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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
+6.22%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$234M
AUM Growth
+$15.8M
Cap. Flow
+$4.87M
Cap. Flow %
2.08%
Top 10 Hldgs %
22.85%
Holding
896
New
39
Increased
124
Reduced
160
Closed
25

Top Buys

Rank Stock Value
1
PLBC icon
Plumas Bancorp
PLBC
+$4.54M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$998K
3
AAPL icon
Apple
AAPL
+$880K
4
FBK icon
FB Financial Corp
FBK
+$619K
5
MCHB
Mechanics Bancorp
MCHB
+$615K

Top Sells

Rank Stock Value
1
SSBK
Southern States Bancshares
SSBK
+$663K
2
MSFT icon
Microsoft
MSFT
+$533K
3
SPLP
STEEL PARTNERS HOLDINGS L.P.
SPLP
+$290K
4
V icon
Visa
V
+$278K
5
CAT icon
Caterpillar
CAT
+$201K

Sector Composition

Rank Sector Weight
1 Financials 26.24%
2 Technology 13.12%
3 Industrials 11.97%
4 Consumer Staples 6.82%
5 Energy 5.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHE icon
726
State Street SPDR MSCI USA Gender Diversity ETF
SHE
$323M
$2.29K ﹤0.01%
18
– –
PLD icon
727
Prologis
PLD
$137B
$2.29K ﹤0.01%
20
– –
IQV icon
728
IQVIA
IQV
$40B
$2.28K ﹤0.01%
12
– –
ELV icon
729
Elevance Health
ELV
$83.7B
$2.26K ﹤0.01%
7
– –
PIO icon
730
Invesco Global Water ETF
PIO
$274M
$2.25K ﹤0.01%
50
– –
VIGI icon
731
Vanguard International Dividend Appreciation ETF
VIGI
$9.04B
$2.24K ﹤0.01%
25
+5
+25% +$446
ZION icon
732
Zions Bancorporation
ZION
$10.1B
$2.21K ﹤0.01%
39
– –
AXON
733
Axon Enterprise
AXON
$44.1B
$2.15K ﹤0.01%
3
– –
PULS icon
734
PGIM Ultra Short Bond ETF
PULS
$17.7B
$2.14K ﹤0.01%
43
– –
ICLR icon
735
Icon
ICLR
$13.9B
$2.1K ﹤0.01%
12
– –
MTN icon
736
Vail Resorts
MTN
$5.6B
$2.09K ﹤0.01%
14
– –
VTIP icon
737
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$2.08K ﹤0.01%
41
– –
CELU icon
738
Celularity
CELU
$22M
$2.07K ﹤0.01%
+1,000
New +$2.8K
SUSA icon
739
iShares ESG Optimized MSCI USA ETF
SUSA
$4B
$2.04K ﹤0.01%
15
-7
-32% -$914
DEO icon
740
Diageo
DEO
$49.4B
$2K ﹤0.01%
21
– –
JMTG
741
JPMorgan Mortgage-Backed Securities ETF
JMTG
$6.73B
$1.99K ﹤0.01%
+39
New +$1.97K
UAL icon
742
United Airlines
UAL
$40.2B
$1.93K ﹤0.01%
20
– –
ACH
743
Accendra Health
ACH
$249M
$1.92K ﹤0.01%
400
– –
CPA icon
744
Copa Holdings
CPA
$5.71B
$1.9K ﹤0.01%
+16
New +$1.83K
EL icon
745
Estee Lauder
EL
$30.7B
$1.85K ﹤0.01%
21
– –
QUBT icon
746
Quantum Computing Inc
QUBT
$1.74B
$1.84K ﹤0.01%
+100
New +$1.72K
HAS icon
747
Hasbro
HAS
$13.6B
$1.82K ﹤0.01%
24
– –
HLT icon
748
Hilton Worldwide
HLT
$72.6B
$1.82K ﹤0.01%
7
– –
HFRO
749
Highland Opportunities and Income Fund
HFRO
$406M
$1.81K ﹤0.01%
285
– –
RXST icon
750
RxSight
RXST
$250M
$1.8K ﹤0.01%
200
– –
28 29
30
31 32

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HWM
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Caldwell Sutter Capital's Q3 2025 Portfolio in Review

As of Q3 2025, Caldwell Sutter Capital held 896 positions worth $234M, up 7.2% from $218M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Caldwell Sutter Capital's Q3 2025 filing shows 39 new, 124 increased, 160 reduced and 25 closed positions. Its largest new stake was FB Financial Corp: 12,187 shares worth $679K. The largest sale was Southern States Bancshares, an estimated $663K.

By sector, the portfolio is most concentrated in Financials at 26% of assets, up from 25% a quarter earlier, followed by Technology and Industrials.

  • Caldwell Sutter Capital's largest Q3 2025 buy was FB Financial Corp: 12,187 shares worth $679K.
  • Caldwell Sutter Capital added most to Plumas Bancorp in Q3 2025, an estimated $4.54M increase.
  • Caldwell Sutter Capital's biggest Q3 2025 reduction was Microsoft, cutting an estimated $533K.
  • Caldwell Sutter Capital fully exited Southern States Bancshares in Q3 2025, selling an estimated $663K.
  • Caldwell Sutter Capital's ten largest holdings make up 23% of its $234M portfolio in Q3 2025.
  • Caldwell Sutter Capital opened 39 new positions and closed 25 in Q3 2025.
  • Caldwell Sutter Capital's portfolio value rose 7.2% quarter-over-quarter to $234M.

Based on Caldwell Sutter Capital's 13F filing for Q3 2025, filed 29 Oct 2025.