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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
+6.22%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$234M
AUM Growth
+$15.8M
Cap. Flow
+$4.87M
Cap. Flow %
2.08%
Top 10 Hldgs %
22.85%
Holding
896
New
39
Increased
124
Reduced
160
Closed
25

Top Buys

Rank Stock Value
1
PLBC icon
Plumas Bancorp
PLBC
+$4.54M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$998K
3
AAPL icon
Apple
AAPL
+$880K
4
FBK icon
FB Financial Corp
FBK
+$619K
5
MCHB
Mechanics Bancorp
MCHB
+$615K

Top Sells

Rank Stock Value
1
SSBK
Southern States Bancshares
SSBK
+$663K
2
MSFT icon
Microsoft
MSFT
+$533K
3
SPLP
STEEL PARTNERS HOLDINGS L.P.
SPLP
+$290K
4
V icon
Visa
V
+$278K
5
CAT icon
Caterpillar
CAT
+$201K

Sector Composition

Rank Sector Weight
1 Financials 26.24%
2 Technology 13.12%
3 Industrials 11.97%
4 Consumer Staples 6.82%
5 Energy 5.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZBH icon
751
Zimmer Biomet
ZBH
$18.5B
$1.77K ﹤0.01%
18
– –
DIV icon
752
Global X SuperDividend US ETF
DIV
$796M
$1.77K ﹤0.01%
100
– –
DOX icon
753
Amdocs
DOX
$5.83B
$1.72K ﹤0.01%
21
– –
VOYA icon
754
Voya Financial
VOYA
$9.07B
$1.72K ﹤0.01%
23
– –
CNP icon
755
CenterPoint Energy
CNP
$28.8B
$1.71K ﹤0.01%
44
– –
BIO icon
756
Bio-Rad Laboratories Class A
BIO
$8.86B
$1.68K ﹤0.01%
6
– –
ARE icon
757
Alexandria Real Estate Equities
ARE
$9.41B
$1.67K ﹤0.01%
20
– –
CHTR icon
758
Charter Communications
CHTR
$16.7B
$1.65K ﹤0.01%
6
– –
GKOS icon
759
Glaukos
GKOS
$8.89B
$1.63K ﹤0.01%
20
-25
-56% -$2.3K
SOXX icon
760
iShares Semiconductor ETF
SOXX
$40.6B
$1.63K ﹤0.01%
6
– –
MINT icon
761
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$1.61K ﹤0.01%
16
– –
WAB icon
762
Wabtec
WAB
$51.7B
$1.61K ﹤0.01%
8
+5
+167% +$987
EWJ icon
763
iShares MSCI Japan ETF
EWJ
$21.3B
$1.6K ﹤0.01%
20
– –
DAL icon
764
Delta Air Lines
DAL
$58.8B
$1.59K ﹤0.01%
28
– –
ALK icon
765
Alaska Air
ALK
$5.42B
$1.54K ﹤0.01%
31
– –
QS icon
766
QuantumScape Corp
QS
$3.18B
$1.54K ﹤0.01%
125
– –
SIRI icon
767
SiriusXM
SIRI
$10.7B
$1.51K ﹤0.01%
65
– –
SCHZ icon
768
Schwab US Aggregate Bond ETF
SCHZ
$10.6B
$1.51K ﹤0.01%
+64
New +$1.49K
CRWD icon
769
CrowdStrike
CRWD
$185B
$1.47K ﹤0.01%
12
– –
RDI icon
770
Reading International Class A
RDI
$33.2M
$1.47K ﹤0.01%
1,000
– –
LNC icon
771
Lincoln National
LNC
$8.19B
$1.45K ﹤0.01%
36
– –
ARM icon
772
Arm
ARM
$261B
$1.42K ﹤0.01%
10
– –
WU icon
773
Western Union
WU
$2.58B
$1.4K ﹤0.01%
175
– –
SPMD icon
774
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.4B
$1.37K ﹤0.01%
24
– –
SNOW icon
775
Snowflake
SNOW
$93.7B
$1.35K ﹤0.01%
6
– –
29 30
31
32 33

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Caldwell Sutter Capital's Q3 2025 Portfolio in Review

As of Q3 2025, Caldwell Sutter Capital held 896 positions worth $234M, up 7.2% from $218M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Caldwell Sutter Capital's Q3 2025 filing shows 39 new, 124 increased, 160 reduced and 25 closed positions. Its largest new stake was FB Financial Corp: 12,187 shares worth $679K. The largest sale was Southern States Bancshares, an estimated $663K.

By sector, the portfolio is most concentrated in Financials at 26% of assets, up from 25% a quarter earlier, followed by Technology and Industrials.

  • Caldwell Sutter Capital's largest Q3 2025 buy was FB Financial Corp: 12,187 shares worth $679K.
  • Caldwell Sutter Capital added most to Plumas Bancorp in Q3 2025, an estimated $4.54M increase.
  • Caldwell Sutter Capital's biggest Q3 2025 reduction was Microsoft, cutting an estimated $533K.
  • Caldwell Sutter Capital fully exited Southern States Bancshares in Q3 2025, selling an estimated $663K.
  • Caldwell Sutter Capital's ten largest holdings make up 23% of its $234M portfolio in Q3 2025.
  • Caldwell Sutter Capital opened 39 new positions and closed 25 in Q3 2025.
  • Caldwell Sutter Capital's portfolio value rose 7.2% quarter-over-quarter to $234M.

Based on Caldwell Sutter Capital's 13F filing for Q3 2025, filed 29 Oct 2025.