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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$181M
AUM Growth
-$10.1M
Cap. Flow
-$2.53M
Cap. Flow %
-1.4%
Top 10 Hldgs %
23.14%
Holding
908
New
41
Increased
133
Reduced
140
Closed
17

Top Buys

Rank Stock Value
1
DG icon
Dollar General
DG
+$765K
2
SENEA icon
Seneca Foods Class A
SENEA
+$450K
3
OKE icon
Oneok
OKE
+$320K
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$271K
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$214K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.64M
2
GOLD
Gold.com Inc
GOLD
+$1.18M
3
NHS
Neuberger High Yield Strategies Fund Inc
NHS
+$502K
4
MMP
Magellan Midstream Partners, L.P.
MMP
+$470K
5
CVS icon
CVS Health
CVS
+$286K

Sector Composition

Rank Sector Weight
1 Financials 21.51%
2 Technology 12.44%
3 Industrials 12.39%
4 Energy 8.35%
5 Consumer Staples 8.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NXRT
726
NexPoint Residential Trust
NXRT
$650M
$2.12K ﹤0.01%
66
– –
DOCS icon
727
Doximity
DOCS
$3.95B
$2.12K ﹤0.01%
100
– –
RDI icon
728
Reading International Class A
RDI
$32.7M
$2.12K ﹤0.01%
1,000
– –
TKO icon
729
TKO Group
TKO
$13.8B
$2.1K ﹤0.01%
+25
New +$2.32K
LBC
730
DELISTED
Luther Burbank Corporation Common Stock
LBC
$2.1K ﹤0.01%
250
– –
XYL icon
731
Xylem
XYL
$28.3B
$2.09K ﹤0.01%
23
– –
VEU icon
732
Vanguard FTSE All-World ex-US ETF
VEU
$67.9B
$2.08K ﹤0.01%
40
– –
WEN icon
733
Wendy's
WEN
$1.47B
$2.04K ﹤0.01%
100
– –
SNA icon
734
Snap-on
SNA
$21.6B
$2.04K ﹤0.01%
8
– –
ZBH icon
735
Zimmer Biomet
ZBH
$18.6B
$2.02K ﹤0.01%
18
– –
ARE icon
736
Alexandria Real Estate Equities
ARE
$8.75B
$2K ﹤0.01%
20
– –
NXPI icon
737
NXP Semiconductors
NXPI
$59.5B
$2K ﹤0.01%
10
– –
SWAV
738
DELISTED
Shockwave Medical, Inc. Common Stock
SWAV
$1.99K ﹤0.01%
10
– –
E icon
739
ENI
E
$77.3B
$1.98K ﹤0.01%
62
– –
SUSA icon
740
iShares ESG Optimized MSCI USA ETF
SUSA
$4.15B
$1.98K ﹤0.01%
22
– –
ES icon
741
Eversource Energy
ES
$27.2B
$1.98K ﹤0.01%
34
– –
TTD icon
742
Trade Desk
TTD
$8.88B
$1.95K ﹤0.01%
25
– –
MP icon
743
MP Materials
MP
$8.49B
$1.91K ﹤0.01%
100
-50
-33% -$1.11K
GKOS icon
744
Glaukos
GKOS
$9.92B
$1.88K ﹤0.01%
25
– –
PWR icon
745
Quanta Services
PWR
$105B
$1.87K ﹤0.01%
10
– –
FLRT icon
746
Pacer Aristotle Pacific Floating Rate High Income ETF
FLRT
$661M
$1.87K ﹤0.01%
40
– –
ICPT
747
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
$1.85K ﹤0.01%
100
– –
RDVY icon
748
First Trust Rising Dividend Achievers ETF
RDVY
$25.4B
$1.84K ﹤0.01%
40
– –
ALGN icon
749
Align Technology
ALGN
$12.3B
$1.83K ﹤0.01%
6
– –
WAB icon
750
Wabtec
WAB
$50.6B
$1.81K ﹤0.01%
17
-4
-19% -$445
28 29
30
31 32

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MAMHA
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IRP
Investment Research Partners Lemont, Pennsylvania $246M AUM
HA
Hanover Advisors Seneca, South Carolina $246M AUM 12.74% 1-Year Est. Return
DB
Dravo Bay Rehoboth Beach, Delaware $246M AUM 15.09% 1-Year Est. Return
HWM
HighMark Wealth Management St. Paul, Minnesota $246M AUM 35.95% 1-Year Est. Return
FPW
Flagship Private Wealth Woburn, Massachusetts $246M AUM 15.53% 1-Year Est. Return
EPIM
Equinox Partners Investment Management Stamford, Connecticut $245M AUM 225.58% 1-Year Est. Return

Caldwell Sutter Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Caldwell Sutter Capital held 908 positions worth $181M, down 5.3% from $191M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Caldwell Sutter Capital's Q3 2023 filing shows 41 new, 133 increased, 140 reduced and 17 closed positions. Its largest new stake was Unity: 2,160 shares worth $67.8K. The largest sale was Apple, an estimated $1.64M.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 21% a quarter earlier, followed by Technology and Industrials.

  • Caldwell Sutter Capital's largest Q3 2023 buy was Unity: 2,160 shares worth $67.8K.
  • Caldwell Sutter Capital added most to Dollar General in Q3 2023, an estimated $765K increase.
  • Caldwell Sutter Capital's biggest Q3 2023 reduction was Apple, cutting an estimated $1.64M.
  • Caldwell Sutter Capital fully exited Neuberger High Yield Strategies Fund Inc in Q3 2023, selling an estimated $502K.
  • Caldwell Sutter Capital's ten largest holdings make up 23% of its $181M portfolio in Q3 2023.
  • Caldwell Sutter Capital opened 41 new positions and closed 17 in Q3 2023.
  • Caldwell Sutter Capital's portfolio value fell 5.3% quarter-over-quarter to $181M.

Based on Caldwell Sutter Capital's 13F filing for Q3 2023, filed 25 Oct 2023.