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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
+1.71%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$137M
AUM Growth
+$23.8M
Cap. Flow
+$24.7M
Cap. Flow %
18.01%
Top 10 Hldgs %
29.14%
Holding
570
New
253
Increased
134
Reduced
21
Closed
4

Top Buys

Rank Stock Value
1
MSA icon
Mine Safety
MSA
+$1.01M
2
KNTK icon
Kinetik
KNTK
+$675K
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$625K
4
XOM icon
ExxonMobil
XOM
+$616K
5
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$461K

Top Sells

Rank Stock Value
1
NEOG icon
Neogen
NEOG
+$662K
2
O icon
Realty Income
O
+$344K
3
VRTX icon
Vertex Pharmaceuticals
VRTX
+$149K
4
MPLX icon
MPLX
MPLX
+$131K
5
KEYS icon
Keysight
KEYS
+$84.9K

Sector Composition

Rank Sector Weight
1 Financials 24.7%
2 Technology 13.59%
3 Industrials 10.7%
4 Consumer Staples 8.84%
5 Real Estate 8.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
URI icon
551
United Rentals
URI
$67.9B
$396 ﹤0.01%
+1
New +$420
ROL icon
552
Rollins
ROL
$18.8B
$375 ﹤0.01%
+10
New +$361
PINS icon
553
Pinterest
PINS
$13.6B
$273 ﹤0.01%
+10
New +$259
EL icon
554
Estee Lauder
EL
$30.7B
$246 ﹤0.01%
+1
New +$254
IQDF icon
555
FlexShares International Quality Dividend Index Fund
IQDF
$1.13B
$243 ﹤0.01%
+11
New +$241
OLED icon
556
Universal Display
OLED
$3.85B
$155 ﹤0.01%
+1
New +$134
SURF
557
DELISTED
Surface Oncology, Inc. Common Stock
SURF
$140 ﹤0.01%
+200
New +$162
HYZN
558
DELISTED
Hyzon Motors Inc. Class A Common Stock
HYZN
$82 ﹤0.01%
2
– –
AVTA
559
DELISTED
Avantax, Inc. Common Stock
AVTA
$53 ﹤0.01%
2
– –
AGO icon
560
Assured Guaranty
AGO
$3.79B
$50 ﹤0.01%
+1
New +$58
WKHS icon
561
Workhorse Group
WKHS
$32.4M
– –
0
– –
OVLY icon
562
Oak Valley Bancorp
OVLY
$289M
$24 ﹤0.01%
+1
New +$25
GNLN icon
563
Greenlane Holdings
GNLN
$1.13M
– –
0
– –
TTNP
564
DELISTED
Titan Pharmaceuticals
TTNP
– –
0
– –
BCLI
565
DELISTED
BRAINSTORM CELL THERAPUTC
BCLI
$0 ﹤0.01%
+10,467
New +$304K
MPLX icon
566
MPLX
MPLX
$60.1B
– –
-4,000
Closed -$131K
NVAX icon
567
Novavax
NVAX
$1.21B
– –
-1,400
Closed -$14.4K
UMPQ
568
DELISTED
Umpqua Holdings Corp
UMPQ
– –
-1,714
Closed -$30.6K
SMIT
569
DELISTED
Schmitt Industries Inc
SMIT
– –
-270
Closed -$82
ECTY
570
DELISTED
ECOTALITY INC COMMON STOCK (NV)
ECTY
$0 ﹤0.01%
+4,000
New –
19 20 21 22
23

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Caldwell Sutter Capital's Q1 2023 Portfolio in Review

As of Q1 2023, Caldwell Sutter Capital held 570 positions worth $137M, up 21% from $113M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Caldwell Sutter Capital deployed $24.7M of net new capital in Q1 2023, opening 253 new positions and adding to 134 existing holdings. Its largest new stake was PIMCO Active Bond Exchange-Traded Fund: 4,986 shares worth $462K.

By sector, the portfolio is most concentrated in Financials at 25% of assets, down from 29% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Neogen, an estimated $662K trimmed.

  • Caldwell Sutter Capital's largest Q1 2023 buy was PIMCO Active Bond Exchange-Traded Fund: 4,986 shares worth $462K.
  • Caldwell Sutter Capital added most to Mine Safety in Q1 2023, an estimated $1.01M increase.
  • Caldwell Sutter Capital's biggest Q1 2023 reduction was Neogen, cutting an estimated $662K.
  • Caldwell Sutter Capital fully exited MPLX in Q1 2023, selling an estimated $131K.
  • Caldwell Sutter Capital's ten largest holdings make up 29% of its $137M portfolio in Q1 2023.
  • Caldwell Sutter Capital opened 253 new positions and closed 4 in Q1 2023.
  • Caldwell Sutter Capital's portfolio value rose 21% quarter-over-quarter to $137M.

Based on Caldwell Sutter Capital's 13F filing for Q1 2023, filed 25 Apr 2023.