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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$181M
AUM Growth
-$10.1M
Cap. Flow
-$2.53M
Cap. Flow %
-1.4%
Top 10 Hldgs %
23.14%
Holding
908
New
41
Increased
133
Reduced
140
Closed
17

Top Buys

Rank Stock Value
1
DG icon
Dollar General
DG
+$765K
2
SENEA icon
Seneca Foods Class A
SENEA
+$450K
3
OKE icon
Oneok
OKE
+$320K
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$271K
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$214K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.64M
2
GOLD
Gold.com Inc
GOLD
+$1.18M
3
NHS
Neuberger High Yield Strategies Fund Inc
NHS
+$502K
4
MMP
Magellan Midstream Partners, L.P.
MMP
+$470K
5
CVS icon
CVS Health
CVS
+$286K

Sector Composition

Rank Sector Weight
1 Financials 21.51%
2 Technology 12.44%
3 Industrials 12.39%
4 Energy 8.35%
5 Consumer Staples 8.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TT icon
601
Trane Technologies
TT
$104B
$5.07K ﹤0.01%
25
– –
COF icon
602
Capital One
COF
$136B
$5.05K ﹤0.01%
52
– –
ASX icon
603
ASE Group
ASX
$85.1B
$5.01K ﹤0.01%
666
– –
ODFL icon
604
Old Dominion Freight Line
ODFL
$45.6B
$4.91K ﹤0.01%
24
– –
IJR icon
605
iShares Core S&P Small-Cap ETF
IJR
$113B
$4.91K ﹤0.01%
52
– –
EVLV icon
606
Evolv Technologies
EVLV
$1.08B
$4.86K ﹤0.01%
+1,000
New +$6.16K
BIV icon
607
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$4.84K ﹤0.01%
67
– –
ROP icon
608
Roper Technologies
ROP
$38.8B
$4.84K ﹤0.01%
10
– –
BHP icon
609
BHP
BHP
$222B
$4.83K ﹤0.01%
85
– –
CME icon
610
CME Group
CME
$94.4B
$4.8K ﹤0.01%
24
– –
PHO icon
611
Invesco Water Resources ETF
PHO
$2.08B
$4.79K ﹤0.01%
90
– –
GOVT icon
612
iShares US Treasury Bond ETF
GOVT
$43.6B
$4.78K ﹤0.01%
+217
New +$4.88K
SYK icon
613
Stryker
SYK
$129B
$4.65K ﹤0.01%
17
– –
WY icon
614
Weyerhaeuser
WY
$18.6B
$4.57K ﹤0.01%
149
-83
-36% -$2.73K
SRE icon
615
Sempra
SRE
$56.6B
$4.49K ﹤0.01%
66
– –
PSK icon
616
State Street SPDR ICE Preferred Securities ETF
PSK
$688M
$4.48K ﹤0.01%
138
– –
RARE icon
617
Ultragenyx Pharmaceutical
RARE
$2.54B
$4.38K ﹤0.01%
123
– –
ARKK icon
618
ARK Innovation ETF
ARKK
$6.09B
$4.28K ﹤0.01%
108
-50
-32% -$2.2K
SNOW icon
619
Snowflake
SNOW
$110B
$4.28K ﹤0.01%
28
+3
+12% +$488
CFG icon
620
Citizens Financial Group
CFG
$31.1B
$4.26K ﹤0.01%
159
– –
VSS icon
621
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.6B
$4.25K ﹤0.01%
40
– –
VRTV
622
DELISTED
VERITIV CORPORATION
VRTV
$4.22K ﹤0.01%
25
– –
USFD icon
623
US Foods
USFD
$21.8B
$4.21K ﹤0.01%
106
– –
VNQI icon
624
Vanguard Global ex-US Real Estate ETF
VNQI
$3.53B
$4.2K ﹤0.01%
108
– –
CRWD icon
625
CrowdStrike
CRWD
$215B
$4.18K ﹤0.01%
100
– –
23 24
25
26 27

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DB
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HWM
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FPW
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EPIM
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ZEP
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Caldwell Sutter Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Caldwell Sutter Capital held 908 positions worth $181M, down 5.3% from $191M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Caldwell Sutter Capital's Q3 2023 filing shows 41 new, 133 increased, 140 reduced and 17 closed positions. Its largest new stake was Unity: 2,160 shares worth $67.8K. The largest sale was Apple, an estimated $1.64M.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 21% a quarter earlier, followed by Technology and Industrials.

  • Caldwell Sutter Capital's largest Q3 2023 buy was Unity: 2,160 shares worth $67.8K.
  • Caldwell Sutter Capital added most to Dollar General in Q3 2023, an estimated $765K increase.
  • Caldwell Sutter Capital's biggest Q3 2023 reduction was Apple, cutting an estimated $1.64M.
  • Caldwell Sutter Capital fully exited Neuberger High Yield Strategies Fund Inc in Q3 2023, selling an estimated $502K.
  • Caldwell Sutter Capital's ten largest holdings make up 23% of its $181M portfolio in Q3 2023.
  • Caldwell Sutter Capital opened 41 new positions and closed 17 in Q3 2023.
  • Caldwell Sutter Capital's portfolio value fell 5.3% quarter-over-quarter to $181M.

Based on Caldwell Sutter Capital's 13F filing for Q3 2023, filed 25 Oct 2023.