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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
+10.95%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$197M
AUM Growth
+$16.1M
Cap. Flow
+$406K
Cap. Flow %
0.21%
Top 10 Hldgs %
22.2%
Holding
991
New
100
Increased
183
Reduced
143
Closed
34

Top Buys

Rank Stock Value
1
SENEA icon
Seneca Foods Class A
SENEA
+$540K
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$393K
3
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$215K
4
VTI icon
Vanguard Total Stock Market ETF
VTI
+$213K
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$203K

Top Sells

Rank Stock Value
1
V icon
Visa
V
+$498K
2
CTG
Computer Task Group, Inc.
CTG
+$342K
3
GOLD
Gold.com Inc
GOLD
+$299K
4
INTG icon
InterGroup Corp
INTG
+$267K
5
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$211K

Sector Composition

Rank Sector Weight
1 Financials 21.87%
2 Technology 13.01%
3 Industrials 12.76%
4 Consumer Staples 7.98%
5 Energy 7.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCI
26
Barings Corporate Investors
MCI
$343M
$1.61M 0.82%
87,614
– –
KYN icon
27
Kayne Anderson Energy Infrastructure Fund
KYN
$2.43B
$1.58M 0.8%
180,262
-3,610
-2% -$30.2K
CMCT
28
Creative Media & Community Trust
CMCT
$8.7M
$1.57M 0.8%
17
– –
GOLD
29
Gold.com Inc
GOLD
$1.18B
$1.56M 0.79%
51,702
-10,500
-17% -$299K
JPM icon
30
JPMorgan Chase
JPM
$950B
$1.56M 0.79%
9,178
-65
-0.7% -$9.85K
VTI icon
31
Vanguard Total Stock Market ETF
VTI
$656B
$1.54M 0.78%
6,485
+962
+17% +$213K
UNP icon
32
Union Pacific
UNP
$175B
$1.52M 0.77%
6,184
+26
+0.4% +$5.72K
MNTX
33
DELISTED
Manitex International, Inc.
MNTX
$1.5M 0.76%
171,725
– –
BA icon
34
Boeing
BA
$175B
$1.46M 0.74%
5,615
-27
-0.5% -$5.77K
ARL icon
35
American Realty Investors
ARL
$241M
$1.44M 0.73%
82,924
– –
CSCO icon
36
Cisco
CSCO
$456B
$1.44M 0.73%
28,549
+443
+2% +$22.6K
UMH
37
UMH Properties
UMH
$1.34B
$1.43M 0.72%
93,021
– –
INTC icon
38
Intel
INTC
$435B
$1.41M 0.71%
28,006
-1,010
-3% -$41K
AXP icon
39
American Express
AXP
$227B
$1.38M 0.7%
7,352
– –
CWBC
40
DELISTED
Community West BanCshares
CWBC
$1.37M 0.7%
78,857
– –
MOD icon
41
Modine Manufacturing
MOD
$11B
$1.36M 0.69%
22,839
-1,333
-6% -$65.2K
IGM icon
42
iShares Expanded Tech Sector ETF
IGM
$9.78B
$1.31M 0.66%
17,520
+2,856
+19% +$195K
WLY icon
43
John Wiley & Sons Class A
WLY
$2.76B
$1.25M 0.64%
39,488
– –
DIT icon
44
AMCON Distributing
DIT
$1.24M 0.63%
9,515
– –
AXR icon
45
AMREP Corp
AXR
$121M
$1.18M 0.6%
53,872
-1,000
-2% -$17.8K
HD icon
46
Home Depot
HD
$343B
$1.18M 0.6%
3,396
-49
-1% -$15.2K
META icon
47
Meta Platforms (Facebook)
META
$1.51T
$1.18M 0.6%
3,322
-11
-0.3% -$3.58K
BOND icon
48
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.42B
$1.16M 0.59%
12,562
+339
+3% +$30K
NWLI
49
DELISTED
National Western Life Group, Inc. Class A
NWLI
$1.16M 0.59%
2,400
– –
MCD icon
50
McDonald's
MCD
$194B
$1.13M 0.57%
3,805
+38
+1% +$10.3K
1
2
3 4 5

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Caldwell Sutter Capital's Q4 2023 Portfolio in Review

As of Q4 2023, Caldwell Sutter Capital held 991 positions worth $197M, up 8.9% from $181M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Caldwell Sutter Capital's Q4 2023 filing shows 100 new, 183 increased, 143 reduced and 34 closed positions. Its largest new stake was Nuveen Preferred & Income Opportunities Fund: 33,864 shares worth $229K. The largest sale was Visa, an estimated $498K.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 22% a quarter earlier, followed by Technology and Industrials.

  • Caldwell Sutter Capital's largest Q4 2023 buy was Nuveen Preferred & Income Opportunities Fund: 33,864 shares worth $229K.
  • Caldwell Sutter Capital added most to Seneca Foods Class A in Q4 2023, an estimated $540K increase.
  • Caldwell Sutter Capital's biggest Q4 2023 reduction was Visa, cutting an estimated $498K.
  • Caldwell Sutter Capital fully exited Computer Task Group, Inc. in Q4 2023, selling an estimated $342K.
  • Caldwell Sutter Capital's ten largest holdings make up 22% of its $197M portfolio in Q4 2023.
  • Caldwell Sutter Capital opened 100 new positions and closed 34 in Q4 2023.
  • Caldwell Sutter Capital's portfolio value rose 8.9% quarter-over-quarter to $197M.

Based on Caldwell Sutter Capital's 13F filing for Q4 2023, filed 19 Jan 2024.