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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
+1.71%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$137M
AUM Growth
+$23.8M
Cap. Flow
+$24.7M
Cap. Flow %
18.01%
Top 10 Hldgs %
29.14%
Holding
570
New
253
Increased
134
Reduced
21
Closed
4

Top Buys

Rank Stock Value
1
MSA icon
Mine Safety
MSA
+$1.01M
2
KNTK icon
Kinetik
KNTK
+$675K
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$625K
4
XOM icon
ExxonMobil
XOM
+$616K
5
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$461K

Top Sells

Rank Stock Value
1
NEOG icon
Neogen
NEOG
+$662K
2
O icon
Realty Income
O
+$344K
3
VRTX icon
Vertex Pharmaceuticals
VRTX
+$149K
4
MPLX icon
MPLX
MPLX
+$131K
5
KEYS icon
Keysight
KEYS
+$84.9K

Sector Composition

Rank Sector Weight
1 Financials 24.7%
2 Technology 13.59%
3 Industrials 10.7%
4 Consumer Staples 8.84%
5 Real Estate 8.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MU icon
301
Micron Technology
MU
$884B
$29.3K 0.02%
485
-105
-18% -$6.15K
VB icon
302
Vanguard Small-Cap ETF
VB
$79.2B
$28.8K 0.02%
152
+122
+407% +$23.7K
STZ icon
303
Constellation Brands
STZ
$22.6B
$28.7K 0.02%
127
– –
EUDV icon
304
ProShares MSCI Europe Dividend Growers ETF
EUDV
$8.41M
$28.6K 0.02%
+639
New +$27.5K
RYAM icon
305
Rayonier Advanced Materials
RYAM
$571M
$28.2K 0.02%
+4,500
New +$31.4K
NI icon
306
NiSource
NI
$21.8B
$28K 0.02%
+1,000
New +$27.4K
UNAM
307
DELISTED
Unico American Corp
UNAM
$27.7K 0.02%
25,669
+165
+0.6% +$201
VEA icon
308
Vanguard FTSE Developed Markets ETF
VEA
$223B
$27.4K 0.02%
606
+125
+26% +$5.57K
BEN icon
309
Franklin Resources
BEN
$17B
$26.9K 0.02%
+1,000
New +$29.2K
BEP icon
310
Brookfield Renewable
BEP
$9.53B
$26.7K 0.02%
846
+209
+33% +$5.89K
JCI icon
311
Johnson Controls International
JCI
$84B
$26.5K 0.02%
+440
New +$28.2K
COLB icon
312
Columbia Banking Systems
COLB
$8.81B
$25.9K 0.02%
+1,210
New +$33.6K
PDT
313
John Hancock Premium Dividend Fund
PDT
$634M
$25.5K 0.02%
+2,058
New +$26.5K
BANC icon
314
Banc of California
BANC
$2.96B
$25.1K 0.02%
2,000
– –
NTR icon
315
Nutrien
NTR
$33.6B
$24.5K 0.02%
332
+80
+32% +$6.17K
HSIC icon
316
Henry Schein
HSIC
$9.79B
$24.5K 0.02%
300
– –
TFLO icon
317
iShares Treasury Floating Rate Bond ETF
TFLO
$6.54B
$24.4K 0.02%
+483
New +$24.4K
PHG icon
318
Philips
PHG
$25.3B
$24.2K 0.02%
1,543
– –
XLV icon
319
State Street Health Care Select Sector SPDR ETF
XLV
$43.3B
$24.2K 0.02%
+187
New +$24.4K
IYM icon
320
iShares US Basic Materials ETF
IYM
$1.12B
$23.9K 0.02%
180
– –
JCTC
321
Jewett-Cameron Trading
JCTC
$8.87M
$23.6K 0.02%
4,200
– –
TSCO icon
322
Tractor Supply
TSCO
$16.3B
$23.5K 0.02%
+500
New +$22.8K
METV icon
323
Roundhill Ball Metaverse ETF
METV
$213M
$23.4K 0.02%
2,490
– –
NOMD icon
324
Nomad Foods
NOMD
$1.76B
$22.9K 0.02%
1,222
– –
BEPC icon
325
Brookfield Renewable
BEPC
$5.82B
$22.4K 0.02%
+641
New +$19.4K
11 12
13
14 15

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Caldwell Sutter Capital's Q1 2023 Portfolio in Review

As of Q1 2023, Caldwell Sutter Capital held 570 positions worth $137M, up 21% from $113M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Caldwell Sutter Capital deployed $24.7M of net new capital in Q1 2023, opening 253 new positions and adding to 134 existing holdings. Its largest new stake was PIMCO Active Bond Exchange-Traded Fund: 4,986 shares worth $462K.

By sector, the portfolio is most concentrated in Financials at 25% of assets, down from 29% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Neogen, an estimated $662K trimmed.

  • Caldwell Sutter Capital's largest Q1 2023 buy was PIMCO Active Bond Exchange-Traded Fund: 4,986 shares worth $462K.
  • Caldwell Sutter Capital added most to Mine Safety in Q1 2023, an estimated $1.01M increase.
  • Caldwell Sutter Capital's biggest Q1 2023 reduction was Neogen, cutting an estimated $662K.
  • Caldwell Sutter Capital fully exited MPLX in Q1 2023, selling an estimated $131K.
  • Caldwell Sutter Capital's ten largest holdings make up 29% of its $137M portfolio in Q1 2023.
  • Caldwell Sutter Capital opened 253 new positions and closed 4 in Q1 2023.
  • Caldwell Sutter Capital's portfolio value rose 21% quarter-over-quarter to $137M.

Based on Caldwell Sutter Capital's 13F filing for Q1 2023, filed 25 Apr 2023.