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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
+10.95%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$197M
AUM Growth
+$16.1M
Cap. Flow
+$406K
Cap. Flow %
0.21%
Top 10 Hldgs %
22.2%
Holding
991
New
100
Increased
183
Reduced
143
Closed
34

Top Buys

Rank Stock Value
1
SENEA icon
Seneca Foods Class A
SENEA
+$540K
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$393K
3
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$215K
4
VTI icon
Vanguard Total Stock Market ETF
VTI
+$213K
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$203K

Top Sells

Rank Stock Value
1
V icon
Visa
V
+$498K
2
CTG
Computer Task Group, Inc.
CTG
+$342K
3
GOLD
Gold.com Inc
GOLD
+$299K
4
INTG icon
InterGroup Corp
INTG
+$267K
5
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$211K

Sector Composition

Rank Sector Weight
1 Financials 21.87%
2 Technology 13.01%
3 Industrials 12.76%
4 Consumer Staples 7.98%
5 Energy 7.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DHS icon
401
WisdomTree US High Dividend Fund
DHS
$1.59B
$31.4K 0.02%
+382
New +$29.9K
CMCSA icon
402
Comcast
CMCSA
$87.6B
$31K 0.02%
708
– –
BSCO
403
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$30.6K 0.02%
1,466
+787
+116% +$16.4K
GSLC icon
404
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$14.8B
$30.4K 0.02%
324
– –
ETR icon
405
Entergy
ETR
$51.3B
$30.4K 0.02%
600
– –
LHX icon
406
L3Harris
LHX
$55.2B
$30.3K 0.02%
144
– –
HIG icon
407
Hartford Financial Services
HIG
$39.8B
$29.3K 0.01%
365
– –
MDU icon
408
MDU Resources
MDU
$4.21B
$29.2K 0.01%
2,662
– –
FICO icon
409
Fair Isaac
FICO
$32.6B
$29.1K 0.01%
25
– –
SPSM icon
410
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17B
$29K 0.01%
687
– –
GLD icon
411
SPDR Gold Trust
GLD
$130B
$28.9K 0.01%
151
– –
HLN icon
412
Haleon
HLN
$45.2B
$28.7K 0.01%
3,489
-959
-22% -$7.9K
METV icon
413
Roundhill Ball Metaverse ETF
METV
$213M
$28.7K 0.01%
2,490
– –
CSX icon
414
CSX Corp
CSX
$93.4B
$28.5K 0.01%
821
– –
VNQ icon
415
Vanguard Real Estate ETF
VNQ
$39.8B
$28.2K 0.01%
319
-161
-34% -$12.8K
VGT icon
416
Vanguard Information Technology ETF
VGT
$133B
$27.6K 0.01%
456
– –
TECK icon
417
Teck Resources
TECK
$27.9B
$27.3K 0.01%
646
– –
BANC icon
418
Banc of California
BANC
$2.95B
$26.9K 0.01%
2,000
– –
A icon
419
Agilent Technologies
A
$39.6B
$26.8K 0.01%
193
– –
NEM icon
420
Newmont
NEM
$94B
$26.8K 0.01%
647
-35
-5% -$1.35K
ENPH icon
421
Enphase Energy
ENPH
$4.8B
$26.7K 0.01%
202
+72
+55% +$7.64K
NI icon
422
NiSource
NI
$21.7B
$26.6K 0.01%
1,000
– –
TFLO icon
423
iShares Treasury Floating Rate Bond ETF
TFLO
$6.54B
$26.4K 0.01%
524
-46
-8% -$2.33K
UL icon
424
Unilever
UL
$143B
$26.3K 0.01%
483
– –
TSCO icon
425
Tractor Supply
TSCO
$16.4B
$26K 0.01%
605
+105
+21% +$4.29K
15 16
17
18 19

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Caldwell Sutter Capital's Q4 2023 Portfolio in Review

As of Q4 2023, Caldwell Sutter Capital held 991 positions worth $197M, up 8.9% from $181M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Caldwell Sutter Capital's Q4 2023 filing shows 100 new, 183 increased, 143 reduced and 34 closed positions. Its largest new stake was Nuveen Preferred & Income Opportunities Fund: 33,864 shares worth $229K. The largest sale was Visa, an estimated $498K.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 22% a quarter earlier, followed by Technology and Industrials.

  • Caldwell Sutter Capital's largest Q4 2023 buy was Nuveen Preferred & Income Opportunities Fund: 33,864 shares worth $229K.
  • Caldwell Sutter Capital added most to Seneca Foods Class A in Q4 2023, an estimated $540K increase.
  • Caldwell Sutter Capital's biggest Q4 2023 reduction was Visa, cutting an estimated $498K.
  • Caldwell Sutter Capital fully exited Computer Task Group, Inc. in Q4 2023, selling an estimated $342K.
  • Caldwell Sutter Capital's ten largest holdings make up 22% of its $197M portfolio in Q4 2023.
  • Caldwell Sutter Capital opened 100 new positions and closed 34 in Q4 2023.
  • Caldwell Sutter Capital's portfolio value rose 8.9% quarter-over-quarter to $197M.

Based on Caldwell Sutter Capital's 13F filing for Q4 2023, filed 19 Jan 2024.