Barclays’s OFS Capital OFS Stock Holding History

Barclays’s Portfolio OFS Stock Details OFS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-3,850	Closed	-$46K	–	7509
2014 Q3	$46K	Sell	3,850 -1,650	-30%	-$20.8K	﹤0.01%	5952
2014 Q2	$72K	Sell	5,500 -1,000	-15%	-$12.7K	﹤0.01%	5682
2014 Q1	$78K	Sell	6,500 -482	-7%	-$6.15K	﹤0.01%	5648
2013 Q4	$84K	Hold	6,982	–	–	﹤0.01%	5798
2013 Q3	$84K	Sell	6,982 -11,997	-63%	-$145K	﹤0.01%	5759
2013 Q2	$226K	Buy	+18,979	New	+$242K	﹤0.01%	5046

Other funds holding OFS

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

HCS

Harvest Capital Strategies San Francisco, California $73.7M AUM 7.47% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

CCM

Corsair Capital Management New York $673M AUM 109.99% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

BCM

Bridgeway Capital Management Houston, Texas $4.97B AUM 44.96% 1-Year Est. Return

PWP

Private Wealth Partners Mill Valley, California $1.3B AUM 26.2% 1-Year Est. Return

Aspiriant LLC Los Angeles, California $3.51B AUM 13.98% 1-Year Est. Return

Barclays's OFS Position: Q4 2014 in Review

Barclays sold out of OFS Capital (OFS) in Q4 2014, closing a stake of 3,850 shares — an estimated $46K sold.

Barclays first reported a position in OFS in Q2 2013 and held it in 6 quarters. The position peaked at $226K in Q2 2013. 18 funds tracked by Wall St. Rank hold OFS as of Q4 2014.

Barclays reported no remaining OFS Capital position as of Q4 2014 after selling out during the quarter.
Barclays sold 3,850 OFS Capital shares in Q4 2014, an estimated $46K.
Barclays first reported a position in OFS Capital in Q2 2013 and held it in 6 quarters.
Barclays's OFS Capital position peaked at $226K in Q2 2013.
18 funds tracked by Wall St. Rank held OFS Capital as of Q4 2014.

Based on Barclays's 13F filing for Q4 2014, filed 13 Feb 2015.