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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $265M
1-Year Est. Return 30.15%
This Fund
S&P 500
This Quarter Est. Return
+10.95%
1 Year Est. Return
+30.15%
3 Year Est. Return
+79.5%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$197M
AUM Growth
+$16.1M
Cap. Flow
+$406K
Cap. Flow %
0.21%
Top 10 Hldgs %
22.2%
Holding
991
New
99
Increased
183
Reduced
143
Closed
34

Top Buys

Rank Stock Value
1
SENEA icon
Seneca Foods Class A
SENEA
+$540K
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$393K
3
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$215K
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$213K
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$203K

Top Sells

Rank Stock Value
1
V icon
Visa
V
+$498K
2
CTG
Computer Task Group, Inc.
CTG
+$342K
3
GOLD
Gold.com Inc
GOLD
+$299K
4
INTG icon
InterGroup Corp
INTG
+$267K
5
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$211K

Sector Composition

Rank Sector Weight
1 Financials 21.87%
2 Miscellaneous 15.44%
3 Technology 13.01%
4 Industrials 12.76%
5 Consumer Staples 7.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AL
426
DELISTED
Air Lease Corp
AL
$25.8K 0.01%
615
– –
VBR icon
427
Vanguard Morningstar Small-Cap Value ETF
VBR
$36.4B
$25.7K 0.01%
143
– –
SPYD icon
428
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.47B
$25.7K 0.01%
655
– –
RSP icon
429
Invesco S&P 500 Equal Weight ETF
RSP
$98B
$25.4K 0.01%
161
+110
+216% +$16K
HUN icon
430
Huntsman Corp
HUN
$1.6B
$25.1K 0.01%
1,000
– –
IYM icon
431
iShares US Basic Materials ETF
IYM
$1.19B
$24.9K 0.01%
180
– –
VAL.WS icon
432
Valaris Ltd Warrants
VAL.WS
$738M
$24.5K 0.01%
2,000
– –
NOC icon
433
Northrop Grumman
NOC
$74.4B
$24.3K 0.01%
52
– –
IUSV icon
434
iShares Core S&P US Value ETF
IUSV
$27.4B
$23.9K 0.01%
284
– –
IEMG icon
435
iShares Core MSCI Emerging Markets ETF
IEMG
$161B
$23.8K 0.01%
470
– –
NGVT icon
436
Ingevity
NGVT
$2.34B
$23.6K 0.01%
500
– –
PDI icon
437
PIMCO Dynamic Income Fund
PDI
$6.9B
$23.1K 0.01%
1,289
– –
ESGV icon
438
Vanguard ESG US Stock ETF
ESGV
$13.4B
$23.1K 0.01%
271
+128
+90% +$10.1K
BIL icon
439
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47B
$23K 0.01%
252
– –
DEA
440
Easterly Government Properties
DEA
$1.11B
$23K 0.01%
684
+9
+1% +$266
NVO
441
Novo Nordisk
NVO
$191B
$23K 0.01%
222
– –
IYJ icon
442
iShares US Industrials ETF
IYJ
$1.9B
$22.9K 0.01%
200
– –
JCTC
443
Jewett-Cameron Trading
JCTC
$10.3M
$22.8K 0.01%
4,200
– –
HSIC icon
444
Henry Schein
HSIC
$9.48B
$22.7K 0.01%
300
– –
PCVX icon
445
Vaxcyte
PCVX
$8.98B
$22.5K 0.01%
359
– –
EFA icon
446
iShares MSCI EAFE ETF
EFA
$78.4B
$22.5K 0.01%
299
+51
+21% +$3.6K
VMC icon
447
Vulcan Materials
VMC
$31.7B
$22.5K 0.01%
99
– –
KVUE icon
448
Kenvue
KVUE
$34.3B
$22.4K 0.01%
1,040
+1,000
+2,500% +$20K
FDN icon
449
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.34B
$22.4K 0.01%
120
– –
TM icon
450
Toyota
TM
$230B
$22.4K 0.01%
122
– –
16 17
18
19 20

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Caldwell Sutter Capital's Q4 2023 Portfolio in Review

As of Q4 2023, Caldwell Sutter Capital held 991 positions worth $197M, up 8.9% from $181M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Caldwell Sutter Capital's Q4 2023 filing shows 99 new, 183 increased, 143 reduced and 34 closed positions. Its largest new stake was Nuveen Preferred & Income Opportunities Fund: 33,864 shares worth $229K. The largest sale was Visa, an estimated $498K.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 22% a quarter earlier, followed by Miscellaneous and Technology.

  • Caldwell Sutter Capital's largest Q4 2023 buy was Nuveen Preferred & Income Opportunities Fund: 33,864 shares worth $229K.
  • Caldwell Sutter Capital added most to Seneca Foods Class A in Q4 2023, an estimated $540K increase.
  • Caldwell Sutter Capital's biggest Q4 2023 reduction was Visa, cutting an estimated $498K.
  • Caldwell Sutter Capital fully exited Computer Task Group, Inc. in Q4 2023, selling an estimated $342K.
  • Caldwell Sutter Capital's ten largest holdings make up 22% of its $197M portfolio in Q4 2023.
  • Caldwell Sutter Capital opened 99 new positions and closed 34 in Q4 2023.
  • Caldwell Sutter Capital's portfolio value rose 8.9% quarter-over-quarter to $197M.

Based on Caldwell Sutter Capital's 13F filing for Q4 2023, filed 19 Jan 2024.