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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$181M
AUM Growth
-$10.1M
Cap. Flow
-$2.53M
Cap. Flow %
-1.4%
Top 10 Hldgs %
23.14%
Holding
908
New
41
Increased
133
Reduced
140
Closed
17

Top Buys

Rank Stock Value
1
DG icon
Dollar General
DG
+$765K
2
SENEA icon
Seneca Foods Class A
SENEA
+$450K
3
OKE icon
Oneok
OKE
+$320K
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$271K
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$214K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.64M
2
GOLD
Gold.com Inc
GOLD
+$1.18M
3
NHS
Neuberger High Yield Strategies Fund Inc
NHS
+$502K
4
MMP
Magellan Midstream Partners, L.P.
MMP
+$470K
5
CVS icon
CVS Health
CVS
+$286K

Sector Composition

Rank Sector Weight
1 Financials 21.51%
2 Technology 12.44%
3 Industrials 12.39%
4 Energy 8.35%
5 Consumer Staples 8.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FANG icon
626
Diamondback Energy
FANG
$54B
$4.18K ﹤0.01%
27
– –
IQV icon
627
IQVIA
IQV
$37.6B
$4.13K ﹤0.01%
21
– –
HDB icon
628
HDFC Bank
HDB
$123B
$4.13K ﹤0.01%
140
– –
ATI icon
629
ATI
ATI
$27.3B
$4.12K ﹤0.01%
100
– –
VONG icon
630
Vanguard Russell 1000 Growth ETF
VONG
$44.9B
$4.11K ﹤0.01%
60
– –
SRT
631
DELISTED
Startek Inc.
SRT
$4.06K ﹤0.01%
1,250
– –
AIG icon
632
American International
AIG
$42.1B
$4.06K ﹤0.01%
67
– –
WPM icon
633
Wheaton Precious Metals
WPM
$52.4B
$4.05K ﹤0.01%
100
– –
FOLD
634
DELISTED
Amicus Therapeutics
FOLD
$4.01K ﹤0.01%
330
– –
CNI icon
635
Canadian National Railway
CNI
$77B
$4.01K ﹤0.01%
37
– –
FDX icon
636
FedEx
FDX
$74.1B
$3.97K ﹤0.01%
15
– –
GTX icon
637
Garrett Motion
GTX
$5.86B
$3.94K ﹤0.01%
500
– –
SIVR icon
638
abrdn Physical Silver Shares ETF
SIVR
$4.13B
$3.93K ﹤0.01%
185
– –
EMB icon
639
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
$3.88K ﹤0.01%
+47
New +$4.01K
XBI icon
640
State Street SPDR S&P Biotech ETF
XBI
$9.92B
$3.87K ﹤0.01%
53
– –
RELX icon
641
RELX
RELX
$64.2B
$3.84K ﹤0.01%
114
– –
SNY icon
642
Sanofi
SNY
$102B
$3.75K ﹤0.01%
70
-20
-22% -$1.07K
LII icon
643
Lennox International
LII
$15.4B
$3.74K ﹤0.01%
10
– –
TRP icon
644
TC Energy
TRP
$68.1B
$3.72K ﹤0.01%
108
– –
SPWR
645
DELISTED
SunPower Corporation Common Stock
SPWR
$3.7K ﹤0.01%
600
– –
SLQD icon
646
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.38B
$3.6K ﹤0.01%
75
– –
IFN
647
Aberdeen India Fund
IFN
$506M
$3.48K ﹤0.01%
200
– –
ITW icon
648
Illinois Tool Works
ITW
$84.9B
$3.46K ﹤0.01%
15
– –
DTM icon
649
DT Midstream
DTM
$13.8B
$3.44K ﹤0.01%
65
-50
-43% -$2.61K
HSBC icon
650
HSBC
HSBC
$364B
$3.43K ﹤0.01%
87
– –
24 25
26
27 28

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HA
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DB
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HWM
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FPW
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EPIM
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ZEP
Zeno Equity Partners London, United Kingdom $246M AUM 5.07% 1-Year Est. Return

Caldwell Sutter Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Caldwell Sutter Capital held 908 positions worth $181M, down 5.3% from $191M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Caldwell Sutter Capital's Q3 2023 filing shows 41 new, 133 increased, 140 reduced and 17 closed positions. Its largest new stake was Unity: 2,160 shares worth $67.8K. The largest sale was Apple, an estimated $1.64M.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 21% a quarter earlier, followed by Technology and Industrials.

  • Caldwell Sutter Capital's largest Q3 2023 buy was Unity: 2,160 shares worth $67.8K.
  • Caldwell Sutter Capital added most to Dollar General in Q3 2023, an estimated $765K increase.
  • Caldwell Sutter Capital's biggest Q3 2023 reduction was Apple, cutting an estimated $1.64M.
  • Caldwell Sutter Capital fully exited Neuberger High Yield Strategies Fund Inc in Q3 2023, selling an estimated $502K.
  • Caldwell Sutter Capital's ten largest holdings make up 23% of its $181M portfolio in Q3 2023.
  • Caldwell Sutter Capital opened 41 new positions and closed 17 in Q3 2023.
  • Caldwell Sutter Capital's portfolio value fell 5.3% quarter-over-quarter to $181M.

Based on Caldwell Sutter Capital's 13F filing for Q3 2023, filed 25 Oct 2023.