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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $265M
1-Year Est. Return 30.15%
This Fund
S&P 500
This Quarter Est. Return
+10.37%
1 Year Est. Return
+30.15%
3 Year Est. Return
+79.5%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$215M
AUM Growth
+$12.5M
Cap. Flow
-$4.2M
Cap. Flow %
-1.96%
Top 10 Hldgs %
21.07%
Holding
940
New
15
Increased
87
Reduced
179
Closed
32

Top Buys

Rank Stock Value
1
FSUN
FirstSun Capital Bancorp
FSUN
+$2.63M
2
HSY icon
Hershey
HSY
+$523K
3
KVUE icon
Kenvue
KVUE
+$467K
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$428K
5
CLMT icon
Calumet Specialty Products
CLMT
+$240K

Top Sells

Rank Stock Value
1
CSW
CSW Industrials
CSW
+$1.51M
2
NWLI
National Western Life Group, Inc. Class A
NWLI
+$961K
3
AAPL icon
Apple
AAPL
+$705K
4
COST icon
Costco
COST
+$574K
5
V icon
Visa
V
+$413K

Sector Composition

Rank Sector Weight
1 Financials 22.88%
2 Miscellaneous 16.67%
3 Industrials 12.24%
4 Technology 12.05%
5 Consumer Staples 7.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EUDV icon
351
ProShares MSCI Europe Dividend Growers ETF
EUDV
$8.21M
$52.8K 0.02%
1,009
-63
-6% -$3.16K
XLV icon
352
State Street Health Care Select Sector SPDR ETF
XLV
$43.8B
$52.1K 0.02%
338
– –
JEPI icon
353
JPMorgan Equity Premium Income ETF
JEPI
$45.3B
$51.6K 0.02%
867
+10
+1% +$575
KR icon
354
Kroger
KR
$36.2B
$51.6K 0.02%
900
– –
TMO icon
355
Thermo Fisher Scientific
TMO
$243B
$51.3K 0.02%
83
– –
AMLP icon
356
Alerian MLP ETF
AMLP
$13.4B
$51.2K 0.02%
1,087
-50
-4% -$2.37K
SPYM
357
State Street SPDR Portfolio S&P 500 ETF
SPYM
$162B
$50.3K 0.02%
745
– –
HOPE icon
358
Hope Bancorp
HOPE
$1.78B
$50.2K 0.02%
4,000
– –
MAR icon
359
Marriott International
MAR
$87.1B
$49.7K 0.02%
200
– –
GLD icon
360
SPDR Gold Trust
GLD
$147B
$49.6K 0.02%
204
+53
+35% +$12.1K
GM icon
361
General Motors
GM
$76B
$49.3K 0.02%
1,100
-353
-24% -$16.4K
SHEL icon
362
Shell
SHEL
$274B
$48.7K 0.02%
739
– –
FICO icon
363
Fair Isaac
FICO
$20.9B
$48.6K 0.02%
25
– –
MXC icon
364
Mexco Energy
MXC
$23M
$48.6K 0.02%
4,000
– –
USMV icon
365
iShares MSCI USA Min Vol Factor ETF
USMV
$23.6B
$48.3K 0.02%
529
– –
VXUS icon
366
Vanguard Total International Stock ETF
VXUS
$163B
$48.2K 0.02%
745
– –
TOTL icon
367
State Street DoubleLine Total Return Tactical ETF
TOTL
$3.87B
$48K 0.02%
1,160
– –
JCI icon
368
Johnson Controls International
JCI
$85.4B
$47.7K 0.02%
614
+15
+3% +$1.05K
ALL icon
369
Allstate
ALL
$63.8B
$47.4K 0.02%
250
– –
SOLV icon
370
Solventum
SOLV
$14.9B
$47.3K 0.02%
679
-88
-11% -$5.29K
RY icon
371
Royal Bank of Canada
RY
$282B
$46.8K 0.02%
375
– –
PHG icon
372
Philips
PHG
$24.1B
$46.7K 0.02%
1,542
– –
EWU icon
373
iShares MSCI United Kingdom ETF
EWU
$3.72B
$46.5K 0.02%
1,242
– –
CWT icon
374
California Water Service
CWT
$2.96B
$46.4K 0.02%
855
– –
NFLX icon
375
Netflix
NFLX
$314B
$46.1K 0.02%
650
– –
13 14
15
16 17

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HFA
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Caldwell Sutter Capital's Q3 2024 Portfolio in Review

As of Q3 2024, Caldwell Sutter Capital held 940 positions worth $215M, up 6.2% from $202M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Caldwell Sutter Capital's Q3 2024 filing shows 15 new, 87 increased, 179 reduced and 32 closed positions. Its largest new stake was FirstSun Capital Bancorp: 63,666 shares worth $2.71M. The largest sale was CSW Industrials, an estimated $1.51M.

By sector, the portfolio is most concentrated in Financials at 23% of assets, up from 21% a quarter earlier, followed by Miscellaneous and Industrials.

  • Caldwell Sutter Capital's largest Q3 2024 buy was FirstSun Capital Bancorp: 63,666 shares worth $2.71M.
  • Caldwell Sutter Capital added most to Hershey in Q3 2024, an estimated $523K increase.
  • Caldwell Sutter Capital's biggest Q3 2024 reduction was CSW Industrials, cutting an estimated $1.51M.
  • Caldwell Sutter Capital fully exited National Western Life Group, Inc. Class A in Q3 2024, selling an estimated $961K.
  • Caldwell Sutter Capital's ten largest holdings make up 21% of its $215M portfolio in Q3 2024.
  • Caldwell Sutter Capital opened 15 new positions and closed 32 in Q3 2024.
  • Caldwell Sutter Capital's portfolio value rose 6.2% quarter-over-quarter to $215M.

Based on Caldwell Sutter Capital's 13F filing for Q3 2024, filed 25 Oct 2024.