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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$181M
AUM Growth
-$10.1M
Cap. Flow
-$2.53M
Cap. Flow %
-1.4%
Top 10 Hldgs %
23.14%
Holding
908
New
41
Increased
133
Reduced
140
Closed
17

Top Buys

Rank Stock Value
1
DG icon
Dollar General
DG
+$765K
2
SENEA icon
Seneca Foods Class A
SENEA
+$450K
3
OKE icon
Oneok
OKE
+$320K
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$271K
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$214K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.64M
2
GOLD
Gold.com Inc
GOLD
+$1.18M
3
NHS
Neuberger High Yield Strategies Fund Inc
NHS
+$502K
4
MMP
Magellan Midstream Partners, L.P.
MMP
+$470K
5
CVS icon
CVS Health
CVS
+$286K

Sector Composition

Rank Sector Weight
1 Financials 21.51%
2 Technology 12.44%
3 Industrials 12.39%
4 Energy 8.35%
5 Consumer Staples 8.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INTU icon
526
Intuit
INTU
$88.5B
$10.2K 0.01%
20
– –
CWB icon
527
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.77B
$10.2K 0.01%
150
– –
ELAN icon
528
Elanco Animal Health
ELAN
$12.8B
$10K 0.01%
892
– –
EFT
529
Eaton Vance Floating-Rate Income Trust
EFT
$285M
$10K 0.01%
812
– –
FITB
530
Fifth Third Bancorp
FITB
$52.4B
$9.98K 0.01%
394
– –
AMD icon
531
Advanced Micro Devices
AMD
$846B
$9.87K 0.01%
96
– –
EXC icon
532
Exelon
EXC
$47.2B
$9.86K 0.01%
261
– –
BERY
533
DELISTED
Berry Global Group, Inc.
BERY
$9.84K 0.01%
173
– –
URI icon
534
United Rentals
URI
$71.6B
$9.78K 0.01%
22
– –
AZN icon
535
AstraZeneca
AZN
$241B
$9.68K 0.01%
72
– –
CLDX icon
536
Celldex Therapeutics
CLDX
$3.07B
$9.63K 0.01%
350
– –
TLH icon
537
iShares 10-20 Year Treasury Bond ETF
TLH
$10.9B
$9.36K 0.01%
95
– –
IWP icon
538
iShares Russell Mid-Cap Growth ETF
IWP
$20.6B
$9.32K 0.01%
102
– –
CCF
539
DELISTED
Chase Corporation
CCF
$9.29K 0.01%
73
+8
+12% +$1K
GDX icon
540
VanEck Gold Miners ETF
GDX
$23.8B
$9.2K 0.01%
342
– –
IJS icon
541
iShares S&P Small-Cap 600 Value ETF
IJS
$8.41B
$9.1K 0.01%
102
– –
NCA icon
542
Nuveen California Municipal Value Fund
NCA
$300M
$9.03K 0.01%
1,100
– –
MRO
543
DELISTED
Marathon Oil Corporation
MRO
$9.02K 0.01%
337
– –
BIIB icon
544
Biogen
BIIB
$30.8B
$8.74K ﹤0.01%
34
– –
VMBS icon
545
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.5B
$8.71K ﹤0.01%
199
– –
HRB icon
546
H&R Block
HRB
$5.84B
$8.61K ﹤0.01%
200
– –
IXC icon
547
iShares Global Energy ETF
IXC
$2.8B
$8.58K ﹤0.01%
208
+13
+7% +$516
ETN icon
548
Eaton
ETN
$173B
$8.53K ﹤0.01%
40
– –
TSM icon
549
TSMC
TSM
$2.16T
$8.52K ﹤0.01%
98
– –
ROKU icon
550
Roku
ROKU
$21.9B
$8.47K ﹤0.01%
120
– –
20 21
22
23 24

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HA
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DB
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HWM
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EPIM
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ZEP
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NTCM
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Caldwell Sutter Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Caldwell Sutter Capital held 908 positions worth $181M, down 5.3% from $191M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Caldwell Sutter Capital's Q3 2023 filing shows 41 new, 133 increased, 140 reduced and 17 closed positions. Its largest new stake was Unity: 2,160 shares worth $67.8K. The largest sale was Apple, an estimated $1.64M.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 21% a quarter earlier, followed by Technology and Industrials.

  • Caldwell Sutter Capital's largest Q3 2023 buy was Unity: 2,160 shares worth $67.8K.
  • Caldwell Sutter Capital added most to Dollar General in Q3 2023, an estimated $765K increase.
  • Caldwell Sutter Capital's biggest Q3 2023 reduction was Apple, cutting an estimated $1.64M.
  • Caldwell Sutter Capital fully exited Neuberger High Yield Strategies Fund Inc in Q3 2023, selling an estimated $502K.
  • Caldwell Sutter Capital's ten largest holdings make up 23% of its $181M portfolio in Q3 2023.
  • Caldwell Sutter Capital opened 41 new positions and closed 17 in Q3 2023.
  • Caldwell Sutter Capital's portfolio value fell 5.3% quarter-over-quarter to $181M.

Based on Caldwell Sutter Capital's 13F filing for Q3 2023, filed 25 Oct 2023.