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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$181M
AUM Growth
-$10.1M
Cap. Flow
-$2.53M
Cap. Flow %
-1.4%
Top 10 Hldgs %
23.14%
Holding
908
New
41
Increased
133
Reduced
140
Closed
17

Top Buys

Rank Stock Value
1
DG icon
Dollar General
DG
+$765K
2
SENEA icon
Seneca Foods Class A
SENEA
+$450K
3
OKE icon
Oneok
OKE
+$320K
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$271K
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$214K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.64M
2
GOLD
Gold.com Inc
GOLD
+$1.18M
3
NHS
Neuberger High Yield Strategies Fund Inc
NHS
+$502K
4
MMP
Magellan Midstream Partners, L.P.
MMP
+$470K
5
CVS icon
CVS Health
CVS
+$286K

Sector Composition

Rank Sector Weight
1 Financials 21.51%
2 Technology 12.44%
3 Industrials 12.39%
4 Energy 8.35%
5 Consumer Staples 8.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JAAA icon
451
Janus Henderson AAA CLO ETF
JAAA
$29.2B
$18.9K 0.01%
376
– –
CDMO
452
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
$18.9K 0.01%
2,000
– –
BTI icon
453
British American Tobacco
BTI
$128B
$18.7K 0.01%
594
– –
NOMD icon
454
Nomad Foods
NOMD
$1.66B
$18.6K 0.01%
1,222
– –
VTRS icon
455
Viatris
VTRS
$20.6B
$18.6K 0.01%
1,884
-1,035
-35% -$10.8K
LW icon
456
Lamb Weston
LW
$7.31B
$18.5K 0.01%
200
– –
CHD icon
457
Church & Dwight Co
CHD
$24.4B
$18.3K 0.01%
200
– –
EWC icon
458
iShares MSCI Canada ETF
EWC
$6.19B
$18.3K 0.01%
547
+246
+82% +$8.53K
PCVX icon
459
Vaxcyte
PCVX
$7.9B
$18.3K 0.01%
359
– –
SPDW icon
460
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.2B
$18.2K 0.01%
588
+25
+4% +$807
KBE icon
461
State Street SPDR S&P Bank ETF
KBE
$1.69B
$17.7K 0.01%
480
+5
+1% +$195
BBDC icon
462
Barings BDC
BBDC
$897M
$17.4K 0.01%
1,958
– –
YUM icon
463
Yum! Brands
YUM
$40.3B
$17.4K 0.01%
139
– –
TAP icon
464
Molson Coors Class B
TAP
$7.93B
$17.4K 0.01%
273
-54
-17% -$3.51K
AEM icon
465
Agnico Eagle Mines
AEM
$76.3B
$17.3K 0.01%
380
– –
PYPL icon
466
PayPal
PYPL
$50.1B
$17.2K 0.01%
295
– –
FLRN icon
467
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.09B
$17.2K 0.01%
561
– –
GVI icon
468
iShares Intermediate Government/Credit Bond ETF
GVI
$3.78B
$17.2K 0.01%
170
– –
HYT icon
469
BlackRock Corporate High Yield Fund
HYT
$1.37B
$17.2K 0.01%
1,990
– –
EFA icon
470
iShares MSCI EAFE ETF
EFA
$79.3B
$17.1K 0.01%
248
+53
+27% +$3.8K
SPSB icon
471
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.6B
$16.9K 0.01%
577
– –
CAG icon
472
Conagra Brands
CAG
$7.18B
$16.5K 0.01%
600
– –
LBRDK icon
473
Liberty Broadband Class C
LBRDK
$5.17B
$16.3K 0.01%
179
– –
ZTS icon
474
Zoetis
ZTS
$31.9B
$16K 0.01%
92
– –
SPTM icon
475
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$14B
$16K 0.01%
304
– –
17 18
19
20 21

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MAMHA
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HA
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DB
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HWM
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EPIM
Equinox Partners Investment Management Stamford, Connecticut $245M AUM 225.58% 1-Year Est. Return
ZEP
Zeno Equity Partners London, United Kingdom $246M AUM 5.07% 1-Year Est. Return
NTCM
Nut Tree Capital Management New York $245M AUM 34.1% 1-Year Est. Return

Caldwell Sutter Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Caldwell Sutter Capital held 908 positions worth $181M, down 5.3% from $191M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Caldwell Sutter Capital's Q3 2023 filing shows 41 new, 133 increased, 140 reduced and 17 closed positions. Its largest new stake was Unity: 2,160 shares worth $67.8K. The largest sale was Apple, an estimated $1.64M.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 21% a quarter earlier, followed by Technology and Industrials.

  • Caldwell Sutter Capital's largest Q3 2023 buy was Unity: 2,160 shares worth $67.8K.
  • Caldwell Sutter Capital added most to Dollar General in Q3 2023, an estimated $765K increase.
  • Caldwell Sutter Capital's biggest Q3 2023 reduction was Apple, cutting an estimated $1.64M.
  • Caldwell Sutter Capital fully exited Neuberger High Yield Strategies Fund Inc in Q3 2023, selling an estimated $502K.
  • Caldwell Sutter Capital's ten largest holdings make up 23% of its $181M portfolio in Q3 2023.
  • Caldwell Sutter Capital opened 41 new positions and closed 17 in Q3 2023.
  • Caldwell Sutter Capital's portfolio value fell 5.3% quarter-over-quarter to $181M.

Based on Caldwell Sutter Capital's 13F filing for Q3 2023, filed 25 Oct 2023.