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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$181M
AUM Growth
-$10.1M
Cap. Flow
-$2.53M
Cap. Flow %
-1.4%
Top 10 Hldgs %
23.14%
Holding
908
New
41
Increased
133
Reduced
140
Closed
17

Top Buys

Rank Stock Value
1
DG icon
Dollar General
DG
+$765K
2
SENEA icon
Seneca Foods Class A
SENEA
+$450K
3
OKE icon
Oneok
OKE
+$320K
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$271K
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$214K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.64M
2
GOLD
Gold.com Inc
GOLD
+$1.18M
3
NHS
Neuberger High Yield Strategies Fund Inc
NHS
+$502K
4
MMP
Magellan Midstream Partners, L.P.
MMP
+$470K
5
CVS icon
CVS Health
CVS
+$286K

Sector Composition

Rank Sector Weight
1 Financials 21.51%
2 Technology 12.44%
3 Industrials 12.39%
4 Energy 8.35%
5 Consumer Staples 8.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DOX icon
751
Amdocs
DOX
$5.89B
$1.77K ﹤0.01%
21
– –
WTAI icon
752
WisdomTree Artificial Intelligence and Innovation Fund
WTAI
$664M
$1.74K ﹤0.01%
100
– –
VIV icon
753
Telefônica Brasil
VIV
$20B
$1.73K ﹤0.01%
202
– –
VGLT icon
754
Vanguard Long-Term Treasury ETF
VGLT
$10.1B
$1.72K ﹤0.01%
+31
New +$1.85K
FC icon
755
Franklin Covey
FC
$244M
$1.72K ﹤0.01%
+40
New +$1.77K
VAC icon
756
Marriott Vacations Worldwide
VAC
$3.4B
$1.71K ﹤0.01%
17
– –
FTI icon
757
TechnipFMC
FTI
$27.1B
$1.67K ﹤0.01%
82
– –
SIMO icon
758
Silicon Motion
SIMO
$8.83B
$1.64K ﹤0.01%
32
– –
DIV icon
759
Global X SuperDividend US ETF
DIV
$779M
$1.62K ﹤0.01%
100
– –
HAS icon
760
Hasbro
HAS
$12.8B
$1.59K ﹤0.01%
24
– –
DOMO icon
761
Domo
DOMO
$183M
$1.54K ﹤0.01%
157
– –
SHE icon
762
State Street SPDR MSCI USA Gender Diversity ETF
SHE
$327M
$1.53K ﹤0.01%
18
– –
VOYA icon
763
Voya Financial
VOYA
$9.12B
$1.53K ﹤0.01%
23
– –
IRM icon
764
Iron Mountain
IRM
$36.4B
$1.49K ﹤0.01%
25
-25
-50% -$1.53K
HMC icon
765
Honda
HMC
$38.8B
$1.45K ﹤0.01%
43
– –
JLL icon
766
Jones Lang LaSalle
JLL
$16.8B
$1.41K ﹤0.01%
10
– –
LPCN icon
767
Lipocine
LPCN
$17.6M
$1.4K ﹤0.01%
471
– –
IR icon
768
Ingersoll Rand
IR
$34B
$1.4K ﹤0.01%
22
– –
EMN icon
769
Eastman Chemical
EMN
$8.23B
$1.38K ﹤0.01%
18
– –
EMBJ
770
Embraer S.A. ADS
EMBJ
$12.7B
$1.37K ﹤0.01%
+100
New +$1.49K
INFL icon
771
Horizon Kinetics Inflation Beneficiaries ETF
INFL
$1.5B
$1.37K ﹤0.01%
+45
New +$1.41K
ZION icon
772
Zions Bancorporation
ZION
$10.4B
$1.36K ﹤0.01%
39
– –
OXY.WS icon
773
Occidental Petroleum Corp Warrants
OXY.WS
$30.9B
$1.34K ﹤0.01%
31
– –
DELL icon
774
Dell
DELL
$293B
$1.31K ﹤0.01%
19
– –
EMDV icon
775
ProShares MSCI Emerging Markets Dividend Growers ETF
EMDV
$7.36M
$1.3K ﹤0.01%
30
– –
29 30
31
32 33

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MAMHA
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IRP
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HA
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DB
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HWM
HighMark Wealth Management St. Paul, Minnesota $246M AUM 35.95% 1-Year Est. Return
FPW
Flagship Private Wealth Woburn, Massachusetts $246M AUM 15.53% 1-Year Est. Return
EPIM
Equinox Partners Investment Management Stamford, Connecticut $245M AUM 225.58% 1-Year Est. Return

Caldwell Sutter Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Caldwell Sutter Capital held 908 positions worth $181M, down 5.3% from $191M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Caldwell Sutter Capital's Q3 2023 filing shows 41 new, 133 increased, 140 reduced and 17 closed positions. Its largest new stake was Unity: 2,160 shares worth $67.8K. The largest sale was Apple, an estimated $1.64M.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 21% a quarter earlier, followed by Technology and Industrials.

  • Caldwell Sutter Capital's largest Q3 2023 buy was Unity: 2,160 shares worth $67.8K.
  • Caldwell Sutter Capital added most to Dollar General in Q3 2023, an estimated $765K increase.
  • Caldwell Sutter Capital's biggest Q3 2023 reduction was Apple, cutting an estimated $1.64M.
  • Caldwell Sutter Capital fully exited Neuberger High Yield Strategies Fund Inc in Q3 2023, selling an estimated $502K.
  • Caldwell Sutter Capital's ten largest holdings make up 23% of its $181M portfolio in Q3 2023.
  • Caldwell Sutter Capital opened 41 new positions and closed 17 in Q3 2023.
  • Caldwell Sutter Capital's portfolio value fell 5.3% quarter-over-quarter to $181M.

Based on Caldwell Sutter Capital's 13F filing for Q3 2023, filed 25 Oct 2023.