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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
+1.71%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$137M
AUM Growth
+$23.8M
Cap. Flow
+$24.7M
Cap. Flow %
18.01%
Top 10 Hldgs %
29.14%
Holding
570
New
253
Increased
134
Reduced
21
Closed
4

Top Buys

Rank Stock Value
1
MSA icon
Mine Safety
MSA
+$1.01M
2
KNTK icon
Kinetik
KNTK
+$675K
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$625K
4
XOM icon
ExxonMobil
XOM
+$616K
5
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$461K

Top Sells

Rank Stock Value
1
NEOG icon
Neogen
NEOG
+$662K
2
O icon
Realty Income
O
+$344K
3
VRTX icon
Vertex Pharmaceuticals
VRTX
+$149K
4
MPLX icon
MPLX
MPLX
+$131K
5
KEYS icon
Keysight
KEYS
+$84.9K

Sector Composition

Rank Sector Weight
1 Financials 24.7%
2 Technology 13.59%
3 Industrials 10.7%
4 Consumer Staples 8.84%
5 Real Estate 8.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HLN icon
276
Haleon
HLN
$44.7B
$36.5K 0.03%
+4,489
New +$35.8K
REGL icon
277
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.77B
$36.5K 0.03%
+516
New +$37.5K
FPE icon
278
First Trust Preferred Securities and Income ETF
FPE
$6.31B
$36.3K 0.03%
+2,275
New +$39.3K
TMUS icon
279
T-Mobile US
TMUS
$194B
$36.2K 0.03%
250
– –
CB icon
280
Chubb
CB
$141B
$36.1K 0.03%
186
– –
AVY icon
281
Avery Dennison
AVY
$12.8B
$35.4K 0.03%
+198
New +$36K
DBRG icon
282
DigitalBridge
DBRG
$2.93B
$35.2K 0.03%
2,933
– –
IYE icon
283
iShares US Energy ETF
IYE
$1.73B
$35K 0.03%
800
– –
VYM icon
284
Vanguard High Dividend Yield ETF
VYM
$81.3B
$34.9K 0.03%
+331
New +$35.6K
SPG icon
285
Simon Property Group
SPG
$76.7B
$34.4K 0.03%
+307
New +$36.7K
IGM icon
286
iShares Expanded Tech Sector ETF
IGM
$9.65B
$33.9K 0.02%
+600
New +$31.3K
NTAP icon
287
NetApp
NTAP
$33.9B
$33.8K 0.02%
+530
New +$34.2K
HOPE icon
288
Hope Bancorp
HOPE
$1.79B
$33.4K 0.02%
+3,400
New +$41.7K
SPY icon
289
State Street SPDR S&P 500 ETF Trust
SPY
$777B
$32.8K 0.02%
+80
New +$31.9K
ETR icon
290
Entergy
ETR
$51.1B
$32.3K 0.02%
600
– –
QDEF icon
291
FlexShares Quality Dividend Defensive Index Fund
QDEF
$548M
$32K 0.02%
+605
New +$31.6K
UNP icon
292
Union Pacific
UNP
$173B
$32K 0.02%
+159
New +$32.2K
LLY icon
293
Eli Lilly
LLY
$1.09T
$31.9K 0.02%
+93
New +$31.4K
TFC icon
294
Truist Financial
TFC
$64.8B
$31.9K 0.02%
+935
New +$40.8K
GM icon
295
General Motors
GM
$81.9B
$31.8K 0.02%
+866
New +$32.7K
CDIO icon
296
Cardio Diagnostics
CDIO
$4.53M
$31.7K 0.02%
270
– –
IWM icon
297
iShares Russell 2000 ETF
IWM
$79.4B
$31.6K 0.02%
177
+27
+18% +$4.97K
AL
298
DELISTED
Air Lease Corp
AL
$31.5K 0.02%
800
– –
SWK icon
299
Stanley Black & Decker
SWK
$14.3B
$30.4K 0.02%
+377
New +$31.7K
NEM icon
300
Newmont
NEM
$94.7B
$29.5K 0.02%
+602
New +$29.2K
10 11
12
13 14

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Caldwell Sutter Capital's Q1 2023 Portfolio in Review

As of Q1 2023, Caldwell Sutter Capital held 570 positions worth $137M, up 21% from $113M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Caldwell Sutter Capital deployed $24.7M of net new capital in Q1 2023, opening 253 new positions and adding to 134 existing holdings. Its largest new stake was PIMCO Active Bond Exchange-Traded Fund: 4,986 shares worth $462K.

By sector, the portfolio is most concentrated in Financials at 25% of assets, down from 29% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Neogen, an estimated $662K trimmed.

  • Caldwell Sutter Capital's largest Q1 2023 buy was PIMCO Active Bond Exchange-Traded Fund: 4,986 shares worth $462K.
  • Caldwell Sutter Capital added most to Mine Safety in Q1 2023, an estimated $1.01M increase.
  • Caldwell Sutter Capital's biggest Q1 2023 reduction was Neogen, cutting an estimated $662K.
  • Caldwell Sutter Capital fully exited MPLX in Q1 2023, selling an estimated $131K.
  • Caldwell Sutter Capital's ten largest holdings make up 29% of its $137M portfolio in Q1 2023.
  • Caldwell Sutter Capital opened 253 new positions and closed 4 in Q1 2023.
  • Caldwell Sutter Capital's portfolio value rose 21% quarter-over-quarter to $137M.

Based on Caldwell Sutter Capital's 13F filing for Q1 2023, filed 25 Apr 2023.