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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
+10.95%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$197M
AUM Growth
+$16.1M
Cap. Flow
+$406K
Cap. Flow %
0.21%
Top 10 Hldgs %
22.2%
Holding
991
New
100
Increased
183
Reduced
143
Closed
34

Top Buys

Rank Stock Value
1
SENEA icon
Seneca Foods Class A
SENEA
+$540K
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$393K
3
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$215K
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$213K
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$203K

Top Sells

Rank Stock Value
1
V icon
Visa
V
+$498K
2
CTG
Computer Task Group, Inc.
CTG
+$342K
3
GOLD
Gold.com Inc
GOLD
+$299K
4
INTG icon
InterGroup Corp
INTG
+$267K
5
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$211K

Sector Composition

Rank Sector Weight
1 Financials 21.87%
2 Technology 13.01%
3 Industrials 12.76%
4 Consumer Staples 7.98%
5 Energy 7.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZTS icon
476
Zoetis
ZTS
$32.7B
$18.2K 0.01%
92
– –
PDBC icon
477
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.38B
$18K 0.01%
1,350
– –
GVI icon
478
iShares Intermediate Government/Credit Bond ETF
GVI
$3.78B
$17.8K 0.01%
170
– –
ICOW icon
479
Pacer Developed Markets International Cash Cows 100 ETF
ICOW
$1.8B
$17.8K 0.01%
+570
New +$17K
SPTM icon
480
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$13.3B
$17.8K 0.01%
304
– –
AZIO
481
Azio AI Holdings
AZIO
$24M
$17.7K 0.01%
1,305
– –
PYPL icon
482
PayPal
PYPL
$49.9B
$17.5K 0.01%
285
-10
-3% -$573
BTI icon
483
British American Tobacco
BTI
$136B
$17.4K 0.01%
594
– –
MFC icon
484
Manulife Financial
MFC
$73B
$17.4K 0.01%
786
+648
+470% +$12.4K
CAG icon
485
Conagra Brands
CAG
$7.42B
$17.2K 0.01%
600
– –
SPSB icon
486
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
$17.2K 0.01%
577
– –
FLRN icon
487
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.07B
$17.2K 0.01%
561
– –
ICF icon
488
iShares Select U.S. REIT ETF
ICF
$2.13B
$17K 0.01%
290
– –
BEP icon
489
Brookfield Renewable
BEP
$9.6B
$17K 0.01%
646
-345
-35% -$8.17K
BBDC icon
490
Barings BDC
BBDC
$869M
$16.8K 0.01%
1,958
– –
ACWV icon
491
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.34B
$16.3K 0.01%
162
– –
VCIT icon
492
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
$16.3K 0.01%
200
+5
+3% +$386
AEHR icon
493
Aehr Test Systems
AEHR
$2.13B
$15.9K 0.01%
+600
New +$17.5K
REZI icon
494
Resideo Technologies
REZI
$5.4B
$15.7K 0.01%
833
– –
YLDE icon
495
ClearBridge Dividend Strategy ESG ETF
YLDE
$170M
$15.6K 0.01%
+352
New +$14.7K
EQL icon
496
ALPS Equal Sector Weight ETF
EQL
$752M
$15.3K 0.01%
+420
New +$14.4K
IYR icon
497
iShares US Real Estate ETF
IYR
$4.75B
$15.2K 0.01%
166
– –
RYN icon
498
Rayonier
RYN
$6.67B
$14.9K 0.01%
490
-6
-1% -$160
SHYG icon
499
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.6B
$14.8K 0.01%
350
– –
LBRDK icon
500
Liberty Broadband Class C
LBRDK
$4.89B
$14.4K 0.01%
179
– –
18 19
20
21 22

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Caldwell Sutter Capital's Q4 2023 Portfolio in Review

As of Q4 2023, Caldwell Sutter Capital held 991 positions worth $197M, up 8.9% from $181M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Caldwell Sutter Capital's Q4 2023 filing shows 100 new, 183 increased, 143 reduced and 34 closed positions. Its largest new stake was Nuveen Preferred & Income Opportunities Fund: 33,864 shares worth $229K. The largest sale was Visa, an estimated $498K.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 22% a quarter earlier, followed by Technology and Industrials.

  • Caldwell Sutter Capital's largest Q4 2023 buy was Nuveen Preferred & Income Opportunities Fund: 33,864 shares worth $229K.
  • Caldwell Sutter Capital added most to Seneca Foods Class A in Q4 2023, an estimated $540K increase.
  • Caldwell Sutter Capital's biggest Q4 2023 reduction was Visa, cutting an estimated $498K.
  • Caldwell Sutter Capital fully exited Computer Task Group, Inc. in Q4 2023, selling an estimated $342K.
  • Caldwell Sutter Capital's ten largest holdings make up 22% of its $197M portfolio in Q4 2023.
  • Caldwell Sutter Capital opened 100 new positions and closed 34 in Q4 2023.
  • Caldwell Sutter Capital's portfolio value rose 8.9% quarter-over-quarter to $197M.

Based on Caldwell Sutter Capital's 13F filing for Q4 2023, filed 19 Jan 2024.