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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
+10.95%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$197M
AUM Growth
+$16.1M
Cap. Flow
+$406K
Cap. Flow %
0.21%
Top 10 Hldgs %
22.2%
Holding
991
New
100
Increased
183
Reduced
143
Closed
34

Top Buys

Rank Stock Value
1
SENEA icon
Seneca Foods Class A
SENEA
+$540K
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$393K
3
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$215K
4
VTI icon
Vanguard Total Stock Market ETF
VTI
+$213K
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$203K

Top Sells

Rank Stock Value
1
V icon
Visa
V
+$498K
2
CTG
Computer Task Group, Inc.
CTG
+$342K
3
GOLD
Gold.com Inc
GOLD
+$299K
4
INTG icon
InterGroup Corp
INTG
+$267K
5
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$211K

Sector Composition

Rank Sector Weight
1 Financials 21.87%
2 Technology 13.01%
3 Industrials 12.76%
4 Consumer Staples 7.98%
5 Energy 7.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VWO icon
251
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$117K 0.06%
2,848
+357
+14% +$14.2K
TCBK icon
252
TriCo Bancshares
TCBK
$1.85B
$117K 0.06%
2,719
– –
IWM icon
253
iShares Russell 2000 ETF
IWM
$80.4B
$115K 0.06%
574
+1
+0.2% +$179
BARK icon
254
BARK
BARK
$78.4M
$115K 0.06%
7,142
– –
BMO icon
255
Bank of Montreal
BMO
$127B
$114K 0.06%
1,154
+11
+1% +$918
PANW icon
256
Palo Alto Networks
PANW
$260B
$111K 0.06%
754
+6
+0.8% +$802
EQC
257
DELISTED
Equity Commonwealth
EQC
$111K 0.06%
5,786
– –
ADP icon
258
Automatic Data Processing
ADP
$106B
$111K 0.06%
475
– –
TTSH
259
DELISTED
Tile Shop Holdings
TTSH
$110K 0.06%
15,000
– –
IEF icon
260
iShares 7-10 Year Treasury Bond ETF
IEF
$47.4B
$107K 0.05%
1,108
-50
-4% -$4.62K
IWD icon
261
iShares Russell 1000 Value ETF
IWD
$82.2B
$106K 0.05%
644
-126
-16% -$19.5K
EQC.PRD
262
DELISTED
Equity Commonwealth 6 1/2% Series D Cumulative Convertible Preferred Shares
EQC.PRD
$106K 0.05%
4,200
– –
MET icon
263
MetLife
MET
$62.7B
$106K 0.05%
1,596
-69
-4% -$4.32K
ADBE icon
264
Adobe
ADBE
$99B
$105K 0.05%
176
+2
+1% +$1.15K
ILPT
265
Industrial Logistics Properties Trust
ILPT
$603M
$104K 0.05%
22,032
-8,632
-28% -$28K
CVBF icon
266
CVB Financial
CVBF
$4.02B
$102K 0.05%
5,068
– –
LULU icon
267
lululemon athletica
LULU
$13.7B
$102K 0.05%
200
– –
ACWI icon
268
iShares MSCI ACWI ETF
ACWI
$32.5B
$102K 0.05%
1,001
+726
+264% +$69.5K
DFUV icon
269
Dimensional US Marketwide Value ETF
DFUV
$15.5B
$100K 0.05%
2,700
– –
VCSH icon
270
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$98.5K 0.05%
1,273
+596
+88% +$45.2K
CEF icon
271
Sprott Physical Gold and Silver Trust
CEF
$7.35B
$97.7K 0.05%
5,100
– –
MS icon
272
Morgan Stanley
MS
$333B
$97.4K 0.05%
1,044
+115
+12% +$9.2K
CI icon
273
Cigna
CI
$79.6B
$97.3K 0.05%
325
– –
ERII icon
274
Energy Recovery
ERII
$433M
$94.2K 0.05%
5,000
– –
EMR icon
275
Emerson Electric
EMR
$85B
$94.1K 0.05%
967
+160
+20% +$14.7K
9 10
11
12 13

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Caldwell Sutter Capital's Q4 2023 Portfolio in Review

As of Q4 2023, Caldwell Sutter Capital held 991 positions worth $197M, up 8.9% from $181M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Caldwell Sutter Capital's Q4 2023 filing shows 100 new, 183 increased, 143 reduced and 34 closed positions. Its largest new stake was Nuveen Preferred & Income Opportunities Fund: 33,864 shares worth $229K. The largest sale was Visa, an estimated $498K.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 22% a quarter earlier, followed by Technology and Industrials.

  • Caldwell Sutter Capital's largest Q4 2023 buy was Nuveen Preferred & Income Opportunities Fund: 33,864 shares worth $229K.
  • Caldwell Sutter Capital added most to Seneca Foods Class A in Q4 2023, an estimated $540K increase.
  • Caldwell Sutter Capital's biggest Q4 2023 reduction was Visa, cutting an estimated $498K.
  • Caldwell Sutter Capital fully exited Computer Task Group, Inc. in Q4 2023, selling an estimated $342K.
  • Caldwell Sutter Capital's ten largest holdings make up 22% of its $197M portfolio in Q4 2023.
  • Caldwell Sutter Capital opened 100 new positions and closed 34 in Q4 2023.
  • Caldwell Sutter Capital's portfolio value rose 8.9% quarter-over-quarter to $197M.

Based on Caldwell Sutter Capital's 13F filing for Q4 2023, filed 19 Jan 2024.