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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
+1.71%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$137M
AUM Growth
+$23.8M
Cap. Flow
+$24.7M
Cap. Flow %
18.01%
Top 10 Hldgs %
29.14%
Holding
570
New
253
Increased
134
Reduced
21
Closed
4

Top Buys

Rank Stock Value
1
MSA icon
Mine Safety
MSA
+$1.01M
2
KNTK icon
Kinetik
KNTK
+$675K
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$625K
4
XOM icon
ExxonMobil
XOM
+$616K
5
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$461K

Top Sells

Rank Stock Value
1
NEOG icon
Neogen
NEOG
+$662K
2
O icon
Realty Income
O
+$344K
3
VRTX icon
Vertex Pharmaceuticals
VRTX
+$149K
4
MPLX icon
MPLX
MPLX
+$131K
5
KEYS icon
Keysight
KEYS
+$84.9K

Sector Composition

Rank Sector Weight
1 Financials 24.7%
2 Technology 13.59%
3 Industrials 10.7%
4 Consumer Staples 8.84%
5 Real Estate 8.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMT icon
451
American Tower
AMT
$83.5B
$3.88K ﹤0.01%
+19
New +$3.99K
KHC icon
452
Kraft Heinz
KHC
$32.8B
$3.87K ﹤0.01%
+100
New +$3.96K
VONG icon
453
Vanguard Russell 1000 Growth ETF
VONG
$41.2B
$3.77K ﹤0.01%
+60
New +$3.56K
FANG icon
454
Diamondback Energy
FANG
$56B
$3.65K ﹤0.01%
27
– –
SLQD icon
455
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.37B
$3.64K ﹤0.01%
75
– –
SLV icon
456
iShares Silver Trust
SLV
$27.7B
$3.54K ﹤0.01%
160
– –
PIO icon
457
Invesco Global Water ETF
PIO
$271M
$3.5K ﹤0.01%
+100
New +$3.47K
PDBC icon
458
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.38B
$3.29K ﹤0.01%
+231
New +$3.32K
PGF icon
459
Invesco Financial Preferred ETF
PGF
$674M
$3.27K ﹤0.01%
225
-106
-32% -$1.62K
RDI icon
460
Reading International Class A
RDI
$32.5M
$3.25K ﹤0.01%
1,000
– –
KIM icon
461
Kimco Realty
KIM
$17.5B
$3.24K ﹤0.01%
166
– –
VLO icon
462
Valero Energy
VLO
$89.5B
$3.07K ﹤0.01%
+22
New +$2.96K
WY icon
463
Weyerhaeuser
WY
$17.6B
$3.01K ﹤0.01%
+100
New +$3.15K
IJR icon
464
iShares Core S&P Small-Cap ETF
IJR
$109B
$3K ﹤0.01%
+31
New +$3.1K
DTM icon
465
DT Midstream
DTM
$13.9B
$2.96K ﹤0.01%
+60
New +$3.11K
DE icon
466
Deere & Co
DE
$165B
$2.89K ﹤0.01%
7
+4
+133% +$1.66K
VONV icon
467
Vanguard Russell 1000 Value ETF
VONV
$20.5B
$2.81K ﹤0.01%
+42
New +$2.85K
NOW icon
468
ServiceNow
NOW
$120B
$2.79K ﹤0.01%
+30
New +$2.61K
ASH icon
469
Ashland
ASH
$3.34B
$2.77K ﹤0.01%
27
– –
CMCSA icon
470
Comcast
CMCSA
$87.3B
$2.77K ﹤0.01%
+73
New +$2.76K
EWK icon
471
iShares MSCI Belgium ETF
EWK
$164M
$2.65K ﹤0.01%
140
– –
SOHO
472
DELISTED
Sotherly Hotels
SOHO
$2.62K ﹤0.01%
1,315
– –
NLY icon
473
Annaly Capital Management
NLY
$17.3B
$2.6K ﹤0.01%
+136
New +$2.87K
VVV icon
474
Valvoline
VVV
$5.06B
$2.59K ﹤0.01%
74
– –
ADI icon
475
Analog Devices
ADI
$172B
$2.56K ﹤0.01%
+13
New +$2.33K
17 18
19
20 21

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Caldwell Sutter Capital's Q1 2023 Portfolio in Review

As of Q1 2023, Caldwell Sutter Capital held 570 positions worth $137M, up 21% from $113M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Caldwell Sutter Capital deployed $24.7M of net new capital in Q1 2023, opening 253 new positions and adding to 134 existing holdings. Its largest new stake was PIMCO Active Bond Exchange-Traded Fund: 4,986 shares worth $462K.

By sector, the portfolio is most concentrated in Financials at 25% of assets, down from 29% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Neogen, an estimated $662K trimmed.

  • Caldwell Sutter Capital's largest Q1 2023 buy was PIMCO Active Bond Exchange-Traded Fund: 4,986 shares worth $462K.
  • Caldwell Sutter Capital added most to Mine Safety in Q1 2023, an estimated $1.01M increase.
  • Caldwell Sutter Capital's biggest Q1 2023 reduction was Neogen, cutting an estimated $662K.
  • Caldwell Sutter Capital fully exited MPLX in Q1 2023, selling an estimated $131K.
  • Caldwell Sutter Capital's ten largest holdings make up 29% of its $137M portfolio in Q1 2023.
  • Caldwell Sutter Capital opened 253 new positions and closed 4 in Q1 2023.
  • Caldwell Sutter Capital's portfolio value rose 21% quarter-over-quarter to $137M.

Based on Caldwell Sutter Capital's 13F filing for Q1 2023, filed 25 Apr 2023.