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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$181M
AUM Growth
-$10.1M
Cap. Flow
-$2.53M
Cap. Flow %
-1.4%
Top 10 Hldgs %
23.14%
Holding
908
New
41
Increased
133
Reduced
140
Closed
17

Top Buys

Rank Stock Value
1
DG icon
Dollar General
DG
+$765K
2
SENEA icon
Seneca Foods Class A
SENEA
+$450K
3
OKE icon
Oneok
OKE
+$320K
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$271K
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$214K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.64M
2
GOLD
Gold.com Inc
GOLD
+$1.18M
3
NHS
Neuberger High Yield Strategies Fund Inc
NHS
+$502K
4
MMP
Magellan Midstream Partners, L.P.
MMP
+$470K
5
CVS icon
CVS Health
CVS
+$286K

Sector Composition

Rank Sector Weight
1 Financials 21.51%
2 Technology 12.44%
3 Industrials 12.39%
4 Energy 8.35%
5 Consumer Staples 8.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
X
226
DELISTED
US Steel
X
$127K 0.07%
3,900
– –
AMAL icon
227
Amalgamated Financial
AMAL
$1.49B
$126K 0.07%
7,345
– –
LQD icon
228
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33B
$124K 0.07%
1,220
– –
SGOL icon
229
abrdn Physical Gold Shares ETF
SGOL
$6.97B
$124K 0.07%
7,012
-125
-2% -$2.3K
SDY icon
230
State Street SPDR S&P Dividend ETF
SDY
$23.7B
$124K 0.07%
1,075
– –
XLC icon
231
State Street Communication Services Select Sector SPDR ETF
XLC
$22.4B
$121K 0.07%
1,849
– –
HURC icon
232
Hurco Companies Inc
HURC
$138M
$120K 0.07%
5,365
+2,850
+113% +$62K
AMAT icon
233
Applied Materials
AMAT
$433B
$119K 0.07%
858
– –
IWD icon
234
iShares Russell 1000 Value ETF
IWD
$83.2B
$117K 0.06%
770
– –
MPTI icon
235
M-tron Industries
MPTI
$389M
$117K 0.06%
6,596
+3,463
+111% +$51.9K
OCFC icon
236
OceanFirst Financial
OCFC
$1.73B
$115K 0.06%
7,964
– –
MBB icon
237
iShares MBS ETF
MBB
$39.1B
$114K 0.06%
1,287
+580
+82% +$53K
ADP icon
238
Automatic Data Processing
ADP
$106B
$114K 0.06%
475
– –
RMR icon
239
The RMR Group
RMR
$325M
$113K 0.06%
4,591
-206
-4% -$4.96K
SPY icon
240
State Street SPDR S&P 500 ETF Trust
SPY
$819B
$112K 0.06%
261
-15
-5% -$6.67K
NOBL icon
241
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.8B
$111K 0.06%
2,500
+290
+13% +$13.6K
OTIS icon
242
Otis Worldwide
OTIS
$27.9B
$110K 0.06%
1,370
– –
CPB icon
243
Campbell Soup
CPB
$6.76B
$107K 0.06%
2,603
+370
+17% +$16.2K
EQC
244
DELISTED
Equity Commonwealth
EQC
$106K 0.06%
5,786
– –
IEF icon
245
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$106K 0.06%
1,158
+106
+10% +$10K
ERII icon
246
Energy Recovery
ERII
$468M
$106K 0.06%
5,000
– –
DFUS
247
Dimensional US Equity ETF
DFUS
$21.5B
$105K 0.06%
2,264
– –
EQC.PRD
248
DELISTED
Equity Commonwealth 6 1/2% Series D Cumulative Convertible Preferred Shares
EQC.PRD
$105K 0.06%
4,200
– –
MET icon
249
MetLife
MET
$61.6B
$105K 0.06%
1,665
+176
+12% +$11K
RVSB icon
250
Riverview Bancorp
RVSB
$112M
$103K 0.06%
18,500
– –
8 9
10
11 12

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MAMHA
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IRP
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HA
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DB
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HWM
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FPW
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EPIM
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Caldwell Sutter Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Caldwell Sutter Capital held 908 positions worth $181M, down 5.3% from $191M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Caldwell Sutter Capital's Q3 2023 filing shows 41 new, 133 increased, 140 reduced and 17 closed positions. Its largest new stake was Unity: 2,160 shares worth $67.8K. The largest sale was Apple, an estimated $1.64M.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 21% a quarter earlier, followed by Technology and Industrials.

  • Caldwell Sutter Capital's largest Q3 2023 buy was Unity: 2,160 shares worth $67.8K.
  • Caldwell Sutter Capital added most to Dollar General in Q3 2023, an estimated $765K increase.
  • Caldwell Sutter Capital's biggest Q3 2023 reduction was Apple, cutting an estimated $1.64M.
  • Caldwell Sutter Capital fully exited Neuberger High Yield Strategies Fund Inc in Q3 2023, selling an estimated $502K.
  • Caldwell Sutter Capital's ten largest holdings make up 23% of its $181M portfolio in Q3 2023.
  • Caldwell Sutter Capital opened 41 new positions and closed 17 in Q3 2023.
  • Caldwell Sutter Capital's portfolio value fell 5.3% quarter-over-quarter to $181M.

Based on Caldwell Sutter Capital's 13F filing for Q3 2023, filed 25 Oct 2023.