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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
+10.95%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$197M
AUM Growth
+$16.1M
Cap. Flow
+$406K
Cap. Flow %
0.21%
Top 10 Hldgs %
22.2%
Holding
991
New
100
Increased
183
Reduced
143
Closed
34

Top Buys

Rank Stock Value
1
SENEA icon
Seneca Foods Class A
SENEA
+$540K
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$393K
3
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$215K
4
VTI icon
Vanguard Total Stock Market ETF
VTI
+$213K
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$203K

Top Sells

Rank Stock Value
1
V icon
Visa
V
+$498K
2
CTG
Computer Task Group, Inc.
CTG
+$342K
3
GOLD
Gold.com Inc
GOLD
+$299K
4
INTG icon
InterGroup Corp
INTG
+$267K
5
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$211K

Sector Composition

Rank Sector Weight
1 Financials 21.87%
2 Technology 13.01%
3 Industrials 12.76%
4 Consumer Staples 7.98%
5 Energy 7.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADSK icon
626
Autodesk
ADSK
$51.8B
$5.11K ﹤0.01%
21
+9
+75% +$1.94K
SYK icon
627
Stryker
SYK
$135B
$5.09K ﹤0.01%
17
– –
CME icon
628
CME Group
CME
$95.4B
$5.05K ﹤0.01%
24
– –
CHTR icon
629
Charter Communications
CHTR
$17.3B
$5.05K ﹤0.01%
13
– –
CCD
630
Calamos Dynamic Convertible & Income Fund
CCD
$678M
$4.95K ﹤0.01%
250
-400
-62% -$7.46K
APTV icon
631
Aptiv
APTV
$12.3B
$4.93K ﹤0.01%
55
– –
SRE icon
632
Sempra
SRE
$58.1B
$4.93K ﹤0.01%
66
– –
MPT
633
Medical Properties Trust
MPT
$2.84B
$4.91K ﹤0.01%
1,000
– –
ODFL icon
634
Old Dominion Freight Line
ODFL
$46.3B
$4.86K ﹤0.01%
24
– –
GTX icon
635
Garrett Motion
GTX
$5.39B
$4.83K ﹤0.01%
500
– –
USFD icon
636
US Foods
USFD
$22.5B
$4.81K ﹤0.01%
106
– –
XBI icon
637
State Street SPDR S&P Biotech ETF
XBI
$10B
$4.73K ﹤0.01%
53
– –
FOLD
638
DELISTED
Amicus Therapeutics
FOLD
$4.68K ﹤0.01%
330
– –
VONG icon
639
Vanguard Russell 1000 Growth ETF
VONG
$41.2B
$4.68K ﹤0.01%
60
– –
PSK icon
640
State Street SPDR ICE Preferred Securities ETF
PSK
$689M
$4.63K ﹤0.01%
138
– –
VSS icon
641
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11B
$4.6K ﹤0.01%
40
– –
VNQI icon
642
Vanguard Global ex-US Real Estate ETF
VNQI
$3.51B
$4.6K ﹤0.01%
108
– –
ATI icon
643
ATI
ATI
$24.3B
$4.55K ﹤0.01%
100
– –
AIG icon
644
American International
AIG
$42.5B
$4.54K ﹤0.01%
67
– –
RELX icon
645
RELX
RELX
$66.8B
$4.52K ﹤0.01%
114
– –
LII icon
646
Lennox International
LII
$15B
$4.47K ﹤0.01%
10
– –
INTU icon
647
Intuit
INTU
$91.1B
$4.38K ﹤0.01%
7
-13
-65% -$7.17K
NOW icon
648
ServiceNow
NOW
$120B
$4.24K ﹤0.01%
30
– –
TRP icon
649
TC Energy
TRP
$70.1B
$4.22K ﹤0.01%
108
– –
LCID icon
650
Lucid Motors
LCID
$3.11B
$4.21K ﹤0.01%
100
– –
24 25
26
27 28

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Caldwell Sutter Capital's Q4 2023 Portfolio in Review

As of Q4 2023, Caldwell Sutter Capital held 991 positions worth $197M, up 8.9% from $181M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Caldwell Sutter Capital's Q4 2023 filing shows 100 new, 183 increased, 143 reduced and 34 closed positions. Its largest new stake was Nuveen Preferred & Income Opportunities Fund: 33,864 shares worth $229K. The largest sale was Visa, an estimated $498K.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 22% a quarter earlier, followed by Technology and Industrials.

  • Caldwell Sutter Capital's largest Q4 2023 buy was Nuveen Preferred & Income Opportunities Fund: 33,864 shares worth $229K.
  • Caldwell Sutter Capital added most to Seneca Foods Class A in Q4 2023, an estimated $540K increase.
  • Caldwell Sutter Capital's biggest Q4 2023 reduction was Visa, cutting an estimated $498K.
  • Caldwell Sutter Capital fully exited Computer Task Group, Inc. in Q4 2023, selling an estimated $342K.
  • Caldwell Sutter Capital's ten largest holdings make up 22% of its $197M portfolio in Q4 2023.
  • Caldwell Sutter Capital opened 100 new positions and closed 34 in Q4 2023.
  • Caldwell Sutter Capital's portfolio value rose 8.9% quarter-over-quarter to $197M.

Based on Caldwell Sutter Capital's 13F filing for Q4 2023, filed 19 Jan 2024.