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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
+10.95%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$197M
AUM Growth
+$16.1M
Cap. Flow
+$406K
Cap. Flow %
0.21%
Top 10 Hldgs %
22.2%
Holding
991
New
100
Increased
183
Reduced
143
Closed
34

Top Buys

Rank Stock Value
1
SENEA icon
Seneca Foods Class A
SENEA
+$540K
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$393K
3
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$215K
4
VTI icon
Vanguard Total Stock Market ETF
VTI
+$213K
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$203K

Top Sells

Rank Stock Value
1
V icon
Visa
V
+$498K
2
CTG
Computer Task Group, Inc.
CTG
+$342K
3
GOLD
Gold.com Inc
GOLD
+$299K
4
INTG icon
InterGroup Corp
INTG
+$267K
5
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$211K

Sector Composition

Rank Sector Weight
1 Financials 21.87%
2 Technology 13.01%
3 Industrials 12.76%
4 Consumer Staples 7.98%
5 Energy 7.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLV icon
676
iShares Silver Trust
SLV
$27.9B
$3.48K ﹤0.01%
160
– –
SNY icon
677
Sanofi
SNY
$108B
$3.48K ﹤0.01%
70
– –
REET icon
678
iShares Global REIT ETF
REET
$5.16B
$3.46K ﹤0.01%
143
– –
MCHP icon
679
Microchip Technology
MCHP
$39.5B
$3.43K ﹤0.01%
38
– –
SIVR icon
680
abrdn Physical Silver Shares ETF
SIVR
$4.02B
$3.42K ﹤0.01%
150
-35
-19% -$779
ICLR icon
681
Icon
ICLR
$14B
$3.4K ﹤0.01%
12
– –
HNNA icon
682
Hennessy Advisors
HNNA
$77.4M
$3.39K ﹤0.01%
505
– –
EXR icon
683
Extra Space Storage
EXR
$32.6B
$3.37K ﹤0.01%
21
– –
ZS icon
684
Zscaler
ZS
$24.9B
$3.32K ﹤0.01%
+15
New +$2.78K
ROST icon
685
Ross Stores
ROST
$81.6B
$3.32K ﹤0.01%
24
– –
ELV icon
686
Elevance Health
ELV
$81.8B
$3.3K ﹤0.01%
7
– –
PBI icon
687
Pitney Bowes
PBI
$2.41B
$3.3K ﹤0.01%
750
– –
DTM icon
688
DT Midstream
DTM
$14B
$3.29K ﹤0.01%
60
-5
-8% -$275
WCN
689
Waste Connections
WCN
$43.6B
$3.28K ﹤0.01%
22
– –
PGF icon
690
Invesco Financial Preferred ETF
PGF
$674M
$3.28K ﹤0.01%
225
– –
MDB icon
691
MongoDB
MDB
$26.2B
$3.27K ﹤0.01%
+8
New +$3.04K
SJM icon
692
J.M. Smucker
SJM
$13.6B
$3.16K ﹤0.01%
+25
New +$2.9K
WAL icon
693
Western Alliance Bancorporation
WAL
$8.89B
$3.16K ﹤0.01%
48
– –
MELI icon
694
Mercado Libre
MELI
$94.9B
$3.14K ﹤0.01%
2
+1
+100% +$1.42K
FCX icon
695
Freeport-McMoran
FCX
$86.1B
$3.11K ﹤0.01%
73
-100
-58% -$3.69K
EL icon
696
Estee Lauder
EL
$30.8B
$3.07K ﹤0.01%
21
– –
DEO icon
697
Diageo
DEO
$49.5B
$3.06K ﹤0.01%
21
– –
VONV icon
698
Vanguard Russell 1000 Value ETF
VONV
$20.6B
$3.05K ﹤0.01%
42
– –
CAH icon
699
Cardinal Health
CAH
$54.2B
$3.02K ﹤0.01%
30
– –
BMRN icon
700
BioMarin Pharmaceuticals
BMRN
$11.9B
$2.99K ﹤0.01%
31
– –
26 27
28
29 30

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Caldwell Sutter Capital's Q4 2023 Portfolio in Review

As of Q4 2023, Caldwell Sutter Capital held 991 positions worth $197M, up 8.9% from $181M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Caldwell Sutter Capital's Q4 2023 filing shows 100 new, 183 increased, 143 reduced and 34 closed positions. Its largest new stake was Nuveen Preferred & Income Opportunities Fund: 33,864 shares worth $229K. The largest sale was Visa, an estimated $498K.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 22% a quarter earlier, followed by Technology and Industrials.

  • Caldwell Sutter Capital's largest Q4 2023 buy was Nuveen Preferred & Income Opportunities Fund: 33,864 shares worth $229K.
  • Caldwell Sutter Capital added most to Seneca Foods Class A in Q4 2023, an estimated $540K increase.
  • Caldwell Sutter Capital's biggest Q4 2023 reduction was Visa, cutting an estimated $498K.
  • Caldwell Sutter Capital fully exited Computer Task Group, Inc. in Q4 2023, selling an estimated $342K.
  • Caldwell Sutter Capital's ten largest holdings make up 22% of its $197M portfolio in Q4 2023.
  • Caldwell Sutter Capital opened 100 new positions and closed 34 in Q4 2023.
  • Caldwell Sutter Capital's portfolio value rose 8.9% quarter-over-quarter to $197M.

Based on Caldwell Sutter Capital's 13F filing for Q4 2023, filed 19 Jan 2024.