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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
+6.22%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$234M
AUM Growth
+$15.8M
Cap. Flow
+$4.87M
Cap. Flow %
2.08%
Top 10 Hldgs %
22.85%
Holding
896
New
39
Increased
124
Reduced
160
Closed
25

Top Buys

Rank Stock Value
1
PLBC icon
Plumas Bancorp
PLBC
+$4.54M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$998K
3
AAPL icon
Apple
AAPL
+$880K
4
FBK icon
FB Financial Corp
FBK
+$619K
5
MCHB
Mechanics Bancorp
MCHB
+$615K

Top Sells

Rank Stock Value
1
SSBK
Southern States Bancshares
SSBK
+$663K
2
MSFT icon
Microsoft
MSFT
+$533K
3
SPLP
STEEL PARTNERS HOLDINGS L.P.
SPLP
+$290K
4
V icon
Visa
V
+$278K
5
CAT icon
Caterpillar
CAT
+$201K

Sector Composition

Rank Sector Weight
1 Financials 26.24%
2 Technology 13.12%
3 Industrials 11.97%
4 Consumer Staples 6.82%
5 Energy 5.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADP icon
251
Automatic Data Processing
ADP
$109B
$139K 0.06%
475
– –
ACWI icon
252
iShares MSCI ACWI ETF
ACWI
$32.3B
$138K 0.06%
1,001
– –
IWF icon
253
iShares Russell 1000 Growth ETF
IWF
$118B
$136K 0.06%
1,164
– –
OCFC icon
254
OceanFirst Financial
OCFC
$1.73B
$136K 0.06%
7,722
– –
AB icon
255
AllianceBernstein
AB
$3.5B
$135K 0.06%
3,527
+7
+0.2% +$280
QSR icon
256
Restaurant Brands International
QSR
$26.2B
$135K 0.06%
2,097
-14
-0.7% -$921
FFWM
257
DELISTED
First Foundation Inc
FFWM
$134K 0.06%
23,971
– –
EBF icon
258
Ennis
EBF
$554M
$133K 0.06%
7,300
– –
IWD icon
259
iShares Russell 1000 Value ETF
IWD
$82.1B
$132K 0.06%
649
-25
-4% -$4.97K
CPB icon
260
Campbell Soup
CPB
$6.86B
$131K 0.06%
4,135
+671
+19% +$21.7K
DE icon
261
Deere & Co
DE
$168B
$124K 0.05%
272
-1
-0.4% -$493
HURC icon
262
Hurco Companies Inc
HURC
$135M
$124K 0.05%
7,126
– –
CVE icon
263
Cenovus Energy
CVE
$54.4B
$123K 0.05%
7,250
– –
TFC icon
264
Truist Financial
TFC
$64.4B
$122K 0.05%
2,677
-247
-8% -$11.1K
SMID icon
265
Smith-Midland
SMID
$163M
$121K 0.05%
3,272
– –
DFUV icon
266
Dimensional US Marketwide Value ETF
DFUV
$15.5B
$121K 0.05%
2,700
– –
MET icon
267
MetLife
MET
$62.6B
$116K 0.05%
1,413
-40
-3% -$3.15K
OTIS icon
268
Otis Worldwide
OTIS
$27.9B
$116K 0.05%
1,266
– –
BEPC icon
269
Brookfield Renewable
BEPC
$5.89B
$116K 0.05%
3,361
+62
+2% +$2.13K
EMR icon
270
Emerson Electric
EMR
$83.8B
$115K 0.05%
880
– –
CNOB icon
271
Center Bancorp
CNOB
$1.66B
$114K 0.05%
4,596
– –
SHO icon
272
Sunstone Hotel Investors
SHO
$2.2B
$114K 0.05%
12,140
-1,500
-11% -$13.8K
APD icon
273
Air Products & Chemicals
APD
$65.5B
$113K 0.05%
414
-8
-2% -$2.32K
FPE icon
274
First Trust Preferred Securities and Income ETF
FPE
$6.31B
$112K 0.05%
6,119
+550
+10% +$9.93K
K
275
DELISTED
Kellanova
K
$109K 0.05%
1,330
-34
-2% -$2.71K
9 10
11
12 13

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Caldwell Sutter Capital's Q3 2025 Portfolio in Review

As of Q3 2025, Caldwell Sutter Capital held 896 positions worth $234M, up 7.2% from $218M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Caldwell Sutter Capital's Q3 2025 filing shows 39 new, 124 increased, 160 reduced and 25 closed positions. Its largest new stake was FB Financial Corp: 12,187 shares worth $679K. The largest sale was Southern States Bancshares, an estimated $663K.

By sector, the portfolio is most concentrated in Financials at 26% of assets, up from 25% a quarter earlier, followed by Technology and Industrials.

  • Caldwell Sutter Capital's largest Q3 2025 buy was FB Financial Corp: 12,187 shares worth $679K.
  • Caldwell Sutter Capital added most to Plumas Bancorp in Q3 2025, an estimated $4.54M increase.
  • Caldwell Sutter Capital's biggest Q3 2025 reduction was Microsoft, cutting an estimated $533K.
  • Caldwell Sutter Capital fully exited Southern States Bancshares in Q3 2025, selling an estimated $663K.
  • Caldwell Sutter Capital's ten largest holdings make up 23% of its $234M portfolio in Q3 2025.
  • Caldwell Sutter Capital opened 39 new positions and closed 25 in Q3 2025.
  • Caldwell Sutter Capital's portfolio value rose 7.2% quarter-over-quarter to $234M.

Based on Caldwell Sutter Capital's 13F filing for Q3 2025, filed 29 Oct 2025.