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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$181M
AUM Growth
-$10.1M
Cap. Flow
-$2.53M
Cap. Flow %
-1.4%
Top 10 Hldgs %
23.14%
Holding
908
New
41
Increased
133
Reduced
140
Closed
17

Top Buys

Rank Stock Value
1
DG icon
Dollar General
DG
+$765K
2
SENEA icon
Seneca Foods Class A
SENEA
+$450K
3
OKE icon
Oneok
OKE
+$320K
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$271K
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$214K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.64M
2
GOLD
Gold.com Inc
GOLD
+$1.18M
3
NHS
Neuberger High Yield Strategies Fund Inc
NHS
+$502K
4
MMP
Magellan Midstream Partners, L.P.
MMP
+$470K
5
CVS icon
CVS Health
CVS
+$286K

Sector Composition

Rank Sector Weight
1 Financials 21.51%
2 Technology 12.44%
3 Industrials 12.39%
4 Energy 8.35%
5 Consumer Staples 8.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPLV icon
551
Invesco S&P 500 Low Volatility ETF
SPLV
$7.23B
$8.17K ﹤0.01%
+139
New +$8.59K
USTB icon
552
Victory Portfolios II VictoryShares Short-Term Bond ETF
USTB
$2.33B
$8.12K ﹤0.01%
166
– –
WEC icon
553
WEC Energy
WEC
$35.6B
$8.05K ﹤0.01%
100
– –
IGLB icon
554
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.85B
$7.87K ﹤0.01%
167
+75
+82% +$3.72K
USHY icon
555
iShares Broad USD High Yield Corporate Bond ETF
USHY
$28.6B
$7.74K ﹤0.01%
223
– –
CTAS icon
556
Cintas
CTAS
$81.5B
$7.7K ﹤0.01%
64
– –
VRTX icon
557
Vertex Pharmaceuticals
VRTX
$121B
$7.65K ﹤0.01%
22
– –
QS icon
558
QuantumScape Corp
QS
$3.5B
$7.53K ﹤0.01%
1,125
– –
IWO icon
559
iShares Russell 2000 Growth ETF
IWO
$15B
$7.4K ﹤0.01%
33
– –
TTE icon
560
TotalEnergies
TTE
$189B
$7.3K ﹤0.01%
111
– –
BSV icon
561
Vanguard Short-Term Bond ETF
BSV
$44.6B
$7.29K ﹤0.01%
97
– –
RSP icon
562
Invesco S&P 500 Equal Weight ETF
RSP
$99.5B
$7.23K ﹤0.01%
51
– –
OGN icon
563
Organon & Co
OGN
$3.56B
$7.03K ﹤0.01%
405
-341
-46% -$7.11K
IWS icon
564
iShares Russell Mid-Cap Value ETF
IWS
$16B
$6.78K ﹤0.01%
65
– –
SGHT icon
565
Sight Sciences
SGHT
$307M
$6.74K ﹤0.01%
+2,000
New +$13.1K
EFAV icon
566
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.42B
$6.72K ﹤0.01%
+103
New +$6.92K
SYY icon
567
Sysco
SYY
$39.6B
$6.61K ﹤0.01%
100
– –
MCK icon
568
McKesson
MCK
$97.2B
$6.52K ﹤0.01%
15
– –
IWN icon
569
iShares Russell 2000 Value ETF
IWN
$14.7B
$6.51K ﹤0.01%
48
– –
ACH
570
Accendra Health
ACH
$225M
$6.46K ﹤0.01%
400
– –
IGR
571
CBRE Global Real Estate Income Fund
IGR
$709M
$6.46K ﹤0.01%
1,436
– –
FCX icon
572
Freeport-McMoran
FCX
$96.7B
$6.45K ﹤0.01%
173
– –
VOE icon
573
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24B
$6.42K ﹤0.01%
49
– –
TDC icon
574
Teradata
TDC
$3.24B
$6.3K ﹤0.01%
140
– –
ASIX icon
575
AdvanSix
ASIX
$546M
$6.22K ﹤0.01%
200
– –
21 22
23
24 25

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DB
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HWM
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EPIM
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ZEP
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NTCM
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Caldwell Sutter Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Caldwell Sutter Capital held 908 positions worth $181M, down 5.3% from $191M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Caldwell Sutter Capital's Q3 2023 filing shows 41 new, 133 increased, 140 reduced and 17 closed positions. Its largest new stake was Unity: 2,160 shares worth $67.8K. The largest sale was Apple, an estimated $1.64M.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 21% a quarter earlier, followed by Technology and Industrials.

  • Caldwell Sutter Capital's largest Q3 2023 buy was Unity: 2,160 shares worth $67.8K.
  • Caldwell Sutter Capital added most to Dollar General in Q3 2023, an estimated $765K increase.
  • Caldwell Sutter Capital's biggest Q3 2023 reduction was Apple, cutting an estimated $1.64M.
  • Caldwell Sutter Capital fully exited Neuberger High Yield Strategies Fund Inc in Q3 2023, selling an estimated $502K.
  • Caldwell Sutter Capital's ten largest holdings make up 23% of its $181M portfolio in Q3 2023.
  • Caldwell Sutter Capital opened 41 new positions and closed 17 in Q3 2023.
  • Caldwell Sutter Capital's portfolio value fell 5.3% quarter-over-quarter to $181M.

Based on Caldwell Sutter Capital's 13F filing for Q3 2023, filed 25 Oct 2023.