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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$181M
AUM Growth
-$10.1M
Cap. Flow
-$2.53M
Cap. Flow %
-1.4%
Top 10 Hldgs %
23.14%
Holding
908
New
41
Increased
133
Reduced
140
Closed
17

Top Buys

Rank Stock Value
1
DG icon
Dollar General
DG
+$765K
2
SENEA icon
Seneca Foods Class A
SENEA
+$450K
3
OKE icon
Oneok
OKE
+$320K
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$271K
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$214K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.64M
2
GOLD
Gold.com Inc
GOLD
+$1.18M
3
NHS
Neuberger High Yield Strategies Fund Inc
NHS
+$502K
4
MMP
Magellan Midstream Partners, L.P.
MMP
+$470K
5
CVS icon
CVS Health
CVS
+$286K

Sector Composition

Rank Sector Weight
1 Financials 21.51%
2 Technology 12.44%
3 Industrials 12.39%
4 Energy 8.35%
5 Consumer Staples 8.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HES
326
DELISTED
Hess
HES
$47.4K 0.03%
310
– –
USMV icon
327
iShares MSCI USA Min Vol Factor ETF
USMV
$24B
$46.8K 0.03%
646
+117
+22% +$8.72K
XME icon
328
State Street SPDR S&P Metals & Mining ETF
XME
$4.12B
$46K 0.03%
876
– –
JEPI icon
329
JPMorgan Equity Premium Income ETF
JEPI
$45.7B
$45.6K 0.03%
852
+399
+88% +$22K
TSLA icon
330
Tesla
TSLA
$1.29T
$45.3K 0.03%
181
+10
+6% +$2.57K
VV icon
331
Vanguard Morningstar Large-Cap ETF
VV
$54.2B
$45K 0.02%
230
– –
BEPC icon
332
Brookfield Renewable
BEPC
$6.23B
$44.4K 0.02%
1,856
+341
+23% +$9.89K
CB icon
333
Chubb
CB
$134B
$44.3K 0.02%
213
– –
WBA
334
DELISTED
Walgreens Boots Alliance
WBA
$43.9K 0.02%
1,976
+155
+9% +$4.12K
VBK icon
335
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.1B
$43.7K 0.02%
204
– –
ITA icon
336
iShares US Aerospace & Defense ETF
ITA
$14.7B
$43.6K 0.02%
411
+11
+3% +$1.25K
ITOT icon
337
iShares Core S&P Total US Stock Market ETF
ITOT
$97.5B
$43.3K 0.02%
460
– –
XLV icon
338
State Street Health Care Select Sector SPDR ETF
XLV
$41.8B
$43.3K 0.02%
336
+74
+28% +$9.82K
NTR icon
339
Nutrien
NTR
$32.1B
$42.6K 0.02%
689
– –
EWG icon
340
iShares MSCI Germany ETF
EWG
$1.62B
$42.5K 0.02%
1,621
– –
TMO icon
341
Thermo Fisher Scientific
TMO
$209B
$42K 0.02%
83
– –
FAX
342
abrdn Asia-Pacific Income Fund
FAX
$594M
$41.9K 0.02%
17,100
– –
PFF icon
343
iShares Preferred and Income Securities ETF
PFF
$13.3B
$41.8K 0.02%
1,385
– –
C icon
344
Citigroup
C
$230B
$41.1K 0.02%
1,000
+285
+40% +$12.5K
CWT icon
345
California Water Service
CWT
$3.11B
$40.5K 0.02%
855
– –
VNT icon
346
Vontier
VNT
$4.76B
$40K 0.02%
1,295
-500
-28% -$15.4K
VXUS icon
347
Vanguard Total International Stock ETF
VXUS
$158B
$39.9K 0.02%
745
+672
+921% +$37.5K
EUDV icon
348
ProShares MSCI Europe Dividend Growers ETF
EUDV
$8.51M
$39.7K 0.02%
943
+5
+0.5% +$222
MAR icon
349
Marriott International
MAR
$90B
$39.3K 0.02%
200
– –
HOPE icon
350
Hope Bancorp
HOPE
$1.83B
$38.9K 0.02%
4,400
– –
12 13
14
15 16

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HA
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DB
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HWM
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EPIM
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ZEP
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NTCM
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Caldwell Sutter Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Caldwell Sutter Capital held 908 positions worth $181M, down 5.3% from $191M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Caldwell Sutter Capital's Q3 2023 filing shows 41 new, 133 increased, 140 reduced and 17 closed positions. Its largest new stake was Unity: 2,160 shares worth $67.8K. The largest sale was Apple, an estimated $1.64M.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 21% a quarter earlier, followed by Technology and Industrials.

  • Caldwell Sutter Capital's largest Q3 2023 buy was Unity: 2,160 shares worth $67.8K.
  • Caldwell Sutter Capital added most to Dollar General in Q3 2023, an estimated $765K increase.
  • Caldwell Sutter Capital's biggest Q3 2023 reduction was Apple, cutting an estimated $1.64M.
  • Caldwell Sutter Capital fully exited Neuberger High Yield Strategies Fund Inc in Q3 2023, selling an estimated $502K.
  • Caldwell Sutter Capital's ten largest holdings make up 23% of its $181M portfolio in Q3 2023.
  • Caldwell Sutter Capital opened 41 new positions and closed 17 in Q3 2023.
  • Caldwell Sutter Capital's portfolio value fell 5.3% quarter-over-quarter to $181M.

Based on Caldwell Sutter Capital's 13F filing for Q3 2023, filed 25 Oct 2023.