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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $265M
1-Year Est. Return 30.15%
This Fund
S&P 500
This Quarter Est. Return
+6.22%
1 Year Est. Return
+30.15%
3 Year Est. Return
+79.5%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$234M
AUM Growth
+$15.8M
Cap. Flow
+$4.87M
Cap. Flow %
2.08%
Top 10 Hldgs %
22.85%
Holding
896
New
39
Increased
124
Reduced
160
Closed
25

Top Buys

Rank Stock Value
1
PLBC icon
Plumas Bancorp
PLBC
+$4.54M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$998K
3
AAPL icon
Apple
AAPL
+$880K
4
FBK icon
FB Financial Corp
FBK
+$619K
5
MCHB
Mechanics Bancorp
MCHB
+$615K

Top Sells

Rank Stock Value
1
SSBK
Southern States Bancshares
SSBK
+$663K
2
MSFT icon
Microsoft
MSFT
+$533K
3
SPLP
STEEL PARTNERS HOLDINGS L.P.
SPLP
+$290K
4
V icon
Visa
V
+$278K
5
CAT icon
Caterpillar
CAT
+$201K

Sector Composition

Rank Sector Weight
1 Financials 26.24%
2 Miscellaneous 17.79%
3 Technology 13.12%
4 Industrials 12%
5 Consumer Staples 6.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HSY icon
51
Hershey
HSY
$34.1B
$1.14M 0.49%
6,104
+175
+3% +$31.8K
T icon
52
AT&T
T
$174B
$1.13M 0.48%
40,124
-2,285
-5% -$64.9K
GOLD
53
Gold.com Inc
GOLD
$1.38B
$1.13M 0.48%
43,702
-500
-1% -$11.8K
ITIC
54
Investors Title Co
ITIC
$562M
$1.13M 0.48%
4,215
-25
-0.6% -$5.81K
VZ icon
55
Verizon
VZ
$202B
$1.12M 0.48%
25,519
-147
-0.6% -$6.36K
MCD icon
56
McDonald's
MCD
$177B
$1.12M 0.48%
3,673
-36
-1% -$11K
BAC icon
57
Bank of America
BAC
$408B
$1.09M 0.47%
21,135
+120
+0.6% +$5.85K
WM icon
58
Waste Management
WM
$85B
$1.07M 0.46%
4,849
-250
-5% -$56.3K
HON icon
59
Honeywell
HON
$65.4B
$1.06M 0.45%
5,349
– –
BOND icon
60
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.56B
$1.05M 0.45%
11,267
-1,251
-10% -$115K
SMBK icon
61
SmartFinancial
SMBK
$887M
$1.02M 0.43%
28,431
– –
NRIM icon
62
Northrim BanCorp
NRIM
$570M
$1M 0.43%
46,204
-1,000
-2% -$22.7K
CP icon
63
Canadian Pacific Kansas City
CP
$77.6B
$987K 0.42%
13,250
– –
TLT icon
64
iShares 20+ Year Treasury Bond ETF
TLT
$47B
$967K 0.41%
10,818
+1,376
+15% +$120K
ENB icon
65
Enbridge
ENB
$107B
$927K 0.4%
18,374
-132
-0.7% -$6.21K
GILD icon
66
Gilead Sciences
GILD
$185B
$922K 0.39%
8,308
-478
-5% -$54.3K
WMT icon
67
Walmart Inc
WMT
$847B
$915K 0.39%
8,875
-366
-4% -$36.4K
USFR icon
68
WisdomTree Floating Rate Treasury Fund
USFR
$19.3B
$905K 0.39%
18,008
+2,568
+17% +$129K
CSWC icon
69
Capital Southwest
CSWC
$1.54B
$897K 0.38%
41,052
– –
DIS icon
70
Walt Disney
DIS
$183B
$883K 0.38%
7,708
+191
+3% +$22.5K
MPV
71
Barings Participation Investors
MPV
$182M
$882K 0.38%
43,755
– –
BNY
72
Bank of New York Mellon
BNY
$104B
$865K 0.37%
7,943
– –
XLE icon
73
State Street Energy Select Sector SPDR ETF
XLE
$42.2B
$855K 0.37%
19,132
-120
-0.6% -$5.25K
BA icon
74
Boeing
BA
$157B
$846K 0.36%
3,919
-197
-5% -$44.4K
VTV icon
75
Vanguard Morningstar Value ETF
VTV
$190B
$843K 0.36%
4,520
-13
-0.3% -$2.35K
1 2
3
4 5

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BCA
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HFA
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Caldwell Sutter Capital's Q3 2025 Portfolio in Review

As of Q3 2025, Caldwell Sutter Capital held 896 positions worth $234M, up 7.2% from $218M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Caldwell Sutter Capital's Q3 2025 filing shows 39 new, 124 increased, 160 reduced and 25 closed positions. Its largest new stake was FB Financial Corp: 12,187 shares worth $679K. The largest sale was Southern States Bancshares, an estimated $663K.

By sector, the portfolio is most concentrated in Financials at 26% of assets, up from 25% a quarter earlier, followed by Miscellaneous and Technology.

  • Caldwell Sutter Capital's largest Q3 2025 buy was FB Financial Corp: 12,187 shares worth $679K.
  • Caldwell Sutter Capital added most to Plumas Bancorp in Q3 2025, an estimated $4.54M increase.
  • Caldwell Sutter Capital's biggest Q3 2025 reduction was Microsoft, cutting an estimated $533K.
  • Caldwell Sutter Capital fully exited Southern States Bancshares in Q3 2025, selling an estimated $663K.
  • Caldwell Sutter Capital's ten largest holdings make up 23% of its $234M portfolio in Q3 2025.
  • Caldwell Sutter Capital opened 39 new positions and closed 25 in Q3 2025.
  • Caldwell Sutter Capital's portfolio value rose 7.2% quarter-over-quarter to $234M.

Based on Caldwell Sutter Capital's 13F filing for Q3 2025, filed 29 Oct 2025.