icon
794
Delta Air Lines
DAL
$60.6B
$1.04K ﹤0.01%
28
– –
IVOL icon
795
Quadratic Interest Rate Volatility and Inflation Hedge ETF
IVOL
$273M
$1.03K ﹤0.01%
+50
New +$1.03K
UCB
796
United Community Banks
UCB
$4.31B
$1.02K ﹤0.01%
+40
New +$1.08K
HBAN icon
797
Huntington Bancshares
HBAN
$35.4B
$967 ﹤0.01%
93
– –
RIG icon
798
Transocean
RIG
$5.8B
$920 ﹤0.01%
112
– –
IPGP icon
799
IPG Photonics
IPGP
$3.8B
$914 ﹤0.01%
9
– –
EWJ icon
800
iShares MSCI Japan ETF
EWJ
$22.2B
$904 ﹤0.01%
+15
New +$926
30 31
32
33 34

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IRP
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HA
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DB
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HWM
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FPW
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EPIM
Equinox Partners Investment Management Stamford, Connecticut $245M AUM 225.58% 1-Year Est. Return

Caldwell Sutter Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Caldwell Sutter Capital held 908 positions worth $181M, down 5.3% from $191M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Caldwell Sutter Capital's Q3 2023 filing shows 41 new, 133 increased, 140 reduced and 17 closed positions. Its largest new stake was Unity: 2,160 shares worth $67.8K. The largest sale was Apple, an estimated $1.64M.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 21% a quarter earlier, followed by Technology and Industrials.

  • Caldwell Sutter Capital's largest Q3 2023 buy was Unity: 2,160 shares worth $67.8K.
  • Caldwell Sutter Capital added most to Dollar General in Q3 2023, an estimated $765K increase.
  • Caldwell Sutter Capital's biggest Q3 2023 reduction was Apple, cutting an estimated $1.64M.
  • Caldwell Sutter Capital fully exited Neuberger High Yield Strategies Fund Inc in Q3 2023, selling an estimated $502K.
  • Caldwell Sutter Capital's ten largest holdings make up 23% of its $181M portfolio in Q3 2023.
  • Caldwell Sutter Capital opened 41 new positions and closed 17 in Q3 2023.
  • Caldwell Sutter Capital's portfolio value fell 5.3% quarter-over-quarter to $181M.

Based on Caldwell Sutter Capital's 13F filing for Q3 2023, filed 25 Oct 2023.