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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$181M
AUM Growth
-$10.1M
Cap. Flow
-$2.53M
Cap. Flow %
-1.4%
Top 10 Hldgs %
23.14%
Holding
908
New
41
Increased
133
Reduced
140
Closed
17

Top Buys

Rank Stock Value
1
DG icon
Dollar General
DG
+$765K
2
SENEA icon
Seneca Foods Class A
SENEA
+$450K
3
OKE icon
Oneok
OKE
+$320K
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$271K
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$214K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.64M
2
GOLD
Gold.com Inc
GOLD
+$1.18M
3
NHS
Neuberger High Yield Strategies Fund Inc
NHS
+$502K
4
MMP
Magellan Midstream Partners, L.P.
MMP
+$470K
5
CVS icon
CVS Health
CVS
+$286K

Sector Composition

Rank Sector Weight
1 Financials 21.51%
2 Technology 12.44%
3 Industrials 12.39%
4 Energy 8.35%
5 Consumer Staples 8.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PARA
501
DELISTED
Paramount Global Class B
PARA
$12.2K 0.01%
944
-35
-4% -$518
CCD
502
Calamos Dynamic Convertible & Income Fund
CCD
$736M
$12.1K 0.01%
650
– –
VOD icon
503
Vodafone
VOD
$36.3B
$12.1K 0.01%
1,276
– –
YUMC icon
504
Yum China
YUMC
$16.4B
$12K 0.01%
215
– –
AMBA icon
505
Ambarella
AMBA
$3.61B
$11.9K 0.01%
225
– –
KHC icon
506
Kraft Heinz
KHC
$31.6B
$11.5K 0.01%
342
– –
BAB icon
507
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
$11.4K 0.01%
450
– –
SEE
508
DELISTED
Sealed Air
SEE
$11.4K 0.01%
346
– –
SLVM icon
509
Sylvamo
SLVM
$1.56B
$11.3K 0.01%
256
-151
-37% -$6.49K
ON icon
510
ON Semiconductor
ON
$31.4B
$11.2K 0.01%
121
– –
IUSG icon
511
iShares Core S&P US Growth ETF
IUSG
$33.5B
$11.2K 0.01%
118
– –
IJH icon
512
iShares Core S&P Mid-Cap ETF
IJH
$126B
$11K 0.01%
220
– –
VTIP icon
513
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$10.9K 0.01%
231
+121
+110% +$5.72K
EWT icon
514
iShares MSCI Taiwan ETF
EWT
$10.6B
$10.9K 0.01%
245
– –
EEMA icon
515
iShares MSCI Emerging Markets Asia ETF
EEMA
$858M
$10.9K 0.01%
173
+82
+90% +$5.41K
ESGV icon
516
Vanguard ESG US Stock ETF
ESGV
$13.6B
$10.8K 0.01%
143
+12
+9% +$942
BX icon
517
Blackstone
BX
$110B
$10.7K 0.01%
100
– –
EWA icon
518
iShares MSCI Australia ETF
EWA
$1.44B
$10.7K 0.01%
498
+224
+82% +$4.99K
SII
519
Sprott
SII
$2.7B
$10.7K 0.01%
350
– –
FWONK icon
520
Liberty Media Series C
FWONK
$24.2B
$10.7K 0.01%
171
-6
-3% -$412
BSX icon
521
Boston Scientific
BSX
$71.1B
$10.6K 0.01%
200
– –
NS
522
DELISTED
NuStar Energy L.P.
NS
$10.5K 0.01%
604
-132
-18% -$2.25K
FV icon
523
First Trust Dorsey Wright Focus 5 ETF
FV
$3.75B
$10.4K 0.01%
235
– –
DFIN icon
524
Donnelley Financial Solutions
DFIN
$1.22B
$10.3K 0.01%
183
– –
EBAY icon
525
eBay
EBAY
$48.7B
$10.3K 0.01%
233
-100
-30% -$4.46K
19 20
21
22 23

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HA
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DB
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HWM
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EPIM
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ZEP
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NTCM
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Caldwell Sutter Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Caldwell Sutter Capital held 908 positions worth $181M, down 5.3% from $191M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Caldwell Sutter Capital's Q3 2023 filing shows 41 new, 133 increased, 140 reduced and 17 closed positions. Its largest new stake was Unity: 2,160 shares worth $67.8K. The largest sale was Apple, an estimated $1.64M.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 21% a quarter earlier, followed by Technology and Industrials.

  • Caldwell Sutter Capital's largest Q3 2023 buy was Unity: 2,160 shares worth $67.8K.
  • Caldwell Sutter Capital added most to Dollar General in Q3 2023, an estimated $765K increase.
  • Caldwell Sutter Capital's biggest Q3 2023 reduction was Apple, cutting an estimated $1.64M.
  • Caldwell Sutter Capital fully exited Neuberger High Yield Strategies Fund Inc in Q3 2023, selling an estimated $502K.
  • Caldwell Sutter Capital's ten largest holdings make up 23% of its $181M portfolio in Q3 2023.
  • Caldwell Sutter Capital opened 41 new positions and closed 17 in Q3 2023.
  • Caldwell Sutter Capital's portfolio value fell 5.3% quarter-over-quarter to $181M.

Based on Caldwell Sutter Capital's 13F filing for Q3 2023, filed 25 Oct 2023.