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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$181M
AUM Growth
-$10.1M
Cap. Flow
-$2.53M
Cap. Flow %
-1.4%
Top 10 Hldgs %
23.14%
Holding
908
New
41
Increased
133
Reduced
140
Closed
17

Top Buys

Rank Stock Value
1
DG icon
Dollar General
DG
+$765K
2
SENEA icon
Seneca Foods Class A
SENEA
+$450K
3
OKE icon
Oneok
OKE
+$320K
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$271K
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$214K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.64M
2
GOLD
Gold.com Inc
GOLD
+$1.18M
3
NHS
Neuberger High Yield Strategies Fund Inc
NHS
+$502K
4
MMP
Magellan Midstream Partners, L.P.
MMP
+$470K
5
CVS icon
CVS Health
CVS
+$286K

Sector Composition

Rank Sector Weight
1 Financials 21.51%
2 Technology 12.44%
3 Industrials 12.39%
4 Energy 8.35%
5 Consumer Staples 8.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMXC icon
576
iShares MSCI Emerging Markets ex China ETF
EMXC
$24.3B
$6.18K ﹤0.01%
124
– –
PZZA icon
577
Papa John's
PZZA
$1.01B
$6.14K ﹤0.01%
90
– –
RIVN icon
578
Rivian
RIVN
$22.8B
$6.12K ﹤0.01%
252
-50
-17% -$1.17K
EWL icon
579
iShares MSCI Switzerland ETF
EWL
$2.21B
$6.1K ﹤0.01%
140
– –
NVR icon
580
NVR
NVR
$16.8B
$5.96K ﹤0.01%
1
– –
VLO icon
581
Valero Energy
VLO
$88.9B
$5.95K ﹤0.01%
42
– –
IQDF icon
582
FlexShares International Quality Dividend Index Fund
IQDF
$1.17B
$5.77K ﹤0.01%
271
– –
COR icon
583
Cencora
COR
$59.6B
$5.76K ﹤0.01%
32
– –
CHTR icon
584
Charter Communications
CHTR
$18.3B
$5.72K ﹤0.01%
13
– –
LCID icon
585
Lucid Motors
LCID
$3.04B
$5.59K ﹤0.01%
100
– –
ACN icon
586
Accenture
ACN
$104B
$5.53K ﹤0.01%
18
– –
OMC icon
587
Omnicom Group
OMC
$22.4B
$5.51K ﹤0.01%
74
+6
+9% +$495
CUZ icon
588
Cousins Properties
CUZ
$5.09B
$5.5K ﹤0.01%
270
– –
CEG icon
589
Constellation Energy
CEG
$95.4B
$5.45K ﹤0.01%
50
-36
-42% -$3.71K
MPT
590
Medical Properties Trust
MPT
$2.78B
$5.45K ﹤0.01%
1,000
– –
TPCS icon
591
TechPrecision Corp
TPCS
$47.3M
$5.45K ﹤0.01%
+750
New +$5.45K
APTV icon
592
Aptiv
APTV
$10.1B
$5.42K ﹤0.01%
55
– –
CC icon
593
Chemours
CC
$2.7B
$5.39K ﹤0.01%
192
-22
-10% -$755
VTR icon
594
Ventas
VTR
$46.6B
$5.22K ﹤0.01%
124
– –
MUFG icon
595
Mitsubishi UFJ Financial
MUFG
$246B
$5.17K ﹤0.01%
609
– –
TJX icon
596
TJX Companies
TJX
$174B
$5.16K ﹤0.01%
58
– –
EXPE icon
597
Expedia Group
EXPE
$37.5B
$5.15K ﹤0.01%
50
– –
DFAT icon
598
Dimensional US Targeted Value ETF
DFAT
$14.9B
$5.12K ﹤0.01%
112
– –
PHM icon
599
Pultegroup
PHM
$25.1B
$5.11K ﹤0.01%
69
– –
AZO icon
600
AutoZone
AZO
$49.4B
$5.08K ﹤0.01%
2
– –
22 23
24
25 26

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HA
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DB
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HWM
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EPIM
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ZEP
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NTCM
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Caldwell Sutter Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Caldwell Sutter Capital held 908 positions worth $181M, down 5.3% from $191M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Caldwell Sutter Capital's Q3 2023 filing shows 41 new, 133 increased, 140 reduced and 17 closed positions. Its largest new stake was Unity: 2,160 shares worth $67.8K. The largest sale was Apple, an estimated $1.64M.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 21% a quarter earlier, followed by Technology and Industrials.

  • Caldwell Sutter Capital's largest Q3 2023 buy was Unity: 2,160 shares worth $67.8K.
  • Caldwell Sutter Capital added most to Dollar General in Q3 2023, an estimated $765K increase.
  • Caldwell Sutter Capital's biggest Q3 2023 reduction was Apple, cutting an estimated $1.64M.
  • Caldwell Sutter Capital fully exited Neuberger High Yield Strategies Fund Inc in Q3 2023, selling an estimated $502K.
  • Caldwell Sutter Capital's ten largest holdings make up 23% of its $181M portfolio in Q3 2023.
  • Caldwell Sutter Capital opened 41 new positions and closed 17 in Q3 2023.
  • Caldwell Sutter Capital's portfolio value fell 5.3% quarter-over-quarter to $181M.

Based on Caldwell Sutter Capital's 13F filing for Q3 2023, filed 25 Oct 2023.