We are live on ! Find out more
CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
+10.95%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$197M
AUM Growth
+$16.1M
Cap. Flow
+$406K
Cap. Flow %
0.21%
Top 10 Hldgs %
22.2%
Holding
991
New
100
Increased
183
Reduced
143
Closed
34

Top Buys

Rank Stock Value
1
SENEA icon
Seneca Foods Class A
SENEA
+$540K
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$393K
3
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$215K
4
VTI icon
Vanguard Total Stock Market ETF
VTI
+$213K
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$203K

Top Sells

Rank Stock Value
1
V icon
Visa
V
+$498K
2
CTG
Computer Task Group, Inc.
CTG
+$342K
3
GOLD
Gold.com Inc
GOLD
+$299K
4
INTG icon
InterGroup Corp
INTG
+$267K
5
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$211K

Sector Composition

Rank Sector Weight
1 Financials 21.87%
2 Technology 13.01%
3 Industrials 12.76%
4 Consumer Staples 7.98%
5 Energy 7.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TIP icon
451
iShares TIPS Bond ETF
TIP
$14.5B
$22.3K 0.01%
207
-25
-11% -$2.61K
KBE icon
452
State Street SPDR S&P Bank ETF
KBE
$1.65B
$22.2K 0.01%
483
+3
+0.6% +$119
BND icon
453
Vanguard Total Bond Market
BND
$158B
$22K 0.01%
299
-36
-11% -$2.54K
PCAR icon
454
PACCAR
PCAR
$71.1B
$22K 0.01%
225
– –
PDT
455
John Hancock Premium Dividend Fund
PDT
$636M
$21.9K 0.01%
2,058
– –
AWK icon
456
American Water Works
AWK
$26.9B
$21.9K 0.01%
166
+46
+38% +$5.8K
LW icon
457
Lamb Weston
LW
$7.46B
$21.6K 0.01%
200
– –
SPWH icon
458
Sportsman's Warehouse
SPWH
$45.7M
$21.3K 0.01%
+5,000
New +$23.7K
BBJP icon
459
JPMorgan BetaBuilders Japan ETF
BBJP
$17.1B
$21.2K 0.01%
403
– –
JFR icon
460
Nuveen Floating Rate Income Fund
JFR
$1.23B
$21K 0.01%
2,558
– –
VTRS icon
461
Viatris
VTRS
$20.7B
$20.9K 0.01%
1,931
+47
+2% +$450
AEM icon
462
Agnico Eagle Mines
AEM
$71.4B
$20.8K 0.01%
380
– –
KD icon
463
Kyndryl
KD
$3.05B
$20.8K 0.01%
1,003
-34
-3% -$581
NOMD icon
464
Nomad Foods
NOMD
$1.77B
$20.7K 0.01%
1,222
– –
HPE icon
465
Hewlett Packard
HPE
$60.1B
$20.4K 0.01%
1,200
– –
CDIO icon
466
Cardio Diagnostics
CDIO
$4.59M
$20.2K 0.01%
270
– –
EWC icon
467
iShares MSCI Canada ETF
EWC
$6.13B
$20.1K 0.01%
547
– –
SPDW icon
468
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$39.4B
$20K 0.01%
588
– –
JAAA icon
469
Janus Henderson AAA CLO ETF
JAAA
$29.1B
$18.9K 0.01%
376
– –
CHD icon
470
Church & Dwight Co
CHD
$23.5B
$18.9K 0.01%
200
– –
FV icon
471
First Trust Dorsey Wright Focus 5 ETF
FV
$3.58B
$18.8K 0.01%
365
+130
+55% +$6K
IEO icon
472
iShares US Oil & Gas Exploration & Production ETF
IEO
$566M
$18.6K 0.01%
200
– –
BSV icon
473
Vanguard Short-Term Bond ETF
BSV
$44.6B
$18.4K 0.01%
239
+142
+146% +$10.7K
RYAM icon
474
Rayonier Advanced Materials
RYAM
$573M
$18.2K 0.01%
4,500
– –
YUM icon
475
Yum! Brands
YUM
$41.9B
$18.2K 0.01%
139
– –
17 18
19
20 21

Similar funds

RPCONE
Retirement Planning Company of New England Warwick, Rhode Island $246M AUM 27.83% 1-Year Est. Return
VPA
Vernal Point Advisors San Francisco, California $246M AUM 12.97% 1-Year Est. Return
MAMHA
MY.Alpha Management HK Advisors Hong Kong $246M AUM 73.75% 1-Year Est. Return
IRP
Investment Research Partners Lemont, Pennsylvania $246M AUM
HA
Hanover Advisors Seneca, South Carolina $246M AUM 12.74% 1-Year Est. Return
DB
Dravo Bay Rehoboth Beach, Delaware $246M AUM 15.09% 1-Year Est. Return
PPA
Pilgrim Partners Asia Singapore $246M AUM
HWM
HighMark Wealth Management St. Paul, Minnesota $246M AUM 35.95% 1-Year Est. Return

Caldwell Sutter Capital's Q4 2023 Portfolio in Review

As of Q4 2023, Caldwell Sutter Capital held 991 positions worth $197M, up 8.9% from $181M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Caldwell Sutter Capital's Q4 2023 filing shows 100 new, 183 increased, 143 reduced and 34 closed positions. Its largest new stake was Nuveen Preferred & Income Opportunities Fund: 33,864 shares worth $229K. The largest sale was Visa, an estimated $498K.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 22% a quarter earlier, followed by Technology and Industrials.

  • Caldwell Sutter Capital's largest Q4 2023 buy was Nuveen Preferred & Income Opportunities Fund: 33,864 shares worth $229K.
  • Caldwell Sutter Capital added most to Seneca Foods Class A in Q4 2023, an estimated $540K increase.
  • Caldwell Sutter Capital's biggest Q4 2023 reduction was Visa, cutting an estimated $498K.
  • Caldwell Sutter Capital fully exited Computer Task Group, Inc. in Q4 2023, selling an estimated $342K.
  • Caldwell Sutter Capital's ten largest holdings make up 22% of its $197M portfolio in Q4 2023.
  • Caldwell Sutter Capital opened 100 new positions and closed 34 in Q4 2023.
  • Caldwell Sutter Capital's portfolio value rose 8.9% quarter-over-quarter to $197M.

Based on Caldwell Sutter Capital's 13F filing for Q4 2023, filed 19 Jan 2024.