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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
+10.95%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$197M
AUM Growth
+$16.1M
Cap. Flow
+$406K
Cap. Flow %
0.21%
Top 10 Hldgs %
22.2%
Holding
991
New
100
Increased
183
Reduced
143
Closed
34

Top Buys

Rank Stock Value
1
SENEA icon
Seneca Foods Class A
SENEA
+$540K
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$393K
3
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$215K
4
VTI icon
Vanguard Total Stock Market ETF
VTI
+$213K
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$203K

Top Sells

Rank Stock Value
1
V icon
Visa
V
+$498K
2
CTG
Computer Task Group, Inc.
CTG
+$342K
3
GOLD
Gold.com Inc
GOLD
+$299K
4
INTG icon
InterGroup Corp
INTG
+$267K
5
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$211K

Sector Composition

Rank Sector Weight
1 Financials 21.87%
2 Technology 13.01%
3 Industrials 12.76%
4 Consumer Staples 7.98%
5 Energy 7.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PULS icon
751
PGIM Ultra Short Bond ETF
PULS
$17.7B
$2.12K ﹤0.01%
+43
New +$2.12K
WU icon
752
Western Union
WU
$2.56B
$2.09K ﹤0.01%
175
– –
OKTA icon
753
Okta
OKTA
$24.1B
$2.08K ﹤0.01%
+23
New +$1.75K
WTAI icon
754
WisdomTree Artificial Intelligence and Innovation Fund
WTAI
$553M
$2.07K ﹤0.01%
100
– –
RDVY icon
755
First Trust Rising Dividend Achievers ETF
RDVY
$24.7B
$2.07K ﹤0.01%
40
– –
NLY icon
756
Annaly Capital Management
NLY
$17.5B
$2.06K ﹤0.01%
106
+100
+1,667% +$1.78K
DAL icon
757
Delta Air Lines
DAL
$58B
$2.05K ﹤0.01%
51
+23
+82% +$834
TKO icon
758
TKO Group
TKO
$14.1B
$2.04K ﹤0.01%
25
– –
WAB icon
759
Wabtec
WAB
$50.1B
$2.03K ﹤0.01%
16
-1
-6% -$113
INCY icon
760
Incyte
INCY
$25.6B
$2.01K ﹤0.01%
+32
New +$1.81K
GKOS icon
761
Glaukos
GKOS
$9.59B
$1.99K ﹤0.01%
25
– –
MP icon
762
MP Materials
MP
$7.07B
$1.99K ﹤0.01%
100
– –
SIMO icon
763
Silicon Motion
SIMO
$7.33B
$1.96K ﹤0.01%
32
– –
SOHO
764
DELISTED
Sotherly Hotels
SOHO
$1.96K ﹤0.01%
1,315
– –
WEN icon
765
Wendy's
WEN
$1.49B
$1.95K ﹤0.01%
100
– –
BIO icon
766
Bio-Rad Laboratories Class A
BIO
$8.76B
$1.94K ﹤0.01%
6
– –
RDI icon
767
Reading International Class A
RDI
$32.5M
$1.91K ﹤0.01%
1,000
– –
SWAV
768
DELISTED
Shockwave Medical, Inc. Common Stock
SWAV
$1.91K ﹤0.01%
10
– –
FVRR icon
769
Fiverr
FVRR
$335M
$1.85K ﹤0.01%
68
+38
+127% +$940
DOX icon
770
Amdocs
DOX
$6.03B
$1.85K ﹤0.01%
21
– –
EMBJ
771
Embraer S.A. ADS
EMBJ
$12.2B
$1.84K ﹤0.01%
100
– –
DDOG icon
772
Datadog
DDOG
$97.1B
$1.82K ﹤0.01%
+15
New +$1.54K
IRM icon
773
Iron Mountain
IRM
$36.5B
$1.75K ﹤0.01%
25
– –
FC icon
774
Franklin Covey
FC
$248M
$1.74K ﹤0.01%
40
– –
HAS icon
775
Hasbro
HAS
$13.6B
$1.74K ﹤0.01%
34
+10
+42% +$505
29 30
31
32 33

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Caldwell Sutter Capital's Q4 2023 Portfolio in Review

As of Q4 2023, Caldwell Sutter Capital held 991 positions worth $197M, up 8.9% from $181M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Caldwell Sutter Capital's Q4 2023 filing shows 100 new, 183 increased, 143 reduced and 34 closed positions. Its largest new stake was Nuveen Preferred & Income Opportunities Fund: 33,864 shares worth $229K. The largest sale was Visa, an estimated $498K.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 22% a quarter earlier, followed by Technology and Industrials.

  • Caldwell Sutter Capital's largest Q4 2023 buy was Nuveen Preferred & Income Opportunities Fund: 33,864 shares worth $229K.
  • Caldwell Sutter Capital added most to Seneca Foods Class A in Q4 2023, an estimated $540K increase.
  • Caldwell Sutter Capital's biggest Q4 2023 reduction was Visa, cutting an estimated $498K.
  • Caldwell Sutter Capital fully exited Computer Task Group, Inc. in Q4 2023, selling an estimated $342K.
  • Caldwell Sutter Capital's ten largest holdings make up 22% of its $197M portfolio in Q4 2023.
  • Caldwell Sutter Capital opened 100 new positions and closed 34 in Q4 2023.
  • Caldwell Sutter Capital's portfolio value rose 8.9% quarter-over-quarter to $197M.

Based on Caldwell Sutter Capital's 13F filing for Q4 2023, filed 19 Jan 2024.