We are live on ! Find out more
CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
+10.95%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$197M
AUM Growth
+$16.1M
Cap. Flow
+$406K
Cap. Flow %
0.21%
Top 10 Hldgs %
22.2%
Holding
991
New
100
Increased
183
Reduced
143
Closed
34

Top Buys

Rank Stock Value
1
SENEA icon
Seneca Foods Class A
SENEA
+$540K
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$393K
3
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$215K
4
VTI icon
Vanguard Total Stock Market ETF
VTI
+$213K
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$203K

Top Sells

Rank Stock Value
1
V icon
Visa
V
+$498K
2
CTG
Computer Task Group, Inc.
CTG
+$342K
3
GOLD
Gold.com Inc
GOLD
+$299K
4
INTG icon
InterGroup Corp
INTG
+$267K
5
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$211K

Sector Composition

Rank Sector Weight
1 Financials 21.87%
2 Technology 13.01%
3 Industrials 12.76%
4 Consumer Staples 7.98%
5 Energy 7.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMLP icon
301
Alerian MLP ETF
AMLP
$13B
$75.1K 0.04%
1,766
+2
+0.1% +$85
NVST icon
302
Envista
NVST
$4.65B
$75K 0.04%
3,116
– –
ORCL icon
303
Oracle
ORCL
$341B
$74.4K 0.04%
706
+34
+5% +$3.71K
IEFA icon
304
iShares Core MSCI EAFE ETF
IEFA
$187B
$74.1K 0.04%
1,054
– –
SWK icon
305
Stanley Black & Decker
SWK
$14.3B
$74K 0.04%
754
-82
-10% -$7.22K
CCK icon
306
Crown Holdings
CCK
$13B
$71K 0.04%
771
– –
SPG icon
307
Simon Property Group
SPG
$76.8B
$70K 0.04%
491
– –
XLI icon
308
State Street Industrial Select Sector SPDR ETF
XLI
$32.8B
$69.5K 0.04%
610
– –
DGICB
309
Donegal Group Class B
DGICB
$810M
$69.5K 0.04%
4,784
+2,065
+76% +$28K
SPYG icon
310
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$50B
$65.1K 0.03%
1,000
– –
OVV icon
311
Ovintiv
OVV
$16.8B
$63.7K 0.03%
1,450
– –
LUV icon
312
Southwest Airlines
LUV
$22.1B
$61.9K 0.03%
2,145
+750
+54% +$19.5K
TD icon
313
Toronto Dominion Bank
TD
$197B
$61.5K 0.03%
952
+85
+10% +$5.1K
RNP icon
314
Cohen & Steers REIT and Preferred and Income Fund
RNP
$994M
$60.5K 0.03%
3,000
– –
WRK
315
DELISTED
WestRock Company
WRK
$59.9K 0.03%
1,443
– –
BEN icon
316
Franklin Resources
BEN
$17.1B
$59.6K 0.03%
2,000
– –
BG icon
317
Bunge Global
BG
$21.5B
$59.2K 0.03%
586
-4
-0.7% -$419
BEPC icon
318
Brookfield Renewable
BEPC
$5.89B
$58.4K 0.03%
2,028
+172
+9% +$4.38K
GM icon
319
General Motors
GM
$82.8B
$58.3K 0.03%
1,623
-33
-2% -$1.02K
MRSH
320
Marsh
MRSH
$92.7B
$55.9K 0.03%
295
+12
+4% +$2.32K
KBR icon
321
KBR
KBR
$4.61B
$55.4K 0.03%
1,000
– –
STZ icon
322
Constellation Brands
STZ
$22.8B
$54.9K 0.03%
227
-75
-25% -$17.8K
IYF icon
323
iShares US Financials ETF
IYF
$4.69B
$54.7K 0.03%
641
– –
GLW icon
324
Corning
GLW
$110B
$53.2K 0.03%
1,746
– –
ITA icon
325
iShares US Aerospace & Defense ETF
ITA
$14.2B
$52.7K 0.03%
416
+5
+1% +$577
11 12
13
14 15

Similar funds

RPCONE
Retirement Planning Company of New England Warwick, Rhode Island $246M AUM 27.83% 1-Year Est. Return
VPA
Vernal Point Advisors San Francisco, California $246M AUM 12.97% 1-Year Est. Return
MAMHA
MY.Alpha Management HK Advisors Hong Kong $246M AUM 73.75% 1-Year Est. Return
IRP
Investment Research Partners Lemont, Pennsylvania $246M AUM
HA
Hanover Advisors Seneca, South Carolina $246M AUM 12.74% 1-Year Est. Return
DB
Dravo Bay Rehoboth Beach, Delaware $246M AUM 15.09% 1-Year Est. Return
PPA
Pilgrim Partners Asia Singapore $246M AUM
HWM
HighMark Wealth Management St. Paul, Minnesota $246M AUM 35.95% 1-Year Est. Return

Caldwell Sutter Capital's Q4 2023 Portfolio in Review

As of Q4 2023, Caldwell Sutter Capital held 991 positions worth $197M, up 8.9% from $181M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Caldwell Sutter Capital's Q4 2023 filing shows 100 new, 183 increased, 143 reduced and 34 closed positions. Its largest new stake was Nuveen Preferred & Income Opportunities Fund: 33,864 shares worth $229K. The largest sale was Visa, an estimated $498K.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 22% a quarter earlier, followed by Technology and Industrials.

  • Caldwell Sutter Capital's largest Q4 2023 buy was Nuveen Preferred & Income Opportunities Fund: 33,864 shares worth $229K.
  • Caldwell Sutter Capital added most to Seneca Foods Class A in Q4 2023, an estimated $540K increase.
  • Caldwell Sutter Capital's biggest Q4 2023 reduction was Visa, cutting an estimated $498K.
  • Caldwell Sutter Capital fully exited Computer Task Group, Inc. in Q4 2023, selling an estimated $342K.
  • Caldwell Sutter Capital's ten largest holdings make up 22% of its $197M portfolio in Q4 2023.
  • Caldwell Sutter Capital opened 100 new positions and closed 34 in Q4 2023.
  • Caldwell Sutter Capital's portfolio value rose 8.9% quarter-over-quarter to $197M.

Based on Caldwell Sutter Capital's 13F filing for Q4 2023, filed 19 Jan 2024.