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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $265M
1-Year Est. Return 30.15%
This Fund
S&P 500
This Quarter Est. Return
+6.22%
1 Year Est. Return
+30.15%
3 Year Est. Return
+79.5%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$234M
AUM Growth
+$15.8M
Cap. Flow
+$4.87M
Cap. Flow %
2.08%
Top 10 Hldgs %
22.85%
Holding
896
New
39
Increased
124
Reduced
160
Closed
25

Top Buys

Rank Stock Value
1
PLBC icon
Plumas Bancorp
PLBC
+$4.54M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$998K
3
AAPL icon
Apple
AAPL
+$880K
4
FBK icon
FB Financial Corp
FBK
+$619K
5
MCHB
Mechanics Bancorp
MCHB
+$615K

Top Sells

Rank Stock Value
1
SSBK
Southern States Bancshares
SSBK
+$663K
2
MSFT icon
Microsoft
MSFT
+$533K
3
SPLP
STEEL PARTNERS HOLDINGS L.P.
SPLP
+$290K
4
V icon
Visa
V
+$278K
5
CAT icon
Caterpillar
CAT
+$201K

Sector Composition

Rank Sector Weight
1 Financials 26.24%
2 Miscellaneous 17.79%
3 Technology 13.12%
4 Industrials 12%
5 Consumer Staples 6.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BCAL icon
301
Southern California Bancorp
BCAL
$704M
$84K 0.04%
5,036
– –
GLD icon
302
SPDR Gold Trust
GLD
$147B
$83.5K 0.04%
235
– –
LLY icon
303
Eli Lilly
LLY
$1.03T
$83.2K 0.04%
109
-175
-62% -$130K
NXDT
304
NexPoint Diversified Real Estate Trust
NXDT
$281M
$82.3K 0.04%
22,299
-1,174
-5% -$5K
BMO icon
305
Bank of Montreal
BMO
$121B
$82.2K 0.04%
631
-104
-14% -$12.3K
IYF icon
306
iShares US Financials ETF
IYF
$4.27B
$81.2K 0.03%
641
– –
PAG icon
307
Penske Automotive Group
PAG
$14.1B
$80.9K 0.03%
465
– –
CRM icon
308
Salesforce
CRM
$200B
$80.3K 0.03%
339
-130
-28% -$32.8K
MDLZ icon
309
Mondelez International
MDLZ
$79.2B
$78.5K 0.03%
1,256
– –
HTGC icon
310
Hercules Capital
HTGC
$3.32B
$78.3K 0.03%
4,141
+105
+3% +$2.01K
APT icon
311
Alpha Pro Tech
APT
$54M
$77.7K 0.03%
16,236
– –
ERII icon
312
Energy Recovery
ERII
$360M
$77.1K 0.03%
5,000
– –
TKR icon
313
Timken Company
TKR
$8.08B
$77.1K 0.03%
1,025
– –
ILPT
314
Industrial Logistics Properties Trust
ILPT
$517M
$75.8K 0.03%
13,010
-4,122
-24% -$23.7K
EFA icon
315
iShares MSCI EAFE ETF
EFA
$78.4B
$75.3K 0.03%
806
+100
+14% +$9.09K
EEM icon
316
iShares MSCI Emerging Markets ETF
EEM
$31.1B
$75.1K 0.03%
1,406
+120
+9% +$6.03K
YLDE icon
317
ClearBridge Dividend Strategy ESG ETF
YLDE
$170M
$74.6K 0.03%
1,366
– –
BORR
318
Borr Drilling
BORR
$1.35B
$74.4K 0.03%
27,650
– –
SDY icon
319
State Street SPDR S&P Dividend ETF
SDY
$21.2B
$72.8K 0.03%
520
– –
EVRG icon
320
Evergy
EVRG
$18.6B
$72.7K 0.03%
956
– –
CALF icon
321
Pacer US Small Cap Cash Cows 100 ETF
CALF
$3.83B
$67.7K 0.03%
1,547
– –
JCI icon
322
Johnson Controls International
JCI
$85.4B
$67.2K 0.03%
611
-15
-2% -$1.6K
DD icon
323
DuPont de Nemours
DD
$17.3B
$66.8K 0.03%
683
+4
+0.6% +$377
CMS icon
324
CMS Energy
CMS
$20.8B
$66.7K 0.03%
910
-20
-2% -$1.44K
ESGV icon
325
Vanguard ESG US Stock ETF
ESGV
$13.4B
$66.3K 0.03%
560
– –
11 12
13
14 15

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BCA
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HFA
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PI
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M
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Caldwell Sutter Capital's Q3 2025 Portfolio in Review

As of Q3 2025, Caldwell Sutter Capital held 896 positions worth $234M, up 7.2% from $218M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Caldwell Sutter Capital's Q3 2025 filing shows 39 new, 124 increased, 160 reduced and 25 closed positions. Its largest new stake was FB Financial Corp: 12,187 shares worth $679K. The largest sale was Southern States Bancshares, an estimated $663K.

By sector, the portfolio is most concentrated in Financials at 26% of assets, up from 25% a quarter earlier, followed by Miscellaneous and Technology.

  • Caldwell Sutter Capital's largest Q3 2025 buy was FB Financial Corp: 12,187 shares worth $679K.
  • Caldwell Sutter Capital added most to Plumas Bancorp in Q3 2025, an estimated $4.54M increase.
  • Caldwell Sutter Capital's biggest Q3 2025 reduction was Microsoft, cutting an estimated $533K.
  • Caldwell Sutter Capital fully exited Southern States Bancshares in Q3 2025, selling an estimated $663K.
  • Caldwell Sutter Capital's ten largest holdings make up 23% of its $234M portfolio in Q3 2025.
  • Caldwell Sutter Capital opened 39 new positions and closed 25 in Q3 2025.
  • Caldwell Sutter Capital's portfolio value rose 7.2% quarter-over-quarter to $234M.

Based on Caldwell Sutter Capital's 13F filing for Q3 2025, filed 29 Oct 2025.