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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $265M
1-Year Est. Return 30.15%
This Fund
S&P 500
This Quarter Est. Return
+10.95%
1 Year Est. Return
+30.15%
3 Year Est. Return
+79.5%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$197M
AUM Growth
+$16.1M
Cap. Flow
+$406K
Cap. Flow %
0.21%
Top 10 Hldgs %
22.2%
Holding
991
New
99
Increased
183
Reduced
143
Closed
34

Top Buys

Rank Stock Value
1
SENEA icon
Seneca Foods Class A
SENEA
+$540K
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$393K
3
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$215K
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$213K
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$203K

Top Sells

Rank Stock Value
1
V icon
Visa
V
+$498K
2
CTG
Computer Task Group, Inc.
CTG
+$342K
3
GOLD
Gold.com Inc
GOLD
+$299K
4
INTG icon
InterGroup Corp
INTG
+$267K
5
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$211K

Sector Composition

Rank Sector Weight
1 Financials 21.87%
2 Miscellaneous 15.44%
3 Technology 13.01%
4 Industrials 12.76%
5 Consumer Staples 7.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMLP icon
301
Alerian MLP ETF
AMLP
$13.4B
$75.1K 0.04%
1,766
+2
+0.1% +$85
NVST icon
302
Envista
NVST
$3.81B
$75K 0.04%
3,116
– –
ORCL icon
303
Oracle
ORCL
$455B
$74.4K 0.04%
706
+34
+5% +$3.71K
IEFA icon
304
iShares Core MSCI EAFE ETF
IEFA
$194B
$74.1K 0.04%
1,054
– –
SWK icon
305
Stanley Black & Decker
SWK
$13.5B
$74K 0.04%
754
-82
-10% -$7.22K
CCK icon
306
Crown Holdings
CCK
$12B
$71K 0.04%
771
– –
SPG icon
307
Simon Property Group
SPG
$66.2B
$70K 0.04%
491
– –
XLI icon
308
State Street Industrial Select Sector SPDR ETF
XLI
$30.6B
$69.5K 0.04%
610
– –
DGICB
309
Donegal Group Class B
DGICB
$776M
$69.5K 0.04%
4,784
+2,065
+76% +$28K
SPYG icon
310
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$54.3B
$65.1K 0.03%
1,000
– –
OVV icon
311
Ovintiv
OVV
$17.4B
$63.7K 0.03%
1,450
– –
LUV icon
312
Southwest Airlines
LUV
$19.7B
$61.9K 0.03%
2,145
+750
+54% +$19.5K
TD icon
313
Toronto Dominion Bank
TD
$200B
$61.5K 0.03%
952
+85
+10% +$5.1K
RNP icon
314
Cohen & Steers REIT and Preferred and Income Fund
RNP
$938M
$60.5K 0.03%
3,000
– –
WRK
315
DELISTED
WestRock Company
WRK
$59.9K 0.03%
1,443
– –
BEN icon
316
Franklin Templeton
BEN
$16.8B
$59.6K 0.03%
2,000
– –
BG icon
317
Bunge Global
BG
$22.9B
$59.2K 0.03%
586
-4
-0.7% -$419
BEPC icon
318
Brookfield Renewable
BEPC
$5.54B
$58.4K 0.03%
2,028
+172
+9% +$4.38K
GM icon
319
General Motors
GM
$76B
$58.3K 0.03%
1,623
-33
-2% -$1.02K
MRSH
320
Marsh
MRSH
$83.3B
$55.9K 0.03%
295
+12
+4% +$2.32K
KBR icon
321
KBR
KBR
$4.63B
$55.4K 0.03%
1,000
– –
STZ icon
322
Constellation Brands
STZ
$20.9B
$54.9K 0.03%
227
-75
-25% -$17.8K
IYF icon
323
iShares US Financials ETF
IYF
$4.27B
$54.7K 0.03%
641
– –
GLW icon
324
Corning
GLW
$127B
$53.2K 0.03%
1,746
– –
ITA icon
325
iShares US Aerospace & Defense ETF
ITA
$12.6B
$52.7K 0.03%
416
+5
+1% +$577
11 12
13
14 15

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Caldwell Sutter Capital's Q4 2023 Portfolio in Review

As of Q4 2023, Caldwell Sutter Capital held 991 positions worth $197M, up 8.9% from $181M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Caldwell Sutter Capital's Q4 2023 filing shows 99 new, 183 increased, 143 reduced and 34 closed positions. Its largest new stake was Nuveen Preferred & Income Opportunities Fund: 33,864 shares worth $229K. The largest sale was Visa, an estimated $498K.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 22% a quarter earlier, followed by Miscellaneous and Technology.

  • Caldwell Sutter Capital's largest Q4 2023 buy was Nuveen Preferred & Income Opportunities Fund: 33,864 shares worth $229K.
  • Caldwell Sutter Capital added most to Seneca Foods Class A in Q4 2023, an estimated $540K increase.
  • Caldwell Sutter Capital's biggest Q4 2023 reduction was Visa, cutting an estimated $498K.
  • Caldwell Sutter Capital fully exited Computer Task Group, Inc. in Q4 2023, selling an estimated $342K.
  • Caldwell Sutter Capital's ten largest holdings make up 22% of its $197M portfolio in Q4 2023.
  • Caldwell Sutter Capital opened 99 new positions and closed 34 in Q4 2023.
  • Caldwell Sutter Capital's portfolio value rose 8.9% quarter-over-quarter to $197M.

Based on Caldwell Sutter Capital's 13F filing for Q4 2023, filed 19 Jan 2024.