We are live on ! Find out more
CSC

Caldwell Sutter Capital Portfolio holdings

AUM $265M
1-Year Est. Return 30.15%
This Fund
S&P 500
This Quarter Est. Return
+10.95%
1 Year Est. Return
+30.15%
3 Year Est. Return
+79.5%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$197M
AUM Growth
+$16.1M
Cap. Flow
+$406K
Cap. Flow %
0.21%
Top 10 Hldgs %
22.2%
Holding
991
New
99
Increased
183
Reduced
143
Closed
34

Top Buys

Rank Stock Value
1
SENEA icon
Seneca Foods Class A
SENEA
+$540K
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$393K
3
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$215K
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$213K
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$203K

Top Sells

Rank Stock Value
1
V icon
Visa
V
+$498K
2
CTG
Computer Task Group, Inc.
CTG
+$342K
3
GOLD
Gold.com Inc
GOLD
+$299K
4
INTG icon
InterGroup Corp
INTG
+$267K
5
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$211K

Sector Composition

Rank Sector Weight
1 Financials 21.87%
2 Miscellaneous 15.44%
3 Technology 13.01%
4 Industrials 12.76%
5 Consumer Staples 7.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XME icon
326
State Street SPDR S&P Metals & Mining ETF
XME
$4.56B
$52.4K 0.03%
876
– –
IYK icon
327
iShares US Consumer Staples ETF
IYK
$1.38B
$52.3K 0.03%
819
– –
SPOT icon
328
Spotify
SPOT
$109B
$51.5K 0.03%
274
+259
+1,727% +$45.2K
C icon
329
Citigroup
C
$223B
$51.4K 0.03%
1,000
– –
CRM icon
330
Salesforce
CRM
$200B
$50.8K 0.03%
193
+10
+5% +$2.26K
EEM icon
331
iShares MSCI Emerging Markets ETF
EEM
$31.1B
$50.4K 0.03%
1,254
+900
+254% +$34.7K
USMV icon
332
iShares MSCI USA Min Vol Factor ETF
USMV
$23.6B
$50.4K 0.03%
646
– –
MPC icon
333
Marathon Petroleum
MPC
$118B
$50.3K 0.03%
339
– –
VV icon
334
Vanguard Morningstar Large-Cap ETF
VV
$54B
$50.2K 0.03%
230
– –
EVRG icon
335
Evergy
EVRG
$18.6B
$49.9K 0.03%
956
– –
VBK icon
336
Vanguard Morningstar Small-Cap Growth ETF
VBK
$23B
$49.3K 0.03%
204
– –
SHEL icon
337
Shell
SHEL
$274B
$48.6K 0.02%
739
– –
ITOT icon
338
iShares Core S&P Total US Stock Market ETF
ITOT
$95.7B
$48.4K 0.02%
460
– –
BP icon
339
BP
BP
$117B
$48.2K 0.02%
1,361
-12
-0.9% -$439
CB icon
340
Chubb
CB
$132B
$48.1K 0.02%
213
– –
EUDV icon
341
ProShares MSCI Europe Dividend Growers ETF
EUDV
$8.21M
$47.3K 0.02%
997
+54
+6% +$2.35K
JEPI icon
342
JPMorgan Equity Premium Income ETF
JEPI
$45.3B
$47.1K 0.02%
857
+5
+0.6% +$270
FAX
343
abrdn Asia-Pacific Income Fund
FAX
$575M
$46.3K 0.02%
2,850
– –
XLV icon
344
State Street Health Care Select Sector SPDR ETF
XLV
$43.8B
$46.1K 0.02%
338
+2
+0.6% +$260
DHI icon
345
D.R. Horton
DHI
$39.3B
$45.3K 0.02%
298
– –
TSLA icon
346
Tesla
TSLA
$1.45T
$45.2K 0.02%
182
+1
+0.6% +$238
MAR icon
347
Marriott International
MAR
$87.1B
$45.1K 0.02%
200
– –
BIPC icon
348
Brookfield Infrastructure
BIPC
$4.45B
$44.9K 0.02%
1,272
+173
+16% +$5.51K
WBD icon
349
Warner Bros
WBD
$70.8B
$44.8K 0.02%
3,941
-514
-12% -$5.55K
VNT icon
350
Vontier
VNT
$4.3B
$44.7K 0.02%
1,295
– –
12 13
14
15 16

Similar funds

SFP
Strategic Financial Partners Bend, Oregon $265M AUM 20% 1-Year Est. Return
WFA
WMG Financial Advisors Knoxville, Tennessee $265M AUM 26.03% 1-Year Est. Return
BCA
Ballentine Capital Advisors Greenville, South Carolina $265M AUM 18.67% 1-Year Est. Return
HFA
Hippocratic Financial Advisors Westlake Village, California $265M AUM 13.23% 1-Year Est. Return
PI
Pachira Investments Dana Point, California $265M AUM 30.34% 1-Year Est. Return
MC
Mount Capital London, United Kingdom $265M AUM 3.5% 1-Year Est. Return
M
MYeCFO La Jolla, California $265M AUM 22.12% 1-Year Est. Return
I
IMPACTfolio Denver, Colorado $266M AUM 18.48% 1-Year Est. Return

Caldwell Sutter Capital's Q4 2023 Portfolio in Review

As of Q4 2023, Caldwell Sutter Capital held 991 positions worth $197M, up 8.9% from $181M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Caldwell Sutter Capital's Q4 2023 filing shows 99 new, 183 increased, 143 reduced and 34 closed positions. Its largest new stake was Nuveen Preferred & Income Opportunities Fund: 33,864 shares worth $229K. The largest sale was Visa, an estimated $498K.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 22% a quarter earlier, followed by Miscellaneous and Technology.

  • Caldwell Sutter Capital's largest Q4 2023 buy was Nuveen Preferred & Income Opportunities Fund: 33,864 shares worth $229K.
  • Caldwell Sutter Capital added most to Seneca Foods Class A in Q4 2023, an estimated $540K increase.
  • Caldwell Sutter Capital's biggest Q4 2023 reduction was Visa, cutting an estimated $498K.
  • Caldwell Sutter Capital fully exited Computer Task Group, Inc. in Q4 2023, selling an estimated $342K.
  • Caldwell Sutter Capital's ten largest holdings make up 22% of its $197M portfolio in Q4 2023.
  • Caldwell Sutter Capital opened 99 new positions and closed 34 in Q4 2023.
  • Caldwell Sutter Capital's portfolio value rose 8.9% quarter-over-quarter to $197M.

Based on Caldwell Sutter Capital's 13F filing for Q4 2023, filed 19 Jan 2024.