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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$181M
AUM Growth
-$10.1M
Cap. Flow
-$2.53M
Cap. Flow %
-1.4%
Top 10 Hldgs %
23.14%
Holding
908
New
41
Increased
133
Reduced
140
Closed
17

Top Buys

Rank Stock Value
1
DG icon
Dollar General
DG
+$765K
2
SENEA icon
Seneca Foods Class A
SENEA
+$450K
3
OKE icon
Oneok
OKE
+$320K
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$271K
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$214K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.64M
2
GOLD
Gold.com Inc
GOLD
+$1.18M
3
NHS
Neuberger High Yield Strategies Fund Inc
NHS
+$502K
4
MMP
Magellan Midstream Partners, L.P.
MMP
+$470K
5
CVS icon
CVS Health
CVS
+$286K

Sector Composition

Rank Sector Weight
1 Financials 21.51%
2 Technology 12.44%
3 Industrials 12.39%
4 Energy 8.35%
5 Consumer Staples 8.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IEMG icon
426
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
$22.4K 0.01%
470
+215
+84% +$10.6K
HSIC icon
427
Henry Schein
HSIC
$10.2B
$22.3K 0.01%
300
– –
PDI icon
428
PIMCO Dynamic Income Fund
PDI
$7.45B
$22.3K 0.01%
1,289
– –
TM icon
429
Toyota
TM
$224B
$21.9K 0.01%
122
– –
FICO icon
430
Fair Isaac
FICO
$22.6B
$21.7K 0.01%
25
– –
OPI
431
DELISTED
Office Properties Income Trust
OPI
$21.7K 0.01%
5,287
-150
-3% -$1.04K
A icon
432
Agilent Technologies
A
$39.3B
$21.6K 0.01%
193
– –
BEP icon
433
Brookfield Renewable
BEP
$10B
$21.5K 0.01%
991
+100
+11% +$2.69K
IUSV icon
434
iShares Core S&P US Value ETF
IUSV
$27.7B
$21.2K 0.01%
284
– –
JFR icon
435
Nuveen Floating Rate Income Fund
JFR
$1.24B
$21K 0.01%
2,558
– –
HPE icon
436
Hewlett Packard
HPE
$69.4B
$20.8K 0.01%
1,200
– –
AZIO
437
Azio AI Holdings
AZIO
$23.1M
$20.6K 0.01%
1,305
– –
TSCO icon
438
Tractor Supply
TSCO
$17.4B
$20.3K 0.01%
500
– –
BBJP icon
439
JPMorgan BetaBuilders Japan ETF
BBJP
$18.4B
$20.2K 0.01%
403
+181
+82% +$9.31K
NVO
440
Novo Nordisk
NVO
$196B
$20.2K 0.01%
222
– –
PDBC icon
441
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.18B
$20.2K 0.01%
1,350
– –
IYJ icon
442
iShares US Industrials ETF
IYJ
$2.04B
$20.2K 0.01%
200
– –
VMC icon
443
Vulcan Materials
VMC
$36.9B
$20K 0.01%
99
– –
PDT
444
John Hancock Premium Dividend Fund
PDT
$632M
$19.8K 0.01%
2,058
– –
EZU icon
445
iShare MSCI Eurozone ETF
EZU
$9.85B
$19.8K 0.01%
468
– –
JCTC
446
Jewett-Cameron Trading
JCTC
$9.47M
$19.5K 0.01%
4,200
– –
IEO icon
447
iShares US Oil & Gas Exploration & Production ETF
IEO
$560M
$19.5K 0.01%
200
– –
DEA
448
Easterly Government Properties
DEA
$1.18B
$19.3K 0.01%
675
+1
+0.1% +$34
FDN icon
449
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.43B
$19.2K 0.01%
120
– –
PCAR icon
450
PACCAR
PCAR
$71.6B
$19.1K 0.01%
225
– –
16 17
18
19 20

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DB
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HWM
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EPIM
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ZEP
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NTCM
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Caldwell Sutter Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Caldwell Sutter Capital held 908 positions worth $181M, down 5.3% from $191M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Caldwell Sutter Capital's Q3 2023 filing shows 41 new, 133 increased, 140 reduced and 17 closed positions. Its largest new stake was Unity: 2,160 shares worth $67.8K. The largest sale was Apple, an estimated $1.64M.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 21% a quarter earlier, followed by Technology and Industrials.

  • Caldwell Sutter Capital's largest Q3 2023 buy was Unity: 2,160 shares worth $67.8K.
  • Caldwell Sutter Capital added most to Dollar General in Q3 2023, an estimated $765K increase.
  • Caldwell Sutter Capital's biggest Q3 2023 reduction was Apple, cutting an estimated $1.64M.
  • Caldwell Sutter Capital fully exited Neuberger High Yield Strategies Fund Inc in Q3 2023, selling an estimated $502K.
  • Caldwell Sutter Capital's ten largest holdings make up 23% of its $181M portfolio in Q3 2023.
  • Caldwell Sutter Capital opened 41 new positions and closed 17 in Q3 2023.
  • Caldwell Sutter Capital's portfolio value fell 5.3% quarter-over-quarter to $181M.

Based on Caldwell Sutter Capital's 13F filing for Q3 2023, filed 25 Oct 2023.