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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$181M
AUM Growth
-$10.1M
Cap. Flow
-$2.53M
Cap. Flow %
-1.4%
Top 10 Hldgs %
23.14%
Holding
908
New
41
Increased
133
Reduced
140
Closed
17

Top Buys

Rank Stock Value
1
DG icon
Dollar General
DG
+$765K
2
SENEA icon
Seneca Foods Class A
SENEA
+$450K
3
OKE icon
Oneok
OKE
+$320K
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$271K
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$214K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.64M
2
GOLD
Gold.com Inc
GOLD
+$1.18M
3
NHS
Neuberger High Yield Strategies Fund Inc
NHS
+$502K
4
MMP
Magellan Midstream Partners, L.P.
MMP
+$470K
5
CVS icon
CVS Health
CVS
+$286K

Sector Composition

Rank Sector Weight
1 Financials 21.51%
2 Technology 12.44%
3 Industrials 12.39%
4 Energy 8.35%
5 Consumer Staples 8.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RYAM icon
476
Rayonier Advanced Materials
RYAM
$591M
$15.9K 0.01%
4,500
– –
TOTL icon
477
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.03B
$15.9K 0.01%
412
– –
FRGE
478
DELISTED
Forge Global Holdings
FRGE
$15.9K 0.01%
521
– –
KD icon
479
Kyndryl
KD
$3.24B
$15.7K 0.01%
1,037
-164
-14% -$2.43K
ENPH icon
480
Enphase Energy
ENPH
$5.52B
$15.6K 0.01%
130
– –
ACWV icon
481
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.35B
$15.5K 0.01%
162
– –
EMX
482
DELISTED
EMX Royalty
EMX
$15.1K 0.01%
8,487
– –
PCK
483
DELISTED
Pimco California Municipal Income Fund II
PCK
$15.1K 0.01%
3,000
– –
AWK icon
484
American Water Works
AWK
$26.6B
$14.9K 0.01%
120
– –
VCIT icon
485
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.4B
$14.8K 0.01%
195
– –
ICF icon
486
iShares Select U.S. REIT ETF
ICF
$2.1B
$14.5K 0.01%
290
– –
AEE icon
487
Ameren
AEE
$30.3B
$14.4K 0.01%
193
– –
SHYG icon
488
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.61B
$14.4K 0.01%
350
+161
+85% +$6.65K
BSCO
489
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$14K 0.01%
679
– –
FCNCA icon
490
First Citizens BancShares
FCNCA
$25.6B
$13.8K 0.01%
10
– –
EEM icon
491
iShares MSCI Emerging Markets ETF
EEM
$29.7B
$13.4K 0.01%
354
+20
+6% +$792
REZI icon
492
Resideo Technologies
REZI
$3.96B
$13.2K 0.01%
833
– –
MXC icon
493
Mexco Energy
MXC
$18M
$13K 0.01%
+1,000
New +$12.7K
IYR icon
494
iShares US Real Estate ETF
IYR
$4.67B
$13K 0.01%
166
– –
PGR icon
495
Progressive
PGR
$123B
$13K 0.01%
93
– –
RYN icon
496
Rayonier
RYN
$6.6B
$12.8K 0.01%
496
– –
EIX icon
497
Edison International
EIX
$27.2B
$12.7K 0.01%
200
– –
COWZ icon
498
Pacer US Cash Cows 100 ETF
COWZ
$19.1B
$12.6K 0.01%
255
– –
FEI
499
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$12.5K 0.01%
1,586
– –
RWT
500
Redwood Trust
RWT
$589M
$12.3K 0.01%
1,730
– –
18 19
20
21 22

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MAMHA
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HA
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DB
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HWM
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EPIM
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ZEP
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NTCM
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Caldwell Sutter Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Caldwell Sutter Capital held 908 positions worth $181M, down 5.3% from $191M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Caldwell Sutter Capital's Q3 2023 filing shows 41 new, 133 increased, 140 reduced and 17 closed positions. Its largest new stake was Unity: 2,160 shares worth $67.8K. The largest sale was Apple, an estimated $1.64M.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 21% a quarter earlier, followed by Technology and Industrials.

  • Caldwell Sutter Capital's largest Q3 2023 buy was Unity: 2,160 shares worth $67.8K.
  • Caldwell Sutter Capital added most to Dollar General in Q3 2023, an estimated $765K increase.
  • Caldwell Sutter Capital's biggest Q3 2023 reduction was Apple, cutting an estimated $1.64M.
  • Caldwell Sutter Capital fully exited Neuberger High Yield Strategies Fund Inc in Q3 2023, selling an estimated $502K.
  • Caldwell Sutter Capital's ten largest holdings make up 23% of its $181M portfolio in Q3 2023.
  • Caldwell Sutter Capital opened 41 new positions and closed 17 in Q3 2023.
  • Caldwell Sutter Capital's portfolio value fell 5.3% quarter-over-quarter to $181M.

Based on Caldwell Sutter Capital's 13F filing for Q3 2023, filed 25 Oct 2023.